The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BAIDU INC | SPON ADR REP A | 056752108 | 4,331 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,963 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 16,696 | 286,122 | SH | SOLE | 286,122 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 7,048 | 239,246 | SH | SOLE | 239,246 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 75,564 | 1,583,652 | SH | SOLE | 1,583,652 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 26,336 | 2,280,185 | SH | SOLE | 2,280,185 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 7,952 | 252,650 | SH | SOLE | 252,650 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 239 | 180,000 | SH | Call | SOLE | 180,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 0 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,796 | 17,177 | SH | SOLE | 17,177 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 20 | 14,900 | SH | Call | SOLE | 14,900 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 356 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
MAGICJACK VOCALTEC LTD | SHS | M6787E101 | 893 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 89 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 160 | 51,400 | SH | Put | SOLE | 51,400 | 0 | 0 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 7,833 | 1,410,875 | SH | SOLE | 1,410,875 | 0 | 0 | ||
NIPPON TELEG & TEL CORP | SPONSORED ADR | 654624105 | 1,370 | 52,800 | SH | SOLE | 52,800 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 3,071 | 532,514 | SH | SOLE | 532,514 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 0 | 3,700 | SH | Call | SOLE | 3,700 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 12 | 3,700 | SH | Put | SOLE | 3,700 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 170 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 170 | 1,530 | SH | SOLE | 1,530 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 11,265 | 109,100 | SH | SOLE | 109,100 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 52 | 78,900 | SH | Call | SOLE | 78,900 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 71 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | DEBT 2.500% 9/1 | G73030AA9 | 14,494 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 293 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
SESA STERLITE LTD | SPONSORED ADR | 78413F103 | 8,605 | 628,500 | SH | SOLE | 628,500 | 0 | 0 | ||
SK TELECOM LTD | SPONSORED ADR | 78440P108 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SOUFUN HLDGS LTD | ADR | 836034108 | 74 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 22,208 | 25,200,000 | PRN | SOLE | 25,200,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 102 | 900 | SH | SOLE | 900 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,558 | 22,180 | SH | SOLE | 22,180 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 157 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 3,152 | 431,192 | SH | SOLE | 431,192 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 123,713 | 5,527,843 | SH | SOLE | 5,527,843 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 22,230 | 602,614 | SH | SOLE | 602,614 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 17,941 | 7,701,000 | SH | SOLE | 7,701,000 | 0 | 0 | ||
VALE S A | ADR REPSTG PFD | 91912E204 | 7,696 | 1,060,044 | SH | SOLE | 1,060,044 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 26,290 | 22,000,000 | PRN | SOLE | 22,000,000 | 0 | 0 |