0001144204-15-052806.txt : 20150828
0001144204-15-052806.hdr.sgml : 20150828
20150828213058
ACCESSION NUMBER: 0001144204-15-052806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RCS Capital Corp
CENTRAL INDEX KEY: 0001568832
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 383894716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.415.6500
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wood Howell D
CENTRAL INDEX KEY: 0001595464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35924
FILM NUMBER: 151083377
MAIL ADDRESS:
STREET 1: C/O RCS CAPITAL CORPORATION
STREET 2: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v419433_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-18
0
0001568832
RCS Capital Corp
RCAP
0001595464
Wood Howell D
C/O RCS CAPITAL CORPORATION
405 PARK AVE., 14TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2015-08-18
4
A
0
15873
2.52
A
33093
D
Restricted shares of common stock issued pursuant to the issuer's Equity Plan. Restricted shares vest ratably over a three-year period beginning on the first anniversary of the grant date.
/s/ Howell D. Wood
2015-08-28