President

0001398344-16-016048.txt : 20160804 0001398344-16-016048.hdr.sgml : 20160804 20160804105021 ACCESSION NUMBER: 0001398344-16-016048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 EFFECTIVENESS DATE: 20160804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 161806242 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 06-30-2016 06-30-2016 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson President 512-329-5174 /s/ H. Milton Hixson Austin TX 08-04-2016 0 487 190024 INFORMATION TABLE 2 fp0020719_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 433 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSH COM 32020R109 91 2784 SH SOLE 0 0 2784 3M COMPANY COM 88579Y101 7 44 SH SOLE 0 0 44 A M R CORPORATION XXX RES 001ESC102 0 20000 SH SOLE 0 0 20000 A T & T INC COM 00206R102 173 4021 SH SOLE 0 0 4021 ABBVIE INC COM 00287Y109 13 218 SH SOLE 0 0 218 ACADIA HEALTHCARE CO COM 00404A109 4 83 SH SOLE 0 0 83 ADOBE SYSTEMS INC COM 00724F101 3 37 SH SOLE 0 0 37 ADVANCE AUTO PARTS COM 00751Y106 8 55 SH SOLE 0 0 55 ADVANCED BATTERY TEC XXX COM 00752H102 0 200 SH SOLE 0 0 200 AFLAC INC COM 001055102 3 52 SH SOLE 0 0 52 AGFEED INDUSTRIES XXX COM 00846L101 0 100 SH SOLE 0 0 100 AGILENT TECHNOLOGIES COM 00846U101 0 7 SH SOLE 0 0 7 ALIBABA GROUP HLDG F ADR 01609W102 15 200 SH SOLE 0 0 200 ALLEGION PUBLIC LTD F FGO G0176J109 13 200 SH SOLE 0 0 200 ALLERGAN PLC F FGO G0177J108 1 8 SH SOLE 0 0 8 ALLIANCE HOLDINGS GP LP MLP 01861G100 25 1200 SH SOLE 0 0 1200 ALLIANCE RES PARTNER LP MLP 01877R108 1 112 SH SOLE 0 0 112 ALLIANT ENERGY CORP COM 018802108 19 496 SH SOLE 0 0 496 ALLIANZGI CONV & INCM II CEM 018825109 36 6800 SH SOLE 0 0 6800 ALLSTATE COR 6.625% PFD PRE 020002879 1 66 SH SOLE 0 0 66 ALLSTATE CORPORATION COM 020002101 41 600 SH SOLE 0 0 600 ALLY BANK 1.15%18 CDS 02006LXV0 8 8000 SH SOLE 0 0 8000 ALPHABET INC. COM 02079K107 24 35 SH SOLE 0 0 35 ALPHABET INC. COM 02079K305 30 44 SH SOLE 0 0 44 ALPINE TOTAL DYNAMIC DIV CEM 021060207 5 750 SH SOLE 0 0 750 ALTERNATE ENERGY HLD XXX COM 02147K105 0 400 SH SOLE 0 0 400 ALTRIA GROUP INC COM 02209S103 262 3820 SH SOLE 0 0 3820 AMAZON COM INC COM 023135106 24 35 SH SOLE 0 0 35 AMER ELECTRIC PWR CO COM 025537101 18 264 SH SOLE 0 0 264 AMERICAN AIRLS GROUP COM 02376R102 397 14040 SH SOLE 0 0 14040 AMERICAN TOWER CORP RET 03027X100 3 33 SH SOLE 0 0 33 AMERICAS ENERGY CO XXX COM 03063G102 0 400 SH SOLE 0 0 400 AMGEN INCORPORATED COM 031162100 12 84 SH SOLE 0 0 84 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AMTRUST