The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 9,487 | 448,788 | SH | SOLE | 448,788 | 0 | 0 | ||
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 283 | 61,828 | SH | SOLE | 61,828 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 118 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | 1,232 | 213,168 | SH | SOLE | 213,168 | 0 | 0 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 958 | 70,841 | SH | SOLE | 70,841 | 0 | 0 | ||
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 10,001 | 1,789,030 | SH | SOLE | 1,789,030 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 157 | 14,599 | SH | SOLE | 14,599 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 2,123 | 383,189 | SH | SOLE | 383,189 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 1,406 | 278,514 | SH | SOLE | 278,514 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 9,577 | 3,234,643 | SH | SOLE | 3,234,643 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 461 | 47,105 | SH | SOLE | 47,105 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 230 | 18,652 | SH | SOLE | 18,652 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 1,012 | 132,978 | SH | SOLE | 132,978 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 752 | 56,231 | SH | SOLE | 56,231 | 0 | 0 | ||
BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 6,146 | 464,514 | SH | SOLE | 464,514 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 2,183 | 207,713 | SH | SOLE | 207,713 | 0 | 0 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 2,147 | 216,646 | SH | SOLE | 216,646 | 0 | 0 | ||
CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | 2,048 | 113,435 | SH | SOLE | 113,435 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 7,490 | 137,479 | SH | SOLE | 137,479 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.250%12/1 | 165167CB1 | 1,124 | 3,319,000 | PRN | SOLE | 3,319,000 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 672 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
CHINA PETE & CHEM CORP | SPON ADR H SHS | 16941R108 | 505 | 8,357 | SH | SOLE | 8,357 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 7,061 | 579,101 | SH | SOLE | 579,101 | 0 | 0 | ||
CNOOC LTD | SPONSORED ADR | 126132109 | 9,414 | 90,412 | SH | SOLE | 90,412 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 26,550 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
DIREXION SHS ETF TR | CSI300 CHINA1X | 25459Y116 | 33,986 | 806,500 | SH | SOLE | 806,500 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 1,001 | 61,700 | SH | SOLE | 61,700 | 0 | 0 | ||
DR REDDYS LABS LTD | ADR | 256135203 | 10,118 | 214,603 | SH | SOLE | 214,603 | 0 | 0 | ||
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 6,025 | 957,830 | SH | SOLE | 957,830 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 442 | 34,660 | SH | SOLE | 34,660 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 705 | 69,375 | SH | SOLE | 69,375 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | ETF | 33733E708 | 135 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 4,579 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
GABELLI DIVD & INCOME TR | COM | 36242H104 | 339 | 18,347 | SH | SOLE | 18,347 | 0 | 0 | ||
GABELLI EQUITY TR INC | COM | 362397101 | 446 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,170 | 925,000 | SH | Call | SOLE | 925,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 116 | 924,000 | SH | Put | SOLE | 924,000 | 0 | 0 | |
HOMEINNS HOTEL GROUP | SPONSORED ADR | 43742E102 | 11,589 | 339,243 | SH | SOLE | 339,243 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 6,447 | 198,227 | SH | SOLE | 198,227 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 18,714 | 468,628 | SH | SOLE | 468,628 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 4,895 | 620,500 | SH | SOLE | 620,500 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 921 | 55,065 | SH | SOLE | 55,065 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 208 | 19,678 | SH | SOLE | 19,678 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 278 | 68,904 | SH | SOLE | 68,904 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 10,459 | 296,366 | SH | SOLE | 296,366 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8 | 1,600,000 | SH | Call | SOLE | 1,600,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 923 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 22,930 | 284,558 | SH | SOLE | 284,558 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 239 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 446 | 83,301 | SH | SOLE | 83,301 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 585 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 35,993 | 1,327,187 | SH | SOLE | 1,327,187 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 1,271 | 201,865 | SH | SOLE | 201,865 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 1,331 | 83,108 | SH | SOLE | 83,108 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 213 | 31,298 | SH | SOLE | 31,298 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 2,446 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 3,128 | 553,777 | SH | SOLE | 553,777 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 286 | 36,514 | SH | SOLE | 36,514 | 0 | 0 | ||
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 311 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 234 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 33,428 | 1,151,898 | SH | SOLE | 1,151,898 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 4,723 | 72,056 | SH | SOLE | 72,056 | 0 | 0 | ||
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 8,366 | 464,015 | SH | SOLE | 464,015 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 303 | 21,384 | SH | SOLE | 21,384 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 215 | 14,705 | SH | SOLE | 14,705 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 11,352 | 155,918 | SH | SOLE | 155,918 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 486 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 2,673 | 27,000,000 | PRN | SOLE | 27,000,000 | 0 | 0 | ||
RESMED INC | COM | 761152107 | 506 | 9,420 | SH | SOLE | 9,420 | 0 | 0 | ||
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 6,214 | 71,869 | SH | SOLE | 71,869 | 0 | 0 | ||
SONY CORP | ADR NEW | 835699307 | 25,570 | 1,024,066 | SH | SOLE | 1,024,066 | 0 | 0 | ||
SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 48,094 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 539 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 959 | 125,136 | SH | SOLE | 125,136 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 157 | 24,714 | SH | SOLE | 24,714 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 10,064 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 8,309 | 66,705 | SH | SOLE | 66,705 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 102 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 37,332 | 1,376,057 | SH | SOLE | 1,376,057 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 1,955 | 31,300 | SH | SOLE | 31,300 | 0 | 0 |