The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 41 | 49,250 | SH | SOLE | 0 | 0 | 49,250 | ||
3M CO | COM | 88579Y101 | 2,015 | 14,216 | SH | SOLE | 0 | 0 | 14,216 | ||
ABBVIE INC | COM | 00287Y109 | 2,743 | 50,410 | SH | SOLE | 0 | 0 | 50,410 | ||
AFLAC INC | COM | 001055102 | 1,318 | 22,676 | SH | SOLE | 0 | 0 | 22,676 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,409 | 25,910 | SH | SOLE | 0 | 0 | 25,910 | ||
AMAZON COM INC | COM | 023135106 | 380 | 743 | SH | SOLE | 0 | 0 | 743 | ||
AMERICAN ELEC PWR INC | COM | 025537101 | 483 | 8,498 | SH | SOLE | 0 | 0 | 8,498 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 311 | 4,199 | SH | SOLE | 0 | 0 | 4,199 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 601 | 10,570 | SH | SOLE | 0 | 0 | 10,570 | ||
AMPCO-PITTSBURGH CORP | COM | 032037103 | 214 | 19,633 | SH | SOLE | 0 | 0 | 19,633 | ||
APPLE INC | COM | 037833100 | 4,637 | 42,040 | SH | SOLE | 0 | 0 | 42,040 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 1,544 | 59,100 | SH | SOLE | 0 | 0 | 59,100 | ||
AT&T INC | COM | 00206R102 | 1,914 | 58,757 | SH | SOLE | 0 | 0 | 58,757 | ||
BANK AMER CORP | COM | 060505104 | 555 | 35,633 | SH | SOLE | 0 | 0 | 35,633 | ||
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 1,151 | 1,069 | SH | SOLE | 0 | 0 | 1,069 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,053 | 8,075 | SH | SOLE | 0 | 0 | 8,075 | ||
BIOGEN INC | COM | 09062X103 | 233 | 800 | SH | SOLE | 0 | 0 | 800 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 3,013 | 50,901 | SH | SOLE | 0 | 0 | 50,901 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 1,382 | 27,800 | SH | SOLE | 0 | 0 | 27,800 | ||
CATERPILLAR INC DEL | COM | 149123101 | 630 | 9,633 | SH | SOLE | 0 | 0 | 9,633 | ||
CHEVRON CORP NEW | COM | 166764100 | 622 | 7,884 | SH | SOLE | 0 | 0 | 7,884 | ||
CISCO SYS INC | COM | 17275R102 | 1,503 | 57,241 | SH | SOLE | 0 | 0 | 57,241 | ||
CITIGROUP INC | COM NEW | 172967424 | 998 | 20,109 | SH | SOLE | 0 | 0 | 20,109 | ||
COCA COLA CO | COM | 191216100 | 560 | 13,962 | SH | SOLE | 0 | 0 | 13,962 | ||
COMCAST CORP NEW | CL A | 20030N101 | 542 | 9,523 | SH | SOLE | 0 | 0 | 9,523 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,572 | 23,519 | SH | SOLE | 0 | 0 | 23,519 | ||
CVS HEALTH CORP | COM | 126650100 | 989 | 10,250 | SH | SOLE | 0 | 0 | 10,250 | ||
DEERE & CO | COM | 244199105 | 1,262 | 17,053 | SH | SOLE | 0 | 0 | 17,053 | ||
DEUTSCHE BANK AG | NAMEN AKT | d18190898 | 1,169 | 44,470 | SH | SOLE | 0 | 0 | 44,470 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 886 | 8,669 | SH | SOLE | 0 | 0 | 8,669 | ||
DOW CHEM CO | COM | 260543103 | 2,725 | 64,279 | SH | SOLE | 0 | 0 | 64,279 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,114 | 29,391 | SH | SOLE | 0 | 0 | 29,391 | ||
EATON CORP PLC | SHS | g29183103 | 892 | 17,396 | SH | SOLE | 0 | 0 | 17,396 | ||
EMERSON ELEC CO | COM | 291011104 | 965 | 21,847 | SH | SOLE | 0 | 0 | 21,847 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 618 | 24,816 | SH | SOLE | 0 | 0 | 24,816 | ||
EXXON MOBIL CORP | COM | 30231G102 | 288 | 3,869 | SH | SOLE | 0 | 0 | 3,869 | ||
FACEBOOK INC | CL A | 30303M102 | 1,293 | 14,388 | SH | SOLE | 0 | 0 | 14,388 | ||
FASTENAL CO | COM | 311900104 | 422 | 11,531 | SH | SOLE | 0 | 0 | 11,531 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 475 | 85,536 | SH | SOLE | 0 | 0 | 85,536 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,844 | 192,050 | SH | SOLE | 0 | 0 | 192,050 | ||
