0001085146-17-000685.txt : 20170214 0001085146-17-000685.hdr.sgml : 20170214 20170214104327 ACCESSION NUMBER: 0001085146-17-000685 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 17603975 BUSINESS ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001569356 XXXXXXXX 12-31-2016 12-31-2016 true 1 NEW HOLDINGS false NINE MASTS CAPITAL Ltd

901 LHT TOWER 31 QUEEN'S ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-16783 N Elaine Davis 8 522 105-5803 /s/ Elaine Davis Hong Kong K3 02-13-2017 0 59 487077 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M404123202410053SHSOLE 241005300ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023881020SHPutSOLE 102000ALLIANZGI CONV & INCOME FDCOM01882810354084697SHSOLE 8469700ALPHABET INCCAP STK CL A02079K30523773000SHSOLE 300000AU OPTRONICS CORPSPONSORED ADR0022551071982542972SHSOLE 54297200BLACKROCK ENERGY & RES TRCOM09250U10155738566SHSOLE 3856600BLACKROCK INTL GRWTH & INC TCOM BENE INTER09252410726948900SHSOLE 4890000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10572433178SHSOLE 3317800BLACKROCK RES & COMM STRAT TSHS09257A10879495981SHSOLE 9598100CHINA UNICOM (HONG KONG) LTDSPONSORED ADR16945R1048224706170SHSOLE 70617000CNOOC LTDSPONSORED ADR12613210911739380SHSOLE 938000COHEN & STEERS INFRASTRUCTURCOM19248A109168486961SHSOLE 8696100CORNERSTONE STRATEGIC VALUECOM21924B302135088993SHSOLE 8899300CTRIP COM INTL LTDNOTE 1.000% 7/022943FAF73091930000000PRNSOLE 3000000000CTRIP COM INTL LTDNOTE 1.250%10/122943FAD22310020000000PRNSOLE 2000000000CTRIP COM INTL LTDNOTE 1.990% 7/022943FAH32087520000000PRNSOLE 2000000000DR REDDYS LABS LTDADR256135203242253694SHSOLE 5369400EATON VANCE TAX MNGD GBL DVCOM27829F1082186272598SHSOLE 27259800EATON VANCE TXMGD GL BUYWR OCOM27829C1052093207830SHSOLE 20783000ENDURANCE SPECIALTY HLDGS LTSHSG30397106539658401SHSOLE 5840100GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1091139214874SHSOLE 21487400HARMAN INTL INDS INCCOM4130861091087097791SHSOLE 9779100HEADWATERS INCCOM42210P102199784900SHSOLE 8490000HERBALIFE LTDCOM USD SHSG4412G101215844830SHSOLE 4483000HONDA MOTOR LTDAMERN SHS4381283083107106241SHSOLE 10624100INFOSYS LTDSPONSORED ADR4567881084969333780SHSOLE 33378000INTERSIL CORPCL A46069S10911199502215SHSOLE 50221500ISHARES INCMSCI JPN ETF NEW46434G82212020000SHPutSOLE 2000000ISHARES TRCORE US AGGBD ET464287226501446400SHSOLE 4640000ISHARES TRIBOXX INV CP ETF464287242418235688SHSOLE 3568800ISHARES TRJP MOR EM MK ETF464288281502645600SHSOLE 4560000MELCO CROWN ENTMT LTDADR5854641004914309088SHSOLE 30908800MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221043995647778SHSOLE 64777800MORGAN STANLEY CHINA A SH FDCOM6174681031217111SHSOLE 711100NOMURA HLDGS INCSPONSORED ADR65535H208156662654891SHSOLE 265489100NUVEEN MUN VALUE FD INCCOM67092810019920827SHSOLE 2082700NUVEEN S&P 500 BUY-WRITE INCCOM6706ER10122917998SHSOLE 1799800PETROCHINA CO LTDSPONSORED ADR71646E1004375861SHSOLE 586100POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7693944168816SHSOLE 16881600QUNAR CAYMAN IS LTDSPNS ADR CL B74906P1043369111822SHSOLE 11182200SEADRILL LIMITEDSHSG7945E105403161250SHPutSOLE 6125000SINA CORPNOTE 1.000%12/082922RAD58983891500000PRNSOLE 9150000000SONY CORPADR NEW835699307295451053530SHSOLE 105353000SPDR S&P 500 ETF TRTR UNIT78462F103327SHCallSOLE 700SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A4173873106243SHSOLE 10624300SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M209501776569179SHSOLE 656917900TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100204871230SHSOLE 7123000TEKLA HEALTHCARE INVSSH BEN INT87911J10386340820SHSOLE 4082000TERRAFORM PWR INCCL A COM88104R1004612360000SHSOLE 36000000TRINA SOLAR LIMITEDDBCV 3.500% 6/189628EAC82408125150000PRNSOLE 2515000000TRINA SOLAR LIMITEDNOTE 4.000%10/189628EAE487779450000PRNSOLE 945000000TWENTY FIRST CENTY FOX INCCL B90130A200299091097588SHSOLE 109758800VALE S AADR91912E1055290694275SHSOLE 69427500VANGUARD BD INDEX FD INCINTERMED TERM921937819501760400SHSOLE 6040000VANGUARD BD INDEX FD INCSHORT TRM BOND921937827499762900SHSOLE 6290000VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835500962000SHSOLE 6200000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409500863100SHSOLE 6310000VOYA GLBL EQTY DIV & PREM OPCOM92912T10058085527SHSOLE 8552700YY INCNOTE 2.250% 4/098426TAB21136211520000PRNSOLE 1152000000