The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 54 | 110 | SH | Put | SOLE | 110 | 0 | 0 | |
3M CO | COM | 88579Y101 | 479 | 2,437 | SH | SOLE | 2,437 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 744 | 10,728 | SH | SOLE | 10,728 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 150 | 225 | SH | Put | SOLE | 225 | 0 | 0 | |
ACUITY BRANDS INC | COM | 00508Y102 | 476 | 4,110 | SH | SOLE | 4,110 | 0 | 0 | ||
ACUITY BRANDS INC | COM | 00508Y102 | 66 | 75 | SH | Put | SOLE | 75 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 821 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 123 | 2,150 | SH | Put | SOLE | 2,150 | 0 | 0 | |
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 73 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 3,227 | 34,209 | SH | SOLE | 34,209 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 463 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 242 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 75 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 137 | 22,700 | SH | SOLE | 22,700 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 13,807 | 12,227 | SH | SOLE | 12,227 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 6 | 16 | SH | Call | SOLE | 16 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 3 | 16 | SH | Put | SOLE | 16 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 6 | 8 | SH | Call | SOLE | 8 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1 | 8 | SH | Put | SOLE | 8 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 27 | 104 | SH | Call | SOLE | 104 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 5 | 354 | SH | Put | SOLE | 354 | 0 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 103 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 162 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 81 | 4,757 | SH | SOLE | 4,757 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 12 | 192 | SH | Call | SOLE | 192 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 35 | 192 | SH | Put | SOLE | 192 | 0 | 0 | |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 619 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
ASE TECHNOLOGY HOLDING CO LT | SPONSORED ADS | 00215W100 | 3,722 | 809,023 | SH | SOLE | 809,023 | 0 | 0 | ||
ATHENAHEALTH INC | COM | 04685W103 | 2 | 3 | SH | Put | SOLE | 3 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 16 | 101 | SH | SOLE | 101 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 1,784 | 13,607 | SH | SOLE | 13,607 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 213 | 562 | SH | Put | SOLE | 562 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 6,415 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 151 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 317 | 11,260 | SH | SOLE | 11,260 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 95 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 370 | 850 | SH | Put | SOLE | 850 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 4,476 | 81,831 | SH | SOLE | 81,831 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 878 | 90,953 | SH | SOLE | 90,953 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 251 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 277 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 1,299 | 107,500 | SH | SOLE | 107,500 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 703 | 62,900 | SH | SOLE | 62,900 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 11 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 360 | 62,700 | SH | SOLE | 62,700 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 1,287 | 92,600 | SH | SOLE | 92,600 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 94 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 1,896 | 204,100 | SH | SOLE | 204,100 | 0 | 0 | ||
BLACKROCK SCIENCE & TECH TR | SHS | 09258G104 | 212 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
BLACKROCK UTILITIES INFRSTRC | COM | 09248D104 | 60 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 18 | 60 | SH | Call | SOLE | 60 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 3,884 | 1,916 | SH | SOLE | 1,916 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 598 | 40 | SH | Put | SOLE | 40 | 0 | 0 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 179 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 4 | 72 | SH | Put | SOLE | 72 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 64 | 1,270 | SH | SOLE | 1,270 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 1,638 | 23,491 | SH | SOLE | 23,491 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 21 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 222 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,648 | 12,149 | SH | SOLE | 12,149 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 88 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461100 | 2,075 | 233,400 | SH | SOLE | 233,400 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 1,682 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 197 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
CLEARBRIDGE AMERN ENERG MLP | COM | 184691103 | 62 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP FD IN | COM | 184692101 | 711 | 50,300 | SH | SOLE | 50,300 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP OPP F | COM | 18469P100 | 25 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 79 | 582 | SH | SOLE | 582 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 2 | 55 | SH | Put | SOLE | 55 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 2,774 | 230,800 | SH | SOLE | 230,800 | 0 | 0 | ||
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 243 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
COLUMBIA SELIGM PREM TECH GR | COM | 19842X109 | 69 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 4,979 | 354,400 | SH | SOLE | 354,400 | 0 | 0 | ||
