The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aspen Aerogels Inc | Comm | 04523Y105 | 300 | 37,642 | SH | DFND | 37,642 | 0 | 0 | ||
BazaarVoice Inc | Comm | 073271108 | 1,275 | 158,542 | SH | DFND | 158,542 | 0 | 0 | ||
UBS AG | SHS New | H42097107 | 2 | 117 | SH | DFND | 117 | 0 | 0 |