FINL SVCS COM 032359309 7 300 SH SOLE 0 0 300 APPLE INC COM 037833100 257 2698 SH SOLE 0 0 2698 APPLIED MATERIALS COM 038222105 2 96 SH SOLE 0 0 96 AQUA AMERICA INC COM 03836W103 9 272 SH SOLE 0 0 272 ARISTA NETWORKS INC COM 040413106 0 15 SH SOLE 0 0 15 AXIALL CORP COM 05463D100 3 116 SH SOLE 0 0 116 AZ GOLD & ONYX MININ COM 04051K105 0 1 SH SOLE 0 0 1 B & G FOODS INC COM 05508R106 11 242 SH SOLE 0 0 242 BAKER HUGHES INC COM 057224107 0 20 SH SOLE 0 0 20 BALCHEM CORP COM 057665200 7 122 SH SOLE 0 0 122 BANK OF AMER 6.625% PFD PRE 060505344 2 98 SH SOLE 0 0 98 BANK OF AMERICA CORP COM 060505104 39 3066 SH SOLE 0 0 3066 BB&T CORPORATION COM 054937107 7 223 SH SOLE 0 0 223 BEACON POWER CORP COM 073677205 0 13 SH SOLE 0 0 13 BEBE STORES INC COM 075571109 0 511 SH SOLE 0 0 511 BECTON DICKINSON&CO COM 075887109 3 19 SH SOLE 0 0 19 BERKSHIRE HATHAWAY COM 084670702 187 1301 SH SOLE 0 0 1301 BERRY PLASTICS GROUP COM 08579W103 8 211 SH SOLE 0 0 211 BEST BUY INC COM 086516101 2 67 SH SOLE 0 0 67 BLACKROCK INC COM 09247X101 3 11 SH SOLE 0 0 11 BMO HARRIS BANK 0.75%17 CDS 05581WCJ2 59 60000 SH SOLE 0 0 60000 BOEING CO COM 097023105 22 153 SH SOLE 0 0 174 BP PLC F ADR 055622104 7 200 SH SOLE 0 0 200 BRISTOL-MYERS SQUIBB COM 110122108 16 221 SH SOLE 0 0 221 BROADCOM LTD F FGO Y09827109 3 22 SH SOLE 0 0 22 BROADRIDGE FINL SOLU COM 11133T103 14 234 SH SOLE 0 0 234 BROCADE COMMUNS SYS COM 111621306 0 5 SH SOLE 0 0 5 BROKE OUT INC COM 112093109 0 28 SH SOLE 0 0 28 BUCKEYE PARTNERS LP LP MLP 118230101 4 67 SH SOLE 0 0 67 C H ROBINSON WORLDWD COM 12541W209 5 69 SH SOLE 0 0 69 C M S ENERGY CORP COM 125896100 12 269 SH SOLE 0 0 269 CALCASU-CAMERON LA 4%18 BMU 128271AV5 105 100000 SH SOLE 0 0 100000 CALIFORNIA RESOURCES COM 13057Q206 0 9 SH SOLE 0 0 9 CAPITAL BK FINL CO COM 139794101 7 244 SH SOLE 0 0 244 CAPITAL ONE F 6.25% PFD PRE 14040H600 2 100 SH SOLE 0 0 100 CAPSTONE TURBINE CO COM 14067D409 7 5500 SH SOLE 0 0 5500 CARTER VALIDUS MSN REIT RET 146996012 70 7019 SH SOLE 0 0 7019 CARTERS INC COM 146229109 7 72 SH SOLE 0 0 72 CELGENE CORP COM 151020104 1 17 SH SOLE 0 0 17 CENTERPOINT ENERGY COM 15189T107 14 625 SH SOLE 0 0 625 CENTURYLINK INC COM 156700106 4 141 SH SOLE 0 0 141 CERNER CORP COM 156782104 140 2400 SH SOLE 0 0 2400 CHARLES SCHWAB CORP COM 808513105 11 450 SH SOLE 0 0 450 CHARLES SCHWAB US MC UIE 808524508 42485 1011317 SH SOLE 0 0 1011317 CHART INDUSTRIES INC COM 16115Q308 8 355 SH SOLE 0 0 355 CHARTER COMMUNICATN COM 16119P108 0 1 SH SOLE 0 0 1 