0001085146-16-004214.txt : 20160809 0001085146-16-004214.hdr.sgml : 20160809 20160809144743 ACCESSION NUMBER: 0001085146-16-004214 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 161817421 BUSINESS ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569356 XXXXXXXX 06-30-2016 06-30-2016 NINE MASTS CAPITAL Ltd

901 LHT TOWER 31 QUEEN'S ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-16783 N Elaine Davis 8 522 105-5803 /s/ Elaine Davis Hong Kong K3 08-05-2016 0 54 415291 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOMCOM00300910731863515SHSOLE 6351500ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M404161872849612SHSOLE 284961200AIRMEDIA GROUP INCSPONSORED ADR0094111091037302296SHSOLE 30229600ALLIANCEBERNSTEIN GBL HGH INCOM01879R10630324700SHSOLE 2470000ALPHABET INCCAP STK CL A02079K3051013114400SHSOLE 1440000ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N02106020736650370SHSOLE 5037000AU OPTRONICS CORPSPONSORED ADR00225510788852617573SHSOLE 261757300AUTOHOME INCSP ADR RP CL A05278C107145272200SHSOLE 7220000BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10146632400SHSOLE 3240000CHESAPEAKE ENERGY CORPNOTE 2.250%12/1165167CB127053319000PRNSOLE 331900000CHINA MOBILE LIMITEDSPONSORED ADR16941M109343960200SHSOLE 6020000CHINA UNICOM (HONG KONG) LTDSPONSORED ADR16945R1047221698550SHSOLE 69855000CTRIP COM INTL LTDNOTE 1.250%10/122943FAD22448820000000PRNSOLE 2000000000CTRIP COM INTL LTDNOTE 1.990% 7/022943FAH32171320000000PRNSOLE 2000000000DIREXION SHS ETF TRCSI300 CHINA1X25459Y11619967456920SHSOLE 45692000DR REDDYS LABS LTDADR2561352031352700SHSOLE 270000E HOUSE CHINA HLDGS LTDADR26852W103141102180796SHSOLE 218079600EATON VANCE LTD DUR INCOME FCOM27828H10526519700SHSOLE 1970000EATON VANCE TX ADV GLBL DIVCOM27828S10118612900SHSOLE 1290000HERBALIFE LTDCOM USD SHSG4412G10159310130SHSOLE 1013000HONDA MOTOR LTDAMERN SHS4381283084887196130SHSOLE 19613000INDIA FD INCCOM454089103702901SHSOLE 290100INGRAM MICRO INCCL A457153104144741600SHSOLE 4160000INVESCO DYNAMIC CR OPP FDCOM46132R10412611400SHSOLE 1140000INVESCO SR INCOME TRCOM46131H10715436729SHSOLE 3672900ISHARES TRCORE US AGGBD ET464287226305127100SHSOLE 2710000ISHARES TRIBOXX INV CP ETF464287242309325200SHSOLE 2520000ISHARES TRJP MOR EM MK ETF464288281310927000SHSOLE 2700000LG DISPLAY CO LTDSPONS ADR REP50186V1023312288956SHSOLE 28895600MITSUBISHI UFJ FINL GROUP INSPONSORED ADR606822104100322271979SHSOLE 227197900MULTI FINELINE ELECTRONIX INCOM62541B1015161222439SHSOLE 22243900NOMURA HLDGS INCSPONSORED ADR65535H20892792623300SHSOLE 262330000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10254166900SHSOLE 6690000PETROCHINA CO LTDSPONSORED ADR71646E100336249307SHSOLE 4930700PIMCO CORPORATE & INCOME OPPCOM72201B10158641614SHSOLE 4161400POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7692736119102SHSOLE 11910200QIHOO 360 TECHNOLOGY CO LTDADS74734M109243033266SHSOLE 3326600QIHOO 360 TECHNOLOGY CO LTDNOTE 2.500% 9/174734MAB54176941900000PRNSOLE 4190000000SINA CORPORDG81477104378372932SHSOLE 7293200SONY CORPADR NEW835699307378491307856SHSOLE 130785600SOUFUN HLDGS LTDNOTE 2.000%12/1836034AB44931350000000PRNSOLE 5000000000SPDR SERIES TRUSTBRC HGH YLD BD78464A4175044141300SHSOLE 14130000SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M209444437841300SHSOLE 784130000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910013268505820SHSOLE 50582000TEMPLETON GLOBAL INCOME FDCOM88019810623236402SHSOLE 3640200TERRAFORM PWR INCCL A COM88104R1009810900000SHSOLE 90000000TOYOTA MOTOR CORPSP ADR REP2COM892331307254826037SHSOLE 2603700VANGUARD BD INDEX FD INCINTERMED TERM921937819304734600SHSOLE 3460000VANGUARD BD INDEX FD INCSHORT TRM BOND921937827301537200SHSOLE 3720000VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835305236200SHSOLE 3620000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409303237500SHSOLE 3750000WESTERN ASSET EMRG MKT DEBTCOM95766A10125016280SHSOLE 1628000YY INCNOTE 2.250% 4/098426TAB268957000000PRNSOLE 700000000ZHAOPIN LTDSPONSORED ADR98954L10359841150SHSOLE 4115000