0000905718-20-000861.txt : 20200814 0000905718-20-000861.hdr.sgml : 20200814 20200814161737 ACCESSION NUMBER: 0000905718-20-000861 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 IRS NUMBER: 453017573 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15390 FILM NUMBER: 201105320 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569241 XXXXXXXX 06-30-2020 06-30-2020 false Newtyn Management, LLC

60 East 42nd Street 9th Floor New York NY 10165

13F HOLDINGS REPORT 028-15390 N Eugene Dozortsev 212-446-2460 /s/ Eugene Dozortsev New York NY 08-14-2020 0 46 273295 INFORMATION TABLE 2 infotable.xml ADIENT PLC ORD SHS G0084W101 20525 1250000 SH SOLE 1250000 0 0 ALLETE INC COM NEW 018522300 4369 80000 SH SOLE 80000 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 3435 316050 SH SOLE 316050 0 0 ARCONIC CORPORATION COM 03966v107 1910 137084 SH SOLE 137084 0 0 BLACK HILLS CORP COM 092113109 2833 50000 SH SOLE 50000 0 0 BRISTOW GROUP INC COM 11040G103 5572 399998 SH SOLE 399998 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 3667 135000 SH SOLE 135000 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 4620 1000000 SH SOLE 1000000 0 0 CENTURY CASINOS INC COM 156492100 477 115033 SH SOLE 115033 0 0 CHANGE HEALTHCARE INC COM 15912K100 14560 1300000 SH SOLE 1300000 0 0 CONTURA ENERGY INC COM 21241B100 760 250000 SH SOLE 250000 0 0 COREPOINT LODGING INC COM 21872L104 10540 2503514 SH SOLE 2503514 0 0 CORPORACION AMER ARPTS S A COM L1995B107 2655 1217800 SH SOLE 1217800 0 0 CUSTOMERS BANCORP INC COM 23204G100 6010 500000 SH SOLE 500000 0 0 FIVE STAR SENIOR LIVING INC COM NEW 33832D205 3900 1000000 SH SOLE 1000000 0 0 FLOTEK INDS INC DEL COM 343389102 6856 5713398 SH SOLE 5713398 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 792 1500000 SH SOLE 1500000 0 0 FS KKR CAP CORP II COM 35952V303 687 53300 SH SOLE 53300 0 0 GARRETT MOTION INC COM 366505105 14604 2636181 SH SOLE 2636181 0 0 GRAHAM HLDGS CO COM CL B 384637104 3427 10000 SH SOLE 10000 0 0 HUDSON LTD COM CL A G46408103 9253 1900000 SH SOLE 1900000 0 0 MERIDA MERGER CORP I COM 58953M106 5776 590000 SH SOLE 590000 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 153 295000 SH SOLE 295000 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 3995 1199606 SH SOLE 1199606 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 979 322055 SH SOLE 322055 0 0 NI HLDGS INC COM 65342T106 7568 512387 SH SOLE 512387 0 0 NORTHWESTERN CORP COM NEW 668074305 4907 90000 SH SOLE 90000 0 0 PG&E CORP COM 69331C108 20828 2348152 SH SOLE 2348152 0 0 PINNACLE WEST CAP CORP COM 723484101 4397 60000 SH SOLE 60000 0 0 PNM RES INC COM 69349H107 5382 140000 SH SOLE 140000 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 4599 110000 SH SOLE 110000 0 0 RAFAEL HLDGS INC COM CL B 75062E106 5732 398868 SH SOLE 398868 0 0 RETAIL VALUE INC COM 76133Q102 3119 252319 SH SOLE 252319 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 10179 465000 SH SOLE 465000 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 3460 100000 SH SOLE 100000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 100 200000 SH SOLE 200000 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 11472 249937 SH SOLE 249937 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 10175 425000 SH SOLE 425000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 6447 227071 SH SOLE 227071 0 0 SUPERIOR ENERGY SVCS INC COM NEW 868157306 456 400000 SH SOLE 400000 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 9150 20000000 PRN SOLE 119470 0 0 TWIN RIV WORLDWIDE HLDGS INC COM 90171V204 7579 340000 SH SOLE 340000 0 0 VIRTUS INVT PARTNERS INC COM 92828Q109 12850 110500 SH SOLE 110500 0 0 WANDA SPORTS GROUP CO LTD SPONSORED ADS 93368R101 840 400000 SH SOLE 400000 0 0 WEBSTER FINL CORP CONN COM 947890109 6580 230000 SH SOLE 230000 0 0 WELLS FARGO CO NEW COM 949746101 5120 200000 SH SOLE 200000 0 0