0001193125-23-089688.txt : 20230403 0001193125-23-089688.hdr.sgml : 20230403 20230403165627 ACCESSION NUMBER: 0001193125-23-089688 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20230403 DATE AS OF CHANGE: 20230403 EFFECTIVENESS DATE: 20230403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sprinklr, Inc. CENTRAL INDEX KEY: 0001569345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 454771485 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-271088 FILM NUMBER: 23793614 BUSINESS ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (917) 933-7800 MAIL ADDRESS: STREET 1: 29 WEST 35TH STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 S-8 1 d493873ds8.htm S-8 S-8

As filed with the Securities and Exchange Commission on April 3, 2023.

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Sprinklr, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   45-4771485

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

29 West 35th Street

7th Floor

New York, NY 10001

(917) 933-7800

(Address of principal executive offices) (Zip code)

Sprinklr, Inc. 2021 Equity Incentive Plan

Sprinklr, Inc. 2021 Employee Stock Purchase Plan

(Full titles of the plans)

 

 

Ragy Thomas

Founder, Chairman and Chief Executive Officer

Sprinklr, Inc.

29 West 35th Street

7th Floor

New York, NY 10001

(917) 933-7800

(Name, address and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Jaime L. Chase

Trey Reilly

Cooley LLP

55 Hudson Yards

New York, New York 10001

(212) 479-6000

 

Jacob Scott

General Counsel

Sprinklr, Inc.

29 West 35th Street

7th Floor

New York, NY 10001

(917) 933-7800

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 


REGISTRATION OF ADDITIONAL SHARES

PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E of Form S-8, Sprinklr, Inc. (the “Registrant”) is filing this Registration Statement with the Securities and Exchange Commission (the “Commission”) to register (i) 13,146,991 additional shares of its Class A common stock under the 2021 Equity Incentive Plan (the “2021 Plan”), pursuant to the provisions of the 2021 Plan providing for an automatic increase in the number of shares Class A common stock reserved and available for issuance under the 2021 Plan on January 1, 2023, and (ii) 2,629,398 additional shares of its Class A common stock under the 2021 Employee Stock Purchase Plan (the “2021 ESPP”), pursuant to the provisions of the 2021 ESPP providing for an automatic increase in the number of shares of Class A common stock reserved and available for issuance under the 2021 ESPP on January 1, 2023. In accordance with the instructional note to Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of the Form S-8 has been omitted from this Registration Statement.

PART II

 

ITEM 3.

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:

(a) The contents of the Registrant’s Registration Statements on Form S-8 (File Nos. 333-257384 and 333-264233), filed with the Commission on June 25, 2021 and April 11, 2022, respectively.

(b) The Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2023, filed with the Commission on April 3, 2023 (the “Annual Report”).

(c) The description of the Registrant’s Class A common stock, which is contained in a registration statement on Form 8-A filed on June 21, 2021 (File No. 001-40528) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including any amendment or report filed for the purpose of updating such description, including Exhibit 4.2 to the Annual Report.

(d) All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.


ITEM 8.

EXHIBITS

 

         

Incorporated by Reference

    
Exhibit
Number
  

Description

  

Schedule
Form

  

File Number

  

Exhibit

  

