The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | SP ADR REP COM | 316827104 | 4,491 | 52,199 | SH | SOLE | 52,199 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 126 | 1,584 | SH | SOLE | 1,584 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 7 | 709 | SH | Put | SOLE | 709 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 2,726 | 17,762 | SH | SOLE | 17,762 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 156 | 355 | SH | Put | SOLE | 355 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,724 | 271,017 | SH | SOLE | 271,017 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 833 | 3,950 | SH | Put | SOLE | 3,950 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 4,315 | 69,643 | SH | SOLE | 69,643 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 3 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 604 | 750 | SH | Put | SOLE | 750 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,784 | 24,977 | SH | SOLE | 24,977 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 484 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 1,402 | 117,900 | SH | SOLE | 117,900 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 99 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 65 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 128,042 | 123,457 | SH | SOLE | 123,457 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 80 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 932 | 104,300 | SH | SOLE | 104,300 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 26 | 64 | SH | Call | SOLE | 64 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 5 | 64 | SH | Put | SOLE | 64 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 226 | 320 | SH | Put | SOLE | 320 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 743 | 32,227 | SH | SOLE | 32,227 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 1 | 320 | SH | Call | SOLE | 320 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 6,249 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 191 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 302 | 2,350 | SH | Call | SOLE | 2,350 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 8 | 157 | SH | SOLE | 157 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 1 | 3 | SH | Put | SOLE | 3 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 4,204 | 97,051 | SH | SOLE | 97,051 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 567 | 42,891 | SH | SOLE | 42,891 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 424 | 48,600 | SH | SOLE | 48,600 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 119 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 573 | 94,100 | SH | SOLE | 94,100 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 262 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 864 | 97,300 | SH | SOLE | 97,300 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,521 | 7,688 | SH | SOLE | 7,688 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 272 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 2,581 | 34,910 | SH | SOLE | 34,910 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 159 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 189 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 75 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 357 | 48,800 | SH | SOLE | 48,800 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 558 | 14,798 | SH | SOLE | 14,798 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 63 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 1,095 | 23,881 | SH | SOLE | 23,881 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 319 | 850 | SH | Call | SOLE | 850 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 72 | 850 | SH | Put | SOLE | 850 | 0 | 0 | |
CLEARBRIDGE AMERN ENERG MLP | COM | 184691103 | 95 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP FD IN | COM | 184692101 | 1,375 | 109,200 | SH | SOLE | 109,200 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP TR FD | COM | 18469Q108 | 161 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 212 | 1,589 | SH | SOLE | 1,589 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 16 | 55 | SH | Put | SOLE | 55 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 376 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 149 | 950 | SH | Put | SOLE | 950 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,416 | 7,514 | SH | SOLE | 7,514 | 0 | 0 | ||
CROCS INC | COM | 227046109 | 410 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 403 | 7,242 | SH | SOLE | 7,242 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 220 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
CSX CORP | COM | 126408103 | 215 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 18,874 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 21,926 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 9,273 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 71 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 84 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 792 | 19,632 | SH | SOLE | 19,632 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 132 | 256 | SH | Put | SOLE | 256 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 5,305 | 48,052 | SH | SOLE | 48,052 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 83 | 75 | SH | Call | SOLE | 75 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 583 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 51 | 356 | SH | SOLE | 356 | 0 | 0 | ||
F5 NETWORKS INC | COM | 315616102 | 6 | 9 | SH | Put | SOLE | 9 | 0 | 0 | |
FANG HLDGS LTD | ADR | 30711Y102 | 2,941 | 572,200 | SH | SOLE | 572,200 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 4,701 | 19,577 | SH | SOLE | 19,577 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 287 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 728 | 408 | SH | Put | SOLE | 408 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 23 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 165 | 9,717 | SH | SOLE | 9,717 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 51 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 306 | 15,744 | SH | SOLE | 15,744 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 780 | 63,714 | SH | SOLE | 63,714 | 0 | 0 | ||
FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 143 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 2,440 | 12,051 | SH | SOLE | 12,051 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 188 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 1 | 50 | SH | Put | SOLE | 50 | 0 | 0 | |
