0001085146-16-003153.txt : 20160216 0001085146-16-003153.hdr.sgml : 20160215 20160212194339 ACCESSION NUMBER: 0001085146-16-003153 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 161422085 BUSINESS ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 901 LHT TOWER STREET 2: 31 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569356 XXXXXXXX 12-31-2015 12-31-2015 NINE MASTS CAPITAL Ltd
901 LHT TOWER 31 QUEEN'S ROAD CENTRAL K3 HONG KONG
13F HOLDINGS REPORT 028-16783 N
Elaine Davis Chief Operating Officer 8 522 105-5803 /s/ Elaine Davis Hong Kong K3 02-12-2016 0 81 487402 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 21VIANET GROUP INCSPONSORED ADR90138A1039487448788SHSOLE 44878800ABERDEEN ASIA PACIFIC INCOMCOM00300910728361828SHSOLE 6182800ADAMS DIVERSIFIED EQUITY FDCOM0062121041189200SHSOLE 920000ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M4041232213168SHSOLE 21316800ADVENT CLAYMORE CV SECS & INCOM00764C10995870841SHSOLE 7084100AIRMEDIA GROUP INCSPONSORED ADR009411109100011789030SHSOLE 178903000ALLIANCEBERNSTEIN GBL HGH INCOM01879R10615714599SHSOLE 1459900ALLIANZGI CONV & INCOME FDCOM0188281032123383189SHSOLE 38318900ALLIANZGI CONV & INCOME FD ICOM0188251091406278514SHSOLE 27851400AU OPTRONICS CORPSPONSORED ADR00225510795773234643SHSOLE 323464300BLACKROCK CORPOR HI YLD FD ICOM09255P10746147105SHSOLE 4710500BLACKROCK CR ALLCTN INC TRCOM09250810023018652SHSOLE 1865200BLACKROCK ENHANCED EQT DIV TCOM09251A1041012132978SHSOLE 13297800BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10175256231SHSOLE 5623100BONA FILM GROUP 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160000000ISHARES TRCHINA LG-CAP ETF464287184923500000SHPutSOLE 50000000ISHARES TRIBOXX HI YD ETF46428851322930284558SHSOLE 28455800ISHARES TRMSCI EMG MKT ETF4642872341100000SHCallSOLE 10000000ISHARES TRMSCI EMG MKT ETF464287234239200000SHPutSOLE 20000000LIBERTY ALL STAR EQUITY FDSH BEN INT53015810444683301SHSOLE 8330100MICRON TECHNOLOGY INCNOTE 3.000%11/1595112AY95857000000PRNSOLE 700000000MINDRAY MEDICAL INTL LTDSPON ADR602675100359931327187SHSOLE 132718700MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221041271201865SHSOLE 20186500MOMO INCADR60879B107133183108SHSOLE 8310800MORGAN STANLEY EM MKTS DM DECOM61747710421331298SHSOLE 3129800NCR CORP NEWCOM62886E1082446100000SHSOLE 10000000NOMURA HLDGS INCSPONSORED ADR65535H2083128553777SHSOLE 55377700NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10228636514SHSOLE 3651400NUVEEN MUN OPPORTUNITY FD INCOM67098410331121700SHSOLE 2170000NUVEEN PFD INCOME OPPRTNY FDCOM67073B10623425500SHSOLE 2550000OMNIVISION TECHNOLOGIES INCCOM682128103334281151898SHSOLE 115189800PETROCHINA CO LTDSPONSORED ADR71646E100472372056SHSOLE 7205600PIMCO DYNAMIC CR INCOME FDCOM SHS72202D1068366464015SHSOLE 46401500PRUDENTIAL GLB SHT DUR HG YLCOM74433A10930321384SHSOLE 2138400PRUDENTIAL SHT DURATION HG YCOM74442F10721514705SHSOLE 1470500QIHOO 360 TECHNOLOGY CO LTDADS74734M10911352155918SHSOLE 15591800QIHOO 360 TECHNOLOGY CO LTDNOTE 1.750% 8/174734MAF64865000000PRNSOLE 500000000QIHOO 360 TECHNOLOGY CO LTDNOTE 2.500% 9/174734MAB5267327000000PRNSOLE 2700000000RESMED INCCOM7611521075069420SHSOLE 942000RYANAIR HLDGS PLCSPONSORED ADR NE783513203621471869SHSOLE 7186900SONY CORPADR NEW835699307255701024066SHSOLE 102406600SOUFUN HLDGS LTDNOTE 2.000%12/1836034AB44809450000000PRNSOLE 5000000000SPDR S&P 500 ETF TRTR UNIT78462F103539100000SHCallSOLE 10000000SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M209959125136SHSOLE 12513600TEMPLETON GLOBAL INCOME FDCOM88019810615724714SHSOLE 2471400TERRAFORM PWR INCCL A COM88104R10010064800000SHSOLE 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