0001568890-18-000004.txt : 20181009
0001568890-18-000004.hdr.sgml : 20181009
20181009113307
ACCESSION NUMBER: 0001568890-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181009
DATE AS OF CHANGE: 20181009
EFFECTIVENESS DATE: 20181009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc.
CENTRAL INDEX KEY: 0001568890
IRS NUMBER: 205009208
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17088
FILM NUMBER: 181112846
BUSINESS ADDRESS:
STREET 1: 770 LAKE COOK ROAD, SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847-559-0180
MAIL ADDRESS:
STREET 1: 770 LAKE COOK ROAD, SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
13F-HR
1
primary_doc.xml
13F-HR
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0001568890
XXXXXXXX
09-30-2018
09-30-2018
Hochman Cole Investment Advisors, Inc.
770 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
13F HOLDINGS REPORT
028-17088
N
Philip J. Cole
VP
8475590180
Philip Cole
Deerfield
IL
10-09-2018
0
108
160598
false
INFORMATION TABLE
2
13f93018.xml
93018
ALPS ETF TR
EQUAL SEC ETF
00162Q205
217
2976
SH
SOLE
0
0
0
AT&T INC
COM
00206R102
303
9029
SH
SOLE
0
0
0
ABBOTT LABS
COM
002824100
2144
29220
SH
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
3425
36217
SH
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
543
455
SH
SOLE
0
0
0
ALPHABET INC
CAP STK CL A
02079K305
544
451
SH
SOLE
0
0
0
APPLE INC
COM
037833100
2325
10301
SH
SOLE
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1229
5738
SH
SOLE
0
0
0
BROWN FORMAN CORP
CL B
115637209
279
5514
SH
SOLE
0
0
0
CELGENE CORP
COM
151020104
547
6116
SH
SOLE
0
0
0
CHEVRON CORP NEW
COM
166764100
323
2640
SH
SOLE
0
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
262
8098
SH
SOLE
0
0
0
EXXON MOBIL CORP
COM
30231G102
1033
12154
SH
SOLE
0
0
0
FACEBOOK INC
CL A
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679
4128
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
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378
8067
SH
SOLE
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0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
900
51438
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
6354
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SH
SOLE
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FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
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338
3984
SH
SOLE
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FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
224
5285
SH
SOLE
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TECH ALPHADEX
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12032
189357
SH
SOLE
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FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
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335
14266
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SOLE
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FIRST TR ENERGY INCOME & GRW
COM
33738G104
719
32364
SH
SOLE
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0
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
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280
10043
SH
SOLE
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0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
917
48021
SH
SOLE
0
0
0
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
1016
19446
SH
SOLE
0
0
0
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P608
222
3593
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
213
4188
SH
SOLE
0
0
0
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
1350
22497
SH
SOLE
0
0
0
GLOBAL X FDS
GLBL X MLP ETF
37950E473
844
88329
SH
SOLE
0
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
1192
27107
SH
SOLE
0
0
0
HONEYWELL INTL INC
COM
438516106
265
1592
SH
SOLE
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4416
23771
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
320
5204
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
4204
39361
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC MKT ETF
46137V712
223
2101
SH
SOLE
0
0
0
ISHARES GOLD TRUST
ISHARES
464285105
391
34248
SH
SOLE
0
0
0
ISHARES TR
SELECT DIVID ETF
464287168
1052
10546
SH
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
356
8293
SH
SOLE
0
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
231
1993
SH
SOLE
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
261
3831
SH
SOLE
0
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
296
3277
SH
SOLE
0
0
0
ISHARES TR
RUS MID CAP ETF
464287499
923
4184
SH
SOLE
0
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
497
2470
SH
SOLE
0
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
2378
19502
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
874
6903
SH
SOLE
0
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
1061
4553
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3478
22298
SH
SOLE
0
0
0
ISHARES TR
RUS 1000 ETF
464287622
3560
22014
SH
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2404
14262
SH
SOLE
0
0
0
ISHARES TR
CORE S&P US GWT
464287671
286
4609
SH
SOLE
0
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
348
2017
SH
SOLE
0
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
315
1880
SH
SOLE
0
0
0
ISHARES TR
US HLTHCARE ETF
464287762
367
1810
SH
SOLE
0
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
219
5224
SH
SOLE
0
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
361
4139
SH
SOLE
0
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
320
9794
SH
SOLE
0
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
2163
41730
SH
SOLE
0
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
348
3841
SH
SOLE
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0
0
ISHARES TR
USA QUALITY FCTR
46432F339
354
3915
SH
SOLE
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ISHARES TR
USA MOMENTUM FCT
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202
1700
SH
SOLE
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0
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ISHARES TR
CORE 1 5 YR USD
46432F859
676
13798
SH
SOLE
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ISHARES INC
CORE MSCI EMKT
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279
5379
SH
SOLE
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0
0
NUVEEN AMT-FREE MUN VALUE FD
COM
