0001104659-13-042390.txt : 20130516
0001104659-13-042390.hdr.sgml : 20130516
20130516152716
ACCESSION NUMBER: 0001104659-13-042390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NANJI FARHAD
CENTRAL INDEX KEY: 0001575023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35916
FILM NUMBER: 13851013
MAIL ADDRESS:
STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0001568669
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 800882793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
4
1
a4.xml
4
X0306
4
2013-05-14
0
0001568669
PENNYMAC FINANCIAL SERVICES, INC.
PFSI
0001575023
NANJI FARHAD
HIGHFIELDS CAPITAL MANAGEMENT LP
200 CLARENDON STREET, 59TH FLOOR
BOSTON
MA
02116
1
0
0
0
Class A Common Stock
2013-05-14
4
A
0
4459
0.00
A
4459
D
Mr. Nanji was granted 4,459 Restricted Stock Units on May 14, 2013 by the Board of Directors of PennyMac Financial Services, Inc. (the "Company") in connection with his service as an independent director of the Company. Each Restricted Stock Unit represents a contingent right to receive 1 share of the Company's Class A Common Stock upon settlement at the time of vesting. One-third (1/3) of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date, subject to continued service through each vesting date.
/s/ Jeffrey P. Grogin, attorney-in-fact
2013-05-16