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 2,889 | 206,500 | SH | SOLE | 206,500 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 38 | 282 | SH | Call | SOLE | 282 | 0 | 0 | |
CORNING INC | COM | 219350105 | 21 | 282 | SH | Put | SOLE | 282 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,576 | 7,541 | SH | SOLE | 7,541 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 69 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 212 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
CROCS INC | COM | 227046109 | 394 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 1,341 | 21,031 | SH | SOLE | 21,031 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 140 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,272 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 22,024 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 1,779 | 20,934 | SH | SOLE | 20,934 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 218 | 684 | SH | Put | SOLE | 684 | 0 | 0 | |
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 98 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
DR REDDYS LABS LTD | ADR | 256135203 | 4,402 | 135,907 | SH | SOLE | 135,907 | 0 | 0 | ||
DREYFUS STRATEGIC MUN BD FD | COM | 26202F107 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 220 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
DUFF & PHELPS SLCT ENGY MLP | COM | 26433F108 | 593 | 106,800 | SH | SOLE | 106,800 | 0 | 0 | ||
EATON VANCE ENH EQTY INC FD | COM | 278277108 | 162 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 75 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 831 | 57,300 | SH | SOLE | 57,300 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 1,332 | 105,900 | SH | SOLE | 105,900 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 109 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 185 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 326 | 375 | SH | Call | SOLE | 375 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 75 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 0 | 9 | SH | Put | SOLE | 9 | 0 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 3 | 18 | SH | SOLE | 18 | 0 | 0 | ||
FANHUA INC | SPONSORED ADR | 30712A103 | 756 | 26,520 | SH | SOLE | 26,520 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 11 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
FIDUCIARY CLAYMORE MLP OPP F | COM | 31647Q106 | 610 | 52,300 | SH | SOLE | 52,300 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 79 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
FIRST TR ENERGY INCOME & GRW | COM | 33738G104 | 117 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 554 | 43,100 | SH | SOLE | 43,100 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 79 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 156 | 3,188 | SH | SOLE | 3,188 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 49 | 297 | SH | Call | SOLE | 297 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 78 | 377 | SH | Put | SOLE | 377 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 451 | 8,557 | SH | SOLE | 8,557 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 85 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 307 | 29,600 | SH | SOLE | 29,600 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 422 | 650 | SH | Put | SOLE | 650 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,177 | 18,939 | SH | SOLE | 18,939 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 399 | 2,650 | SH | Put | SOLE | 2,650 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 2,981 | 128,014 | SH | SOLE | 128,014 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 18 | 900 | SH | Call | SOLE | 900 | 0 | 0 | |
HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 | 1,194 | 32,100 | SH | SOLE | 32,100 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 89 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | 276 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 632 | 1,200 | SH | Call | SOLE | 1,200 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 408 | 2,350 | SH | Put | SOLE | 2,350 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 41 | 2,809 | SH | SOLE | 2,809 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 13 | 30 | SH | Put | SOLE | 30 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 0 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 770 | 37,629 | SH | SOLE | 37,629 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 749 | 11,185 | SH | SOLE | 11,185 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 76 | 438 | SH | Put | SOLE | 438 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,392 | 174,554 | SH | SOLE | 174,554 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 363 | 31,200 | SH | SOLE | 31,200 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 1,986 | 136,400 | SH | SOLE | 136,400 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,336 | 2,700 | SH | Put | SOLE | 2,700 | 0 | 0 | |
INVESCO SR INCOME TR | COM | 46131H107 | 554 | 129,500 | SH | SOLE | 129,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 72 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 998 | 13,169 | SH | SOLE | 13,169 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 93 | 76 | SH | Call | SOLE | 76 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 311 | 961 | SH | Put | SOLE | 961 | 0 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 7,627 | 163,600 | SH | SOLE | 163,600 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 123 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 72 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
