0001127602-15-032027.txt : 20151119 0001127602-15-032027.hdr.sgml : 20151119 20151119180149 ACCESSION NUMBER: 0001127602-15-032027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001568669 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 800882793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Youssouf Emily Ann CENTRAL INDEX KEY: 0001592168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35916 FILM NUMBER: 151244587 MAIL ADDRESS: STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-19 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0001592168 Youssouf Emily Ann C/O PENNYMAC FINANCIAL SERVICES, INC. 6101 CONDOR DRIVE MOORPARK CA 93021 1 Class A Common Stock 2015-11-19 4 S 0 435 16.18 D 11782 D The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 871 restricted stock units on November 14, 2015. The reported amount consists of 9,078 restricted stock units and 2,704 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. /s/ Derek W. Stark, attorney-in-fact for Ms. Youssouf 2015-11-19