GENERAL MLS INC | COM | 370334104 | 730 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GENERAL MTRS CO | COM | 37045V100 | 217 | 7,239 | SH | SOLE | 0 | 0 | 7,239 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 109 | 23,486 | SH | SOLE | 0 | 0 | 23,486 | ||
GILEAD SCIENCES INC | COM | 375558103 | 801 | 8,155 | SH | SOLE | 0 | 0 | 8,155 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 2,062 | 53,630 | SH | SOLE | 0 | 0 | 53,630 | ||
GOOGLE INC | CL A | 38259P508 | 1,041 | 1,630 | SH | SOLE | 0 | 0 | 1,630 | ||
GOOGLE INC | CL C | 38259P706 | 276 | 453 | SH | SOLE | 0 | 0 | 453 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 696 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
HOME DEPOT INC | COM | 437076102 | 3,454 | 29,905 | SH | SOLE | 0 | 0 | 29,905 | ||
HONEYWELL INTL INC | COM | 438516106 | 213 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 1,581 | 62,857 | SH | SOLE | 0 | 0 | 62,857 | ||
INTEL CORP | COM | 458140100 | 827 | 27,425 | SH | SOLE | 0 | 0 | 27,425 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,893 | 13,059 | SH | SOLE | 0 | 0 | 13,059 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 469 | 12,141 | SH | SOLE | 0 | 0 | 12,141 | ||
ISHARES TR | U.S. AER&DEF ETF | 464288760 | 240 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
JETBLUE AIRWAYS CORP | COM | 477143101 | 1,623 | 62,968 | SH | SOLE | 0 | 0 | 62,968 | ||
JOHNSON & JOHNSON | COM | 478160104 | 5,449 | 58,377 | SH | SOLE | 0 | 0 | 58,377 | ||
JOHNSON CTLS INC | COM | 478366107 | 760 | 18,385 | SH | SOLE | 0 | 0 | 18,385 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,368 | 22,438 | SH | SOLE | 0 | 0 | 22,438 | ||
KELLOGG CO | COM | 487836108 | 878 | 13,191 | SH | SOLE | 0 | 0 | 13,191 | ||
KEYCORP NEW | COM | 493267108 | 858 | 65,980 | SH | SOLE | 0 | 0 | 65,980 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,133 | 10,392 | SH | SOLE | 0 | 0 | 10,392 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 459 | 16,572 | SH | SOLE | 0 | 0 | 16,572 | ||
KRAFT HEINZ CO | COM | 500754106 | 1,369 | 19,397 | SH | SOLE | 0 | 0 | 19,397 | ||
LILLY ELI & CO | COM | 532457108 | 1,224 | 14,630 | SH | SOLE | 0 | 0 | 14,630 | ||
MARATHON OIL CORP | COM | 565849106 | 215 | 13,930 | SH | SOLE | 0 | 0 | 13,930 | ||
MASTERCARD INC | CL A | 57636Q104 | 550 | 6,102 | SH | SOLE | 0 | 0 | 6,102 | ||
MCDONALDS CORP | COM | 580135101 | 331 | 3,356 | SH | SOLE | 0 | 0 | 3,356 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 2,949 | 59,707 | SH | SOLE | 0 | 0 | 59,707 | ||
METLIFE INC | COM | 59156R108 | 3,195 | 67,771 | SH | SOLE | 0 | 0 | 67,771 | ||
MICROSOFT CORP | COM | 594918104 | 3,029 | 68,436 | SH | SOLE | 0 | 0 | 68,436 | ||
MUELLER INDS INC | COM | 624756102 | 226 | 7,650 | SH | SOLE | 0 | 0 | 7,650 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 194 | 10,749 | SH | SOLE | 0 | 0 | 10,749 | ||
NIKE INC | CL B | 654106103 | 348 | 2,834 | SH | SOLE | 0 | 0 | 2,834 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 992 | 12,980 | SH | SOLE | 0 | 0 | 12,980 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 634 | 6,900 | SH | SOLE | 0 | 0 | 6,900 | ||
NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | 1,194 | 94,874 | SH | SOLE | 0 | 0 | 94,874 | ||
ORACLE CORP | COM | 68389X105 | 423 | 11,699 | SH | SOLE | 0 | 0 | 11,699 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 687 | 28,371 | SH | SOLE | 0 | 0 | 28,371 | ||
PEPSICO INC | COM | 713448108 | 1,021 | 10,832 | SH | SOLE | 0 | 0 | 10,832 | ||
PFIZER INC | COM | 717081103 | 3,342 | 106,387 | SH | SOLE | 0 | 0 | 106,387 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 808 | 10,183 | SH | SOLE | 0 | 0 | 10,183 | ||