Filing Date

    4.1    Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect.    8-K    001-40528    3.1    June 28, 2021
    4.2    Amended and Restated Bylaws of the Registrant, as currently in effect.    8-K    001-40528    3.2    June 28, 2021
    4.3    Form of Class A Common Stock Certificate of the Registrant.    S-1/A    333-256657    4.1    June 14, 2021
    5.1*    Opinion of Cooley LLP.            
  23.1*    Consent of KPMG LLP, Independent Registered Public Accounting Firm.            
  23.2*    Consent of Cooley LLP (included in Exhibit 5.1).            
  24.1*    Power of Attorney (included on the signature page of this Form S-8).            
  99.1    Sprinklr, Inc. 2021 Equity Incentive Plan.    S-8    333-257384    99.2    June 25, 2021
  99.2    Sprinklr, Inc, 2021 Employee Stock Purchase Plan.    S-8    333-257384    99.3    June 25, 2021
  99.3    Forms of Grant Notice, Stock Option Agreement and Notice of Exercise under the 2021 Equity Incentive Plan.    S-1/A    333-256657    10.6    June 14, 2021
  99.4    Forms of Restricted Stock Unit Grant Notice and Award Agreement under the 2021 Equity Incentive Plan (Non-Employee Directors).    10-K    001-40528    10.7    April 8, 2022
  99.5    Forms of Restricted Stock Grant Notice and Award Agreement under the 2021 Equity Incentive Plan (U.S.).    10-Q    001-40528    10.3    December 10, 2021
  99.6    Forms of Restricted Stock Grant Notice and Award Agreement under the 2021 Equity Incentive Plan (International).    10-Q    001-40528    10.4    December 10, 2021
  99.7    French Sub-Plan to the Company’s 2021 Equity Incentive Plan.    10-Q    001-40528    10.1    December 10, 2021
  99.8    Forms of Restricted Stock Grant Notice and Award Agreement under the French Sub-Plan.    10-Q    001-40528    10.2    December 10, 2021
107*    Filing fee table.            

 

*

Filed herewith


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in New York, New York, on this 3rd day of April, 2023.

 

SPRINKLR, INC.
By:   /s/ Ragy Thomas
Name:   Ragy Thomas
Title:   Founder, Chairman and Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and Ragy Thomas, Manish Sarin and Jacob Scott, each of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in their name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to sign any registration statement for the same offering covered by this Registration Statement that is to be effective upon filing pursuant to Rule 462(b) promulgated under the Securities Act, and all post-effective amendments thereto, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Ragy Thomas

Ragy Thomas

  

Founder, Chairman and Chief Executive

Officer

(Principal Executive Officer)

  April 3, 2023

/s/ Manish Sarin

Manish Sarin

  

Chief Financial Officer

(Principal Financial and Accounting Officer)

  April 3, 2023

/s/ Neeraj Agrawal

Neeraj Agrawal

  

Director

  April 3, 2023

/s/ John Chambers

John Chambers

  

Director

  April 3, 2023

/s/ Edwin Gillis

Edwin Gillis

  

Director

  April 3, 2023

/s/ Kevin Haverty

Kevin Haverty

  

Director

  April 3, 2023

/s/ Yvette Kanouff

Yvette Kanouff

  

Director

  April 3, 2023

/s/ Eileen Schloss

Eileen Schloss

  

Director

  April 3, 2023

/s/ Tarim Wasim

Tarim Wasim

  

Director

  April 3, 2023
EX-5.1 2 d493873dex51.htm EX-5.1 EX-5.1

Exhibit 5.1

 

LOGO

Jaime L. Chase

+1 202 728 7096

jchase@cooley.com

April 3, 2023

Sprinklr, Inc.

29 West 35th Street, 7th Floor

New York, NY 10001

 

Re:

Registration on Form S-8

Ladies and Gentlemen:

We have acted as counsel to Sprinklr, Inc., a Delaware corporation (the “Company”), in connection with the filing of a Registration Statement on Form S-8 (the “Registration Statement”) with the Securities and Exchange Commission (the “Commission”) covering the offering of up to 15,776,389 shares (the “Shares”) of the Company’s Class A common stock, par value $0.00003 per share (“Common Stock”) consisting of (a) 13,146,991 shares of Common Stock issuable pursuant to the Company’s 2021 Equity Incentive Plan (the “2021 EIP”) and (b) 2,629,398 shares of Common Stock issuable pursuant to the Company’s 2021 Employee Stock Purchase Plan (together with the 2021 EIP, the “Plans”).

In connection with this opinion, we have examined and relied upon (a) the Registration Statement and the related prospectuses, (b) the Company’s certificate of incorporation and bylaws, each as currently in effect, (c) the Plans and (d) originals or copies certified to our satisfaction of such other records, documents, certificates, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below. We have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to originals of all documents submitted to us as copies thereof, the accuracy, completeness and authenticity of certificates of public officials and the due authorization, execution and delivery of all documents by all persons other than the Company where authorization, execution and delivery are prerequisites to the effectiveness thereof. As to certain factual matters, we have relied upon a certificate of an officer of the Company and have not independently verified such matters.