CHECK PT SOFTWARE F FGO M22465104 4 61 SH SOLE 0 0 61 CHEMICAL FINANCIAL COM 163731102 8 216 SH SOLE 0 0 216 CHESAPEAKE ENERGY CO COM 165167107 8 2000 SH SOLE 0 0 2000 CHEVRON CORPORATION COM 166764100 285 2731 SH SOLE 0 0 2731 CHINA MEDICAL TECH ADXXX ADR 169483104 0 51 SH SOLE 0 0 51 CHUBB LTD F FGO H1467J104 4 33 SH SOLE 0 0 33 CHURCH & DWIGHT CO COM 171340102 9 95 SH SOLE 0 0 95 CHUYS HOLDINGS INC COM 171604101 12 350 SH SOLE 0 0 350 CIENA CORP COM 171779309 18 1000 SH SOLE 0 0 1000 CINCINNATI FINANCIAL COM 172062101 10 136 SH SOLE 0 0 136 CISCO SYSTEMS INC COM 17275R102 125 4389 SH SOLE 0 0 4389 CITIGROUP INC COM 172967424 0 2 SH SOLE 0 0 2 CITRIX SYSTEMS INC COM 177376100 7 92 SH SOLE 0 0 92 COACH INC COM 189754104 18 460 SH SOLE 0 0 460 COCA COLA BOTTLG CO COM 191098102 0 3 SH SOLE 0 0 3 COCA COLA COMPANY COM 191216100 45 1017 SH SOLE 0 0 1017 COGNIZANT TECH SOLU COM 192446102 0 17 SH SOLE 0 0 17 COLFAX CORPORATION COM 194014106 6 260 SH SOLE 0 0 260 COLGATE-PALMOLIVE CO COM 194162103 73 1000 SH SOLE 0 0 1000 COMCAST CORPORATION COM 20030N101 3 47 SH SOLE 0 0 47 COMMUNICATIONS SALES COM 20341J104 40 1400 SH SOLE 0 0 1400 CONOCOPHILLIPS COM 20825C104 125 2870 SH SOLE 0 0 2870 COPPELL TX ISD 0%17 BMU 217489N82 20 21000 SH SOLE 0 0 21000 CORESITE REALTY CORP RET 21870Q105 6 70 SH SOLE 0 0 70 CORPORATE PPTY ASSOC 17 RET 22003D102 67 6546 SH SOLE 0 0 6546 CRESTWOOD EQUITY LP LP MLP 226344208 4 219 SH SOLE 0 0 219 CROWN CASTLE INTL CO RET 22822V101 9 90 SH SOLE 0 0 90 CSX CORP COM 126408103 28 1080 SH SOLE 0 0 1080 CVS HEALTH CORP COM 126650100 6 63 SH SOLE 0 0 63 CYPRESS SEMICONDUCTR COM 232806109 4 470 SH SOLE 0 0 470 DALLAS TX CONV HOTE 0%18 BMU 235417AR3 15 16000 SH SOLE 0 0 16000 DANAHER CORP COM 235851102 3 37 SH SOLE 0 0 37 DEUTSCH X TRKS MSCI EAFE UIE 233051200 54 2167 SH SOLE 0 0 2167 DIAMONDBACK ENERGY COM 25278X109 5 56 SH SOLE 0 0 56 DIGERATI TECH COM 25375L206 0 100 SH SOLE 0 0 100 DIGITAL REALTY TRUST RET 253868103 8 88 SH SOLE 0 0 76 DISCOVER BK 0.55%16 CDS 254672TW8 65 65000 SH SOLE 0 0 65000 DISCOVER BK 1.15%17 CDS 254672VR6 15 15000 SH SOLE 0 0 15000 DISCOVER BK 1.25%17 CDS 254672TN8 65 65000 SH SOLE 0 0 65000 DOLLAR GENERAL CORP COM 256677105 5 62 SH SOLE 0 0 62 DOMINION RES INC VA COM 25746U109 14 190 SH SOLE 0 0 190 DOW CHEMICAL COMPANY COM 260543103 17 345 SH SOLE 0 0 345 DR REDDYS LABS F ADR 256135203 12 241 SH SOLE 0 0 241 DUKE ENERGY CORP COM 26441C204 243 2834 SH SOLE 0 0 2834 EATON VANCE TAX MAN GL D CEM 27829F108 24 2828 SH SOLE 0 