0001568890-21-000005.txt : 20211020 0001568890-21-000005.hdr.sgml : 20211020 20211020163900 ACCESSION NUMBER: 0001568890-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 EFFECTIVENESS DATE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc. CENTRAL INDEX KEY: 0001568890 IRS NUMBER: 205009208 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17088 FILM NUMBER: 211334618 BUSINESS ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-559-0180 MAIL ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568890 XXXXXXXX 09-30-2021 09-30-2021 Hochman Cole Investment Advisors, Inc.

770 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-17088 N philip cole 8478303966 philip cole Lake Forest IL 10-20-2021 0 128 255330 false INFORMATION TABLE 2 13f102021.xml 102021 ALPS ETF TR EQUAL SEC ETF 00162Q205 218 2196 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 2234 18915 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 3928 36415 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1988 746 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 1393 521 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 1334 406 SH SOLE 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 919 12148 SH SOLE 0 0 0 APPLE INC COM 037833100 5517 38987 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2128 7795 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 277 4825 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 201 1188 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 938 2764 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 536 3225 SH SOLE 0 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1401 35727 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 243 4107 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 417 7413 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 486 10986 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 729 6124 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 303 5285 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 15706 127827 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 452 4285 SH SOLE 0 0 0 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 312 11586 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1828 89020 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1092 19230 SH SOLE 0 0 0 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 288 5281 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2437 48186 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2922 48743 SH SOLE 0 0 0 GLOBAL X FDS US PFD ETF 37954Y657 14255 553362 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 464 5396 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 338 1592 SH SOLE 0 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C656 3133 107832 SH SOLE 0 0 0 INNOVATOR ETFS TR US EQTY PWR BF 45782C680 1624 55589 SH SOLE 0 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C813 470 15810 SH SOLE 0 0 0 INNOVATOR ETFS TR US EQT PWR BUF 45782C870 950 33251 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 15633 43671 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 282 944 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4407 29415 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 2157 59976 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 940 8196 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 797 6245 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 501 1164 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 315 6247 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 233 1602 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 322 4122 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 287 2537 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 248 2210 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 962 12295 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 616 2343 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 858 2149 SH SOLE 0 0 0 ISHARES TR ISHARES BIOTECH 464287556 4937 30537 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 754 4819 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 937 11830 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 4467 16300 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 3988 16498 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2375 10859 SH SOLE 0 0 0 ISHARES TR CORE S&P US GWT 464287671 472 4609 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 480 1885 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 387 3760 SH SOLE 0 0 0 ISHARES TR US INDUSTRIALS 464287754 297 2774 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 591 2142 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 996 9119 SH SOLE 0 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 882 16146 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 436 11239 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 399 5426 SH SOLE 0 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 894 6788 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 207 3354 SH SOLE 0 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 229 6035 SH SOLE 0 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 9384 185797 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1497 29513 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 332 1176 SH SOLE 0 0 0 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 74 31760 SH SOLE 0 0 0 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 330 19326 SH SOLE 0 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 339 23808 SH SOLE 0 0 0 PACER FDS TR US CASH COWS 100 69374H881 571 13056 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 337 2613 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8677 20220 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 214 1304 SH SOLE 0 0 0 SPDR SER TR S&P PHARMAC 78464A722 2497 52630 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 4376 37225 SH SOLE 0 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 233 4816 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 306 904 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 417 4011 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 306 3995 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1623 53239 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 362 11231 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 713 13308 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 319 4300 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 519 13418 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 345 5508 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15172 119180 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9892 143690 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 771 4294 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 818 21795 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1557 15914 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18491 123832 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 8419 105089 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5964 93363 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 839 3000 SH SOLE 0 0 0 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 892 29315 SH SOLE 0 0 0 SIMPLIFY EXCHANGE TRADED FUN TAIL RISK STRAT 82889N780 570 23000 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 208 1887 SH SOLE 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 759 16953 SH SOLE 0 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 371 12577 SH SOLE 0 0 0 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 4123 56287 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 219 1424 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 671 10608 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 279 2695 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 263 5251 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 848 4730 SH SOLE 0 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 255 2749 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 441 1099 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 575 4134 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2037 5164 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 780 5585 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1684 7125 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 351 1253 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1114 6581 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1846 7795 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3855 19185 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3792 13069 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1033 7628 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 5223 23884 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 326 1467 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1039 19243 SH SOLE 0 0 0 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1320 18551 SH SOLE 0 0 0 VICTORY PORTFOLIOS II VS NASDQ NXT 50 92647X806 259 7944 SH SOLE 0 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 316 10590 SH SOLE 0 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 440 11787 SH SOLE 0 0 0