Chief Operating Officer

0001085146-18-001985.txt : 20180813 0001085146-18-001985.hdr.sgml : 20180813 20180813093017 ACCESSION NUMBER: 0001085146-18-001985 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 IRS NUMBER: 980691159 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 181010540 BUSINESS ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569356 XXXXXXXX 06-30-2018 06-30-2018 false NINE MASTS CAPITAL Ltd

22&23/F, SHANGHAI COMMERCIAL BANK TOWER 12 QUEEN'S ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-16783 N Elaine Davis Chief Operating Officer 8-522-105-5803 /s/ Elaine Davis Hong Kong K3 08-10-2018 0 289 515601 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 54 110 SH Put SOLE 110 0 0 3M CO COM 88579Y101 479 2437 SH SOLE 2437 0 0 58 COM INC SPON ADR REP A 31680Q104 744 10728 SH SOLE 10728 0 0 58 COM INC SPON ADR REP A 31680Q104 150 225 SH Put SOLE 225 0 0 ACUITY BRANDS INC COM 00508Y102 476 4110 SH SOLE 4110 0 0 ACUITY BRANDS INC COM 00508Y102 66 75 SH Put SOLE 75 0 0 ADVANCED MICRO DEVICES INC COM 007903107 821 1500 SH Call SOLE 1500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 123 2150 SH Put SOLE 2150 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 73 13100 SH SOLE 13100 0 0 ALBEMARLE CORP COM 012653101 3227 34209 SH SOLE 34209 0 0 ALBEMARLE CORP COM 012653101 463 1000 SH Put SOLE 1000 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 242 21000 SH SOLE 21000 0 0 ALLIANZGI CONV & INCOME FD COM 018828103 75 10800 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