Our opinion is expressed only with respect to the General Corporation Law of the State of Delaware. We express no opinion to the extent that any other laws are applicable to the subject matter hereof and express no opinion and provide no assurance as to compliance with any federal or state securities law, rule or regulation.

On the basis of the foregoing, and in reliance thereon, we are of the opinion that the Shares, when sold and issued in accordance with the Plans, the Registration Statement and the related prospectuses, will be validly issued, fully paid, and nonassessable (except as to Shares issued pursuant to deferred payment arrangements, which will be fully paid and nonassessable when such deferred payments are made in full).

We consent to the filing of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amened, or the rules and regulations of the Commission thereunder.

 

COOLEY 1299 PENNSYLVANIA AVENUE, NW SUITE 700 WASHINGTON, DC 20004-2400

T: (202) 842-7800 F: (202) 842-7899 COOLEY.COM


LOGO

Sprinklr, Inc.

April 3, 2023

Page Two

 

Sincerely,

COOLEY LLP

By:

 

/s/ Jaime Chase

 

Jaime L. Chase

 

 

COOLEY 1299 PENNSYLVANIA AVENUE, NW SUITE 700 WASHINGTON, DC 20004-2400

T: (202) 842-7800 F: (202) 842-7899 COOLEY.COM

EX-23.1 3 d493873dex231.htm EX-23.1 EX-23.1

Exhibit 23.1

Consent of Independent Registered Public Accounting Firm

We consent to the use of our reports dated April 3, 2023, with respect to the consolidated financial statements of Sprinklr, Inc., and the effectiveness of internal control over financial reporting, incorporated herein by reference.

/s/ KPMG LLP

New York, New York

April 3, 2023

EX-FILING FEES 4 d493873dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-8

Sprinklr, Inc.

Table 1 – Newly Registered Securities

 

                 
     Security
Type
 

Security

Class Title

  Fee
Calculation
Rule
  Amount
Registered(1)
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum
Aggregate
Offering

Price

 

Fee

Rate

  Amount of
Registration
Fee
                 
Fees to be Paid   Equity   Class A Common Stock, par value $0.00003 per share, 2021 Equity Incentive Plan   Other(2)   13,146,991(4)   $10.57   $138,963,695   .00011020   $15,314
                 
    Equity   Class A Common Stock, par value $0.00003 per share, 2021 Employee Stock Purchase Plan   Other(3)   2,629,398(5)   $8.99   $23,638,289   .00011020   $2,605
                 

Fees Previously

Paid

               
           
    Total Offering Amounts     $162,601,984     $17,919
           
    Total Fees Previously Paid        
           
    Total Fee Offsets        
           
    Net Fee Due         $17,919

 

(1)

Pursuant to Rule 416(a) promulgated under the Securities Act of 1933, as amended, this Registration Statement shall also cover any additional shares of the Registrant’s Class A common stock that become issuable under the Registrant’s 2021 Equity Incentive Plan (the “2021 Plan”) and 2021 Employee Stock Purchase Plan (the “2021 ESPP”) by reason of any stock dividend, stock split, recapitalization, or other similar transaction effected that results in an increase to the number of outstanding shares of the Registrant’s Class A common stock.

(2)

Estimated in accordance with Rule 457(c) and (h) solely for the purpose of calculating the registration fee on the basis of the average of the high and low prices of the Registrant’s Class A common stock as reported on the New York Stock Exchange on March 28, 2023.

(3)

Estimated in accordance with Rule 457(c) and (h) solely for the purpose of calculating the registration fee on the basis of the average of the high and low prices of the Registrant’s Class A common stock as reported on the New York Stock Exchange on March 28, 2023, multiplied by 85.0%, which is the percentage of the price per share applicable to purchases under the Registrant’s 2021 ESPP.

(4)

Represents an automatic annual increase equal to 5.0% of the total number of shares of the Registrant’s Class A common stock and Class B common stock outstanding on December 31 of the preceding year, which annual increase is provided by the Registrant’s 2021 Plan.

(5)

Represents an automatic increase equal to 1.0% of the total number of shares of the Registrant’s Class A common stock and Class B common stock outstanding on December 31 of the preceding year, which annual increase is provided by the 2021 ESPP.

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