ISHARES TR | S&P US PFD STK | 464288687 | 7,007 | 185,800 | SH | SOLE | 185,800 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 7,243 | 185,961 | SH | SOLE | 185,961 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 191 | 1,574 | SH | Put | SOLE | 1,574 | 0 | 0 | |
KAYNE ANDERSON ENRGY TTL RT | COM | 48660P104 | 636 | 67,300 | SH | SOLE | 67,300 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 243 | 18,800 | SH | SOLE | 18,800 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 95 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 5 | 1,052 | SH | Put | SOLE | 1,052 | 0 | 0 | |
KT CORP | SPONSORED ADR | 48268K101 | 4,081 | 307,271 | SH | SOLE | 307,271 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 128 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 185 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 399 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 2,172 | 15,219 | SH | SOLE | 15,219 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 29 | 63 | SH | Call | SOLE | 63 | 0 | 0 | |
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 2,246 | 273,644 | SH | SOLE | 273,644 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 535 | 5,594 | SH | SOLE | 5,594 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 57 | 127 | SH | Put | SOLE | 127 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 203 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 2,786 | 99,500 | SH | SOLE | 99,500 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 13,557 | 467,000 | SH | SOLE | 467,000 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 400 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 328 | 6,257 | SH | SOLE | 6,257 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 60 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 4,674 | 821,144 | SH | SOLE | 821,144 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 368 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 96 | 1,268 | SH | Put | SOLE | 1,268 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 741 | 17,025 | SH | SOLE | 17,025 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 187 | 2,450 | SH | Put | SOLE | 2,450 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,754 | 262,156 | SH | SOLE | 262,156 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,925 | 40,615 | SH | SOLE | 40,615 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 211 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 2,366 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 2,718 | 75,212 | SH | SOLE | 75,212 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 508 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 12,189 | 48,240 | SH | SOLE | 48,240 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 638 | 275 | SH | Put | SOLE | 275 | 0 | 0 | |
NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | 98 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 68 | 13,200 | SH | SOLE | 13,200 | 0 | 0 | ||
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 13 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 29 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 438 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 3,692 | 760,438 | SH | SOLE | 760,438 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 4,065 | 278,600 | SH | SOLE | 278,600 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 599 | 44,800 | SH | SOLE | 44,800 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 120 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,370 | 172,300 | SH | SOLE | 172,300 | 0 | 0 | ||
NUVEEN DOW 30 DYN OVERWRITE | SHS | 67075F105 | 87 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 162 | 15,100 | SH | SOLE | 15,100 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,511 | 144,600 | SH | SOLE | 144,600 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 1,454 | 139,700 | SH | SOLE | 139,700 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 686 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 248 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 724 | 50,500 | SH | SOLE | 50,500 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 414 | 15,800 | SH | SOLE | 15,800 | 0 | 0 | ||
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 538 | 41,200 | SH | SOLE | 41,200 | 0 | 0 | ||
NUVEEN PFD & INCM OPPORTNYS | COM | 67073B106 | 962 | 103,100 | SH | SOLE | 103,100 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 1,673 | 189,900 | SH | SOLE | 189,900 | 0 | 0 | ||
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 275 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 438 | 27,100 | SH | SOLE | 27,100 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 489 | 48,900 | SH | SOLE | 48,900 | 0 | 0 | ||
NUVEEN S&P 500 DYN OVERWRITE | COM | 6706EW100 | 845 | 50,600 | SH | SOLE | 50,600 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 33,417 | 305,822 | SH | SOLE | 305,822 | 0 | 0 | ||
P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | 4,231 | 161,670 | SH | SOLE | 161,670 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 0 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 320 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 16,089 | 1,820,078 | SH | SOLE | 1,820,078 | 0 | 0 | ||