PHILLIPS 66 | COM | 718546104 | 2,388 | 31,081 | SH | SOLE | 0 | 0 | 31,081 | ||
POWERSHARES ETF TRUST | INTL DIV ACHV | 73935X716 | 378 | 26,127 | SH | SOLE | 0 | 0 | 26,127 | ||
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 1,365 | 20,569 | SH | SOLE | 0 | 0 | 20,569 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 452 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,322 | 18,383 | SH | SOLE | 0 | 0 | 18,383 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 978 | 12,834 | SH | SOLE | 0 | 0 | 12,834 | ||
QUALCOMM INC | COM | 747525103 | 304 | 5,655 | SH | SOLE | 0 | 0 | 5,655 | ||
RITE AID CORP | COM | 767754104 | 708 | 116,718 | SH | SOLE | 0 | 0 | 116,718 | ||
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 169 | 15,013 | SH | SOLE | 0 | 0 | 15,013 | ||
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 277 | 3,251 | SH | SOLE | 0 | 0 | 3,251 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 231 | 1,644 | SH | SOLE | 0 | 0 | 1,644 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 287 | 6,956 | SH | SOLE | 0 | 0 | 6,956 | ||
SCHLUMBERGER LTD | COM | 806857108 | 980 | 14,213 | SH | SOLE | 0 | 0 | 14,213 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,134 | 89,141 | SH | SOLE | 0 | 0 | 89,141 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 210 | 4,204 | SH | SOLE | 0 | 0 | 4,204 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 790 | 20,309 | SH | SOLE | 0 | 0 | 20,309 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 327 | 6,434 | SH | SOLE | 0 | 0 | 6,434 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,049 | 84,824 | SH | SOLE | 0 | 0 | 84,824 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 857 | 21,693 | SH | SOLE | 0 | 0 | 21,693 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 276 | 2,847 | SH | SOLE | 0 | 0 | 2,847 | ||
STARBUCKS CORP | COM | 855244109 | 1,040 | 18,295 | SH | SOLE | 0 | 0 | 18,295 | ||
SUN LIFE FINL INC | COM | 866796105 | 719 | 22,300 | SH | SOLE | 0 | 0 | 22,300 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 750 | 6,131 | SH | SOLE | 0 | 0 | 6,131 | ||
TJX COS INC NEW | COM | 872540109 | 2,630 | 36,826 | SH | SOLE | 0 | 0 | 36,826 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 724 | 16,200 | SH | SOLE | 0 | 0 | 16,200 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 651 | 6,540 | SH | SOLE | 0 | 0 | 6,540 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 535 | 60,672 | SH | SOLE | 0 | 0 | 60,672 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 402 | 9,861 | SH | SOLE | 0 | 0 | 9,861 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 1,289 | 24,298 | SH | SOLE | 0 | 0 | 24,298 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,076 | 10,905 | SH | SOLE | 0 | 0 | 10,905 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 259 | 2,905 | SH | SOLE | 0 | 0 | 2,905 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 349 | 3,005 | SH | SOLE | 0 | 0 | 3,005 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 395 | 3,997 | SH | SOLE | 0 | 0 | 3,997 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,662 | 130,130 | SH | SOLE | 0 | 0 | 130,130 | ||
VISA INC | COM CL A | 92826C839 | 2,245 | 32,231 | SH | SOLE | 0 | 0 | 32,231 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,314 | 46,464 | SH | SOLE | 0 | 0 | 46,464 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 3,032 | 59,040 | SH | SOLE | 0 | 0 | 59,040 | ||
YUM BRANDS INC | COM | 988498101 | 376 | 4,700 | SH | SOLE | 0 | 0 | 4,700 |