0001568832-15-000008.txt : 20150323
0001568832-15-000008.hdr.sgml : 20150323
20150323172615
ACCESSION NUMBER: 0001568832-15-000008
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20150323
DATE AS OF CHANGE: 20150323
EFFECTIVENESS DATE: 20150323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RCS Capital Corp
CENTRAL INDEX KEY: 0001568832
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 383894716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-236474
FILM NUMBER: 15719919
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.415.6500
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
D
1
primary_doc.xml
X0707
D
LIVE
0001568832
RCS Capital Corp
405 PARK AVENUE
NEW YORK
NY
NEW YORK
10022
866-904-2988
DELAWARE
None
None
Corporation
true
2012
Edward
M.
Weil, Jr.
405 Park Avenue
New York
NY
NEW YORK
10022
Executive Officer
Director
Chief Executive Officer and Director
Brian
D.
Jones
405 Park Avenue
New York
NY
NEW YORK
10022
Executive Officer
Chief Financial Officer and Assistant Secretary
Brian
L.
Nygaard
405 Park Avenue
New York
NY
NEW YORK
10022
Executive Officer
Chief Operating Officer
John
H.
Grady
405 Park Avenue
New York
NY
NEW YORK
10022
Executive Officer
Chief Strategy and Risk Officer
Mark
Auerbach
405 Park Avenue
New York
NY
NEW YORK
10022
Director
Non-Executive Chairman; Independent Director
Peter
M.
Budko
405 Park Avenue
New York
NY
NEW YORK
10022
Director
Jeffrey
J.
Brown
405 Park Avenue
New York
NY
NEW YORK
10022
Director
Independent Director
C.
Thomas
McMillen
405 Park Avenue
New York
NY
NEW YORK
10022
Director
Independent Director
Howell
D.
Wood
405 Park Avenue
New York
NY
NEW YORK
10022
Director
Independent Director
Other Banking and Financial Services
Decline to Disclose
- 06b
false
2015-03-11
false
true
true
Class A Common Stock
true
Common stock issued as stock merger consideration to VSR Group, Inc.
0
N/A
None
None
None
N/A
N/A
N/A
XX
Unknown
None
All States
false
26774456
26774456
0
Aggregate stock consideration equivalent for 2,436,429 shares of Class A Common Stock.
false
97
0
0
0
false
RCS Capital Corp
/s/Edward M. Weil, Jr.
Edward M. Weil, Jr.
Chief Executive Officer & Director
2015-03-23