0 2828 EATON VANCE TAX MGD DVF CEM 27828N102 10 1000 SH SOLE 0 0 1000 ECHO GLOBAL LOGISTIC COM 27875T101 7 322 SH SOLE 0 0 322 ELECTRONIC ARTS INC COM 285512109 30 400 SH SOLE 0 0 400 ELI LILLY & COMPANY COM 532457108 3 44 SH SOLE 0 0 44 EMC CORP MASS COM 268648102 8 300 SH SOLE 0 0 300 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENERGY SELECT SECTOR UIE 81369Y506 0 13 SH SOLE 0 0 13 ENERGY TRANSFER PART LP MLP 29273R109 30 800 SH SOLE 0 0 800 ENTERGY CORP COM 29364G103 4 59 SH SOLE 0 0 59 ENTERPRISE PRODUCTS LP MLP 293792107 38 1304 SH SOLE 0 0 1304 ENVISION HEALTHCARE COM 29413U103 9 355 SH SOLE 0 0 355 EOG RESOURCES INC COM 26875P101 3 47 SH SOLE 0 0 47 EPR PROPERTIES RET 26884U109 8 125 SH SOLE 0 0 103 EQUITY LIFESTYLE PPT RET 29472R108 5 67 SH SOLE 0 0 67 EXPRESS SCRIPTS HLDG COM 30219G108 88 1169 SH SOLE 0 0 1169 EXXON MOBIL CORP COM 30231G102 3116 33247 SH SOLE 0 0 33247 F5 NETWORKS INC COM 315616102 4 43 SH SOLE 0 0 43 FABRINET F FGO G3323L100 5 141 SH SOLE 0 0 141 FACEBOOK INC COM 30303M102 171 1504 SH SOLE 0 0 1504 FACTSET RESEARCH SYS COM 303075105 2 15 SH SOLE 0 0 15 FAIRPOINT COMMUN INC XXX COM 305560104 0 6 SH SOLE 0 0 6 FEDEX CORPORATION COM 31428X106 5 38 SH SOLE 0 0 38 FIDELITY MSCI ENERGY UIE 316092402 11 578 SH SOLE 0 0 578 FIDELITY MSCI FINANCIALS UIE 316092501 13 474 SH SOLE 0 0 474 FIDELITY MSCI HEALTH UIE 316092600 12 384 SH SOLE 0 0 384 FIRST CASH FINL SVCS COM 31942D107 9 185 SH SOLE 0 0 185 FIRST CHINA PHARMA XXX COM 31948N109 0 200 SH SOLE 0 0 200 FIRST TRUST TACTCL HIGH UIE 33738D408 12331 258697 SH SOLE 0 0 258697 FIRSTENERGY CORP COM 337932107 0 27 SH SOLE 0 0 27 FITBIT INC COM 33812L102 1 100 SH SOLE 0 0 100 FLEETCOR TECHNOLOGIE COM 339041105 13 92 SH SOLE 0 0 92 FORD MOTOR COMPANY COM 345370860 15 1265 SH SOLE 0 0 1265 FORTUNE BRANDS HM&S COM 34964C106 9 163 SH SOLE 0 0 163 FORUM ENERGY TECH COM 34984V100 4898 283001 SH SOLE 0 0 283001 FOX PETROLEUM INC NEWXXX COM 351465208 0 160 SH SOLE 0 0 160 FS ENERGY & POWER ADV CEM 302999248 37 6052 SH SOLE 0 0 6052 FS INVESTMENT CORP COM 302635107 3 344 SH SOLE 0 0 344 FS INVESTMENT CORP II CEM 35952V105 66 8133 SH SOLE 0 0 8133 GAMESTOP CORP COM 36467W109 0 5 SH SOLE 0 0 5 GAMING & LEISURE PPT RET 36467J108 2 85 SH SOLE 0 0 85 GENERAL ELECTRIC CO COM 369604103 274 8721 SH SOLE 0 0 8721 GENERAL MILLS INC COM 370334104 19 276 SH SOLE 0 0 276 GENTEX CORP COM 371901109 5 350 SH SOLE 0 0 350 GENUINE PARTS CO COM 372460105 14 146 SH SOLE 0 0 146 GILEAD SCIENCES INC COM 375558103 42 