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 221 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 432 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 88 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PIMCO MUNICIPAL INCOME FD | COM | 72200R107 | 72 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 549 | 49,100 | SH | SOLE | 49,100 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 174 | 1,100 | SH | Put | SOLE | 1,100 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 310 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 543 | 103,800 | SH | SOLE | 103,800 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 5,902 | 666,114 | SH | SOLE | 666,114 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 413 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 6 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 631 | 63,400 | SH | SOLE | 63,400 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 99 | 1,760 | SH | SOLE | 1,760 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 20 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 362 | 1,704 | SH | Put | SOLE | 1,704 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 2,814 | 19,288 | SH | SOLE | 19,288 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 325 | 1,150 | SH | Put | SOLE | 1,150 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 129 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 1,904 | 21,153 | SH | SOLE | 21,153 | 0 | 0 | ||
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 95,353 | 94,000,000 | PRN | SOLE | 94,000,000 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 7 | 11 | SH | Put | SOLE | 11 | 0 | 0 | |
SK TELECOM LTD | SPONSORED ADR | 78440P108 | 418 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SKECHERS U S A INC | CL A | 830566105 | 402 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 129 | 2,200 | SH | Put | SOLE | 2,200 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 506 | 38,680 | SH | SOLE | 38,680 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 633 | 12,393 | SH | SOLE | 12,393 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,046 | 84,952 | SH | SOLE | 84,952 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 5,532 | 202,700 | SH | SOLE | 202,700 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 925 | 9,332 | SH | SOLE | 9,332 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 83 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 511 | 8,289 | SH | SOLE | 8,289 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 54 | 1,784 | SH | Put | SOLE | 1,784 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 1,587 | 204,310 | SH | SOLE | 204,310 | 0 | 0 | ||
SUNLANDS ONLINE ED GROUP | ADS | 86740P108 | 11,811 | 1,325,570 | SH | SOLE | 1,325,570 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 2,060 | 99,737 | SH | SOLE | 99,737 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 348 | 2,400 | SH | Put | SOLE | 2,400 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 23,657 | 647,065 | SH | SOLE | 647,065 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 8,261 | 418,800 | SH | SOLE | 418,800 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 840 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 297 | 3,296 | SH | SOLE | 3,296 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 19 | 37 | SH | Put | SOLE | 37 | 0 | 0 | |
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 456 | 24,277 | SH | SOLE | 24,277 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 94 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 95 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 212 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 50 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 3,526 | 132,100 | SH | SOLE | 132,100 | 0 | 0 | ||
TORTOISE MLP FD INC | COM | 89148B101 | 2,154 | 126,200 | SH | SOLE | 126,200 | 0 | 0 | ||
TORTOISE MLP FD INC | RIGHT 07/18/2018 | 89148B119 | 0 | 90,603 | SH | SOLE | 90,603 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 1,306 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 213 | 8,028 | SH | SOLE | 8,028 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 938 | 1,250 | SH | Call | SOLE | 1,250 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 1 | 1,250 | SH | Put | SOLE | 1,250 | 0 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 954 | 343,100 | SH | SOLE | 343,100 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,357 | 31,597 | SH | SOLE | 31,597 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 381 | 525 | SH | Put | SOLE | 525 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 699 | 20,117 | SH | SOLE | 20,117 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 91 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 215 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 58 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 231 | 9,947 | SH | SOLE | 9,947 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 385 | 13,430 | SH | SOLE | 13,430 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 726 | 66,873 | SH | SOLE | 66,873 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 200 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | 670 | 50,100 | SH | SOLE | 50,100 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 725 | 144,200 | SH | SOLE | 144,200 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 1,328 | 432 | SH | Put | SOLE | 432 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 11 | 113 | SH | SOLE | 113 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 0 | 93 | SH | Put | SOLE | 93 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 205 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 249 | 2,400 | SH | Put | SOLE | 2,400 | 0 | 0 | |
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 73 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 252 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
WESTERN ASSET MTG DEF OPPTY | COM | 95790B109 | 152 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 349 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
XEROX CORP | COM NEW | 984121608 | 6 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
XL GROUP LTD | COM | G98294104 | 10,016 | 179,025 | SH | SOLE | 179,025 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 1,386 | 13,794 | SH | SOLE | 13,794 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 285 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 1,023 | 44,000 | SH | SOLE | 44,000 | 0 | 0 |