The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 5,800 | 317,380 | SH | SOLE | 317,380 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 40 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | 4,100 | 746,899 | SH | SOLE | 746,899 | 0 | 0 | ||
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 4,020 | 748,000 | SH | SOLE | 748,000 | 0 | 0 | ||
AVOLON HLDGS LTD | COM | G52237107 | 7,900 | 259,683 | SH | SOLE | 259,683 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 1,570 | 217,800 | SH | SOLE | 217,800 | 0 | 0 | ||
BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 3,480 | 292,551 | SH | SOLE | 292,551 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 3,100 | 62,400 | SH | SOLE | 62,400 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 720 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 11,810 | 199,430 | SH | SOLE | 199,430 | 0 | 0 | ||
CNOOC LTD | SPONSORED ADR | 126132109 | 6,750 | 65,973 | SH | SOLE | 65,973 | 0 | 0 | ||
DIREXION SHS ETF TR | CSI300 CHINA1X | 25459Y116 | 38,010 | 751,396 | SH | SOLE | 751,396 | 0 | 0 | ||
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 3,490 | 587,387 | SH | SOLE | 587,387 | 0 | 0 | ||
EATON VANCE ENH EQTY INC FD | COM | 278277108 | 420 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 90 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 500 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
GABELLI EQUITY TR INC | COM | 362397101 | 440 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 5 | 510,000 | SH | Call | SOLE | 510,000 | 0 | 0 | |
HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 41013T105 | 410 | 32,748 | SH | SOLE | 32,748 | 0 | 0 | ||
HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | 1,020 | 52,200 | SH | SOLE | 52,200 | 0 | 0 | ||
HOMEINNS HOTEL GROUP | SPONSORED ADR | 43742E102 | 2,940 | 102,275 | SH | SOLE | 102,275 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 10,310 | 349,627 | SH | SOLE | 349,627 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 22,480 | 604,428 | SH | SOLE | 604,428 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 12,440 | 1,483,917 | SH | SOLE | 1,483,917 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 7,790 | 362,363 | SH | SOLE | 362,363 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 30,020 | 846,351 | SH | SOLE | 846,351 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,380 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 493 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 470 | 92,911 | SH | SOLE | 92,911 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,500 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 5,919 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 1,680 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 1,940 | 324,086 | SH | SOLE | 324,086 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 1,970 | 157,408 | SH | SOLE | 157,408 | 0 | 0 | ||
NIPPON TELEG & TEL CORP | SPONSORED ADR | 654624105 | 910 | 26,054 | SH | SOLE | 26,054 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 1,570 | 273,105 | SH | SOLE | 273,105 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 180 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 2,180 | 31,512 | SH | SOLE | 31,512 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 235 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,550 | 21,501 | SH | SOLE | 21,501 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 27 | 28,700 | SH | Call | SOLE | 28,700 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 171 | 84,200 | SH | Put | SOLE | 84,200 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 950 | 19,818 | SH | SOLE | 19,818 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 2,539 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 24,172 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
RESMED INC | COM | 761152107 | 480 | 9,420 | SH | SOLE | 9,420 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 190 | 16,203 | SH | SOLE | 16,203 | 0 | 0 | ||
RYANAIR HLDGS PLC | SPONSORED ADR | 783513104 | 2,700 | 34,430 | SH | SOLE | 34,430 | 0 | 0 | ||
SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 10,220 | 1,525,876 | SH | SOLE | 1,525,876 | 0 | 0 | ||
SONY CORP | ADR NEW | 835699307 | 31,850 | 1,318,260 | SH | SOLE | 1,318,260 | 0 | 0 | ||
SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 51,435 | 48,000,000 | PRN | SOLE | 48,000,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,215 | 495,400 | SH | Call | SOLE | 495,400 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,521 | 1,700,000 | SH | Put | SOLE | 1,700,000 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 9,470 | 1,259,306 | SH | SOLE | 1,259,306 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 330 | 45,700 | SH | SOLE | 45,700 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 14,600 | 703,615 | SH | SOLE | 703,615 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 270 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 3,940 | 33,932 | SH | SOLE | 33,932 | 0 | 0 | ||
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 150 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
VIMICRO INTL CORP | ADR | 92718N109 | 4,600 | 368,919 | SH | SOLE | 368,919 | 0 | 0 | ||
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 22,730 | 525,985 | SH | SOLE | 525,985 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 460 | 8,350 | SH | SOLE | 8,350 | 0 | 0 |