0001568890-17-000001.txt : 20170110 0001568890-17-000001.hdr.sgml : 20170110 20170110160851 ACCESSION NUMBER: 0001568890-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 EFFECTIVENESS DATE: 20170110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc. CENTRAL INDEX KEY: 0001568890 IRS NUMBER: 205009208 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17088 FILM NUMBER: 17520679 BUSINESS ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-559-0180 MAIL ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568890 XXXXXXXX 12-31-2016 12-31-2016 Hochman Cole Investment Advisors, Inc.

770 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-17088 N philip j cole 847-559-0180 philip j cole deerfield IL 01-10-2017 0 88 138043 false INFORMATION TABLE 2 123116.xml AT&T INC COM 00206R102 414 9725 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 1369 35632 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 2169 34639 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 418 541 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 331 418 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 229 3391 SH SOLE 0 0 0 APPLE INC COM 037833100 1255 10838 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 244 1 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 830 5092 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 319 2712 SH SOLE 0 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 355 12652 SH SOLE 0 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 263 13830 SH SOLE 0 0 0 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 965 37716 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1153 12773 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 798 6937 SH SOLE 0 0 0 FATE THERAPEUTICS INC COM 31189P102 27 10887 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NAT GAS ETF 33733E807 236 9000 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 584 12756 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 974 58990 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5420 200503 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 7179 189427 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 383 15163 SH SOLE 0 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1764 66455 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1228 64647 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1089 27107 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1726 19486 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 250 2465 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 201 3488 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 233 2901 SH SOLE 0 0 0 ISHARES TR RUS MID-CAP ETF 464287499 694 3880 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 539 3261 SH SOLE 0 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 1834 6910 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 943 8420 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1168 6412 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2623 25005 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 4683 37628 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2097 15553 SH SOLE 0 0 0 ISHARES TR CORE RUSSELL GRW 464287671 230 5352 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 356 2679 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 273 1880 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 261 1810 SH SOLE 0 0 0 ISHARES TR U.S. ENERGY ETF 464287796 451 10846 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 308 2237 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 481 4442 SH SOLE 0 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 3384 32242 SH SOLE 0 0 0 ISHARES TR U.S. PFD STK ETF 464288687 1455 39093 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 872 10601 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 224 5286 SH SOLE 0 0 0 PFIZER INC COM 717081103 324 9980 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3206 27062 SH SOLE 0 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 215 2667 SH SOLE 0 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 267 6399 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 360 26848 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 4003 46203 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3300 14761 SH SOLE 0 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 2807 71801 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8462 98899 SH SOLE 0 0 0 SPDR SERIES TRUST RUSSELL 1000 ETF 78464A854 278 2640 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 264 1335 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 221 4445 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9559 138656 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7403 143162 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 329 4047 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2747 36472 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3025 130115 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1278 20536 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8354 172748 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 320 10421 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2311 47584 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 136 20941 SH SOLE 0 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 667 23473 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 280 7833 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 621 4638 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 555 5183 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1141 11741 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1158 10959 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 325 2438 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 748 6184 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1769 13441 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3603 35199 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3928 35237 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1241 13344 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4093 31740 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 225 1948 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 594 11132 SH SOLE 0 0 0 VICTORY PORTFOLIOS II CEMP US 500 ENHA 92647N782 263 6536 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 343 4149 SH SOLE 0 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 1762 66648 SH SOLE 0 0 0 GLOBAL SOURCES LTD ORD G39300101 276 31136 SH SOLE 0 0 0