FLIR SYS INC | COM | 302445101 | 33 | 668 | SH | SOLE | 668 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 144 | 672 | SH | Put | SOLE | 672 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 1,170 | 25,692 | SH | SOLE | 25,692 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 8 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 81 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 154 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 1,477 | 14,558 | SH | SOLE | 14,558 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 255 | 446 | SH | Put | SOLE | 446 | 0 | 0 | |
HELMERICH & PAYNE INC | COM | 423452101 | 1,729 | 25,972 | SH | SOLE | 25,972 | 0 | 0 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 211 | 724 | SH | Put | SOLE | 724 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 16 | 917 | SH | SOLE | 917 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 6 | 30 | SH | Put | SOLE | 30 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 70 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 8,829 | 442,552 | SH | SOLE | 442,552 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 586 | 23,800 | SH | SOLE | 23,800 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 10,240 | 573,651 | SH | SOLE | 573,651 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 108 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 26 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
IPG PHOTONICS CORP | COM | 44980X109 | 165 | 708 | SH | SOLE | 708 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 9 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 727 | 11,320 | SH | SOLE | 11,320 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 130 | 311 | SH | Put | SOLE | 311 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 157 | 274 | SH | Call | SOLE | 274 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 151 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,292 | 10,595 | SH | SOLE | 10,595 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 20 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 232 | 14,867 | SH | SOLE | 14,867 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 5,482 | 135,400 | SH | SOLE | 135,400 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 60 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 130 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 607 | 9,738 | SH | SOLE | 9,738 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 5 | 900 | SH | Call | SOLE | 900 | 0 | 0 | |
KROGER CO | COM | 501044101 | 141 | 1,102 | SH | Put | SOLE | 1,102 | 0 | 0 | |
KROGER CO | COM | 501044101 | 935 | 39,056 | SH | SOLE | 39,056 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 0 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
KT CORP | SPONSORED ADR | 48268K101 | 6,406 | 467,592 | SH | SOLE | 467,592 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 4,600 | 120,395 | SH | SOLE | 120,395 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 1 | 134 | SH | Call | SOLE | 134 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 881 | 1,552 | SH | Put | SOLE | 1,552 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 4 | 442 | SH | Put | SOLE | 442 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 87 | 63 | SH | Call | SOLE | 63 | 0 | 0 | |
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 6,924 | 564,306 | SH | SOLE | 564,306 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 8 | 91 | SH | SOLE | 91 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 1 | 10 | SH | Put | SOLE | 10 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 51 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 186 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 9 | 357 | SH | Put | SOLE | 357 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 404 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 281 | 370 | SH | Call | SOLE | 370 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 168 | 2,850 | SH | Put | SOLE | 2,850 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 2,919 | 338,577 | SH | SOLE | 338,577 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 8,555 | 73,314 | SH | SOLE | 73,314 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,028 | 41,300 | SH | SOLE | 41,300 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 659 | 84,300 | SH | SOLE | 84,300 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 2,144 | 52,067 | SH | SOLE | 52,067 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 319 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 11,283 | 40,239 | SH | SOLE | 40,239 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 988 | 475 | SH | Put | SOLE | 475 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 267 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 12 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 690 | 10,381 | SH | SOLE | 10,381 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 8 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 1,540 | 32,613 | SH | SOLE | 32,613 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 1,237 | 213,923 | SH | SOLE | 213,923 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 255 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,418 | 178,600 | SH | SOLE | 178,600 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 51 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 1,682 | 177,600 | SH | SOLE | 177,600 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 6,455 | 15,790 | SH | Put | SOLE | 15,790 | 0 | 0 | |
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 62 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 44 | 192 | SH | SOLE | 192 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 2 | 13 | SH | Put | SOLE | 13 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 24,578 | 210,072 | SH | SOLE | 210,072 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 7,727 | 118,945 | SH | SOLE | 118,945 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 885 | 1,450 | SH | Put | SOLE | 1,450 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,025 | 13,508 | SH | SOLE | 13,508 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 104 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 73 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 93 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 16 | 1,160 | SH | SOLE | 1,160 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 202 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 2,290 | 29,995 | SH | SOLE | 29,995 | 0 | 0 | ||
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 310 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
POWERSHARES ETF TR II | VAR RATE PFD POR | 73937B597 | 272 | 10,820 | SH | SOLE | 10,820 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 1,106 | 10,248 | SH | SOLE | 10,248 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 50 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 404 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 648 | 46,700 | SH | SOLE | 46,700 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 1,130 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 23,925 | 2,044,901 | SH | SOLE | 2,044,901 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212101 | 454 | 4,060 | SH | SOLE | 4,060 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212101 | 18 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 203 | 1,356 | SH | SOLE | 1,356 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 9 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 763 | 13,031 | SH | SOLE | 13,031 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 317 | 1,200 | SH | Call | SOLE | 1,200 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 754 | 4,570 | SH | Put | SOLE | 4,570 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 6,489 | 52,083 | SH | SOLE | 52,083 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 1,750 | 1,150 | SH | Put | SOLE | 1,150 | 0 | 0 | |
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 104,223 | 94,000,000 | PRN | SOLE | 94,000,000 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 13,032 | 124,985 | SH | SOLE | 124,985 | 0 | 0 | ||
SKECHERS U S A INC | CL A | 830566105 | 389 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SMUCKER J M CO | COM NEW | 832696405 | 191 | 1,542 | SH | SOLE | 1,542 | 0 | 0 | ||
SMUCKER J M CO | COM NEW | 832696405 | 5 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 2,295 | 47,478 | SH | SOLE | 47,478 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 330 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 1,534 | 15,594 | SH | SOLE | 15,594 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 229 | 857 | SH | Put | SOLE | 857 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 1,840 | 12,012 | SH | SOLE | 12,012 | 0 | 0 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 132 | 160 | SH | Put | SOLE | 160 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 105 | 12,518 | SH | SOLE | 12,518 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 34,332 | 784,547 | SH | SOLE | 784,547 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 6,732 | 267,366 | SH | SOLE | 267,366 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 283 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 176 | 800 | SH | Call | SOLE | 800 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 13 | 350 | SH | Put | SOLE | 350 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 12 | 37 | SH | Put | SOLE | 37 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 128 | 1,286 | SH | SOLE | 1,286 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 552 | 25,640 | SH | SOLE | 25,640 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 91 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 972 | 56,860 | SH | SOLE | 56,860 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 94 | 1,609 | SH | Call | SOLE | 1,609 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 504 | 1,609 | SH | Put | SOLE | 1,609 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 8,052 | 85,134 | SH | SOLE | 85,134 | 0 | 0 | ||
TOTAL SYS SVCS INC | COM | 891906109 | 26 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
TOTAL SYS SVCS INC | COM | 891906109 | 407 | 4,715 | SH | SOLE | 4,715 | 0 | 0 | ||
TRINITY INDS INC | COM | 896522109 | 37 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
TRINITY INDS INC | COM | 896522109 | 15 | 531 | SH | Put | SOLE | 531 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 1,878 | 25,662 | SH | SOLE | 25,662 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 48 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 186 | 750 | SH | Put | SOLE | 750 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 307 | 1,250 | SH | Call | SOLE | 1,250 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 170 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 190 | 2,742 | SH | SOLE | 2,742 | 0 | 0 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 145 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 181 | 455 | SH | Put | SOLE | 455 | 0 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 1,163 | 440,626 | SH | SOLE | 440,626 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 572 | 16,255 | SH | SOLE | 16,255 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 49 | 415 | SH | Put | SOLE | 415 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 568 | 35,695 | SH | SOLE | 35,695 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 224 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JP MORGAN MKTS | 92189F494 | 5,127 | 261,600 | SH | SOLE | 261,600 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 3,451 | 207,625 | SH | SOLE | 207,625 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 458 | 2,300 | SH | Put | SOLE | 2,300 | 0 | 0 | |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 130 | 17,800 | SH | SOLE | 17,800 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 387 | 4,605 | SH | SOLE | 4,605 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 10 | 505 | SH | Put | SOLE | 505 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 557 | 582 | SH | Put | SOLE | 582 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 35 | 93 | SH | Put | SOLE | 93 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 155 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 280 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 816 | 15,562 | SH | SOLE | 15,562 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 73 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 690 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 60 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 53 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 1 | 105 | SH | Call | SOLE | 105 | 0 | 0 | |
WESTROCK CO | COM | 96145D105 | 2 | 5 | SH | Put | SOLE | 5 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 220 | 7,660 | SH | SOLE | 7,660 | 0 | 0 | ||
XEROX CORP | COM NEW | 984121608 | 55 | 1,136 | SH | Call | SOLE | 1,136 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 102 | 386 | SH | Put | SOLE | 386 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 34,886 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 647 | 6,146 | SH | SOLE | 6,146 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 143 | 94 | SH | Put | SOLE | 94 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 1,366 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 1,049 | 70,000 | SH | SOLE | 70,000 | 0 | 0 |