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415
28123
SH
SOLE
0
0
0
NUSHARES ETF TR
ESG SMALL CAP
67092P607
238
7538
SH
SOLE
0
0
0
OSI ETF TR
OSHARES FTSE
67110P100
215
7567
SH
SOLE
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0
0
PFIZER INC
COM
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13064
SH
SOLE
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0
QUALCOMM INC
COM
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389
5401
SH
SOLE
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0
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
3282
11288
SH
SOLE
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0
0
SPDR GOLD TRUST
GOLD SHS
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2626
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SOLE
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SPDR INDEX SHS FDS
GLB NAT RESRCE
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SPDR SERIES TRUST
S&P PHARMAC
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SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
375
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SOLE
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SPDR SERIES TRUST
S&P DIVID ETF
78464A763
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SH
SOLE
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SPDR DOW JONES INDL AVRG ETF
UT SER 1
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418
1580
SH
SOLE
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SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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229
623
SH
SOLE
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SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
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SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
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380
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SOLE
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SCHWAB STRATEGIC TR
INTL EQTY ETF
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SOLE
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SCHWAB STRATEGIC TR
SHT TM US TRES
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SOLE
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SOLE
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SBI CONS STPLS
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SOLE
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SBI CONS DISCR
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3715
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SOLE
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ENERGY
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SOLE
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SBI INT-FINL
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SOLE
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SELECT SECTOR SPDR TR
SBI INT-INDS
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TECHNOLOGY
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SBI INT-UTILS
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SOLE
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0
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SHERWIN WILLIAMS CO
COM
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637
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SH
SOLE
0
0
0
TEMPLETON GLOBAL INCOME FD
COM
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703
114842
SH
SOLE
0
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
854
18271
SH
SOLE
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0
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VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
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397
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SH
SOLE
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VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
640
4566
SH
SOLE
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0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
488
4144
SH
SOLE
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0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
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4024
SH
SOLE
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VANGUARD INDEX FDS
S&P 500 ETF SHS
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246
920
SH
SOLE
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0
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VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
953
8427
SH
SOLE
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0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1438
10091
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
459
2451
SH
SOLE
0
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1015
7285
SH
SOLE
0
0
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VANGUARD INDEX FDS
MID CAP ETF
922908629
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12391
SH
SOLE
0
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
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3437
25746
SH
SOLE
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VANGUARD INDEX FDS
GROWTH ETF
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17683
SH
SOLE
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VANGUARD INDEX FDS
VALUE ETF
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980
8855
SH
SOLE
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VANGUARD INDEX FDS
SMALL CP ETF
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5372
33041
SH
SOLE
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0
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VANGUARD INDEX FDS
TOTAL STK MKT
922908769
308
2055
SH
SOLE
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0
VERIZON COMMUNICATIONS INC
COM
92343V104
346
6472
SH
SOLE
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0
0
VICTORY PORTFOLIOS II
VCSHS US 500 ENH
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226
4378
SH
SOLE
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0
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WISDOMTREE TR
CURRNCY INT EQ
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1168
39421
SH
SOLE
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