0001127602-14-009325.txt : 20140228
0001127602-14-009325.hdr.sgml : 20140228
20140228185306
ACCESSION NUMBER: 0001127602-14-009325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140226
FILED AS OF DATE: 20140228
DATE AS OF CHANGE: 20140228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0001568669
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 800882793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perotti Daniel Stanley
CENTRAL INDEX KEY: 0001591994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35916
FILM NUMBER: 14657598
MAIL ADDRESS:
STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-26
0001568669
PENNYMAC FINANCIAL SERVICES, INC.
PFSI
0001591994
Perotti Daniel Stanley
C/O PENNYMAC FINANCIAL SERVICES, INC.
6101 CONDOR DRIVE
MOORPARK
CA
93021
1
Chief Asset & Liability Mgt Of
Nonstatutory Stock Option (Right to Buy)
17.26
2014-02-26
4
A
0
16881
0
A
2015-02-26
2024-02-25
Class A Common Stock
16881
16881
D
This nonstatutory stock option to purchase 16,881 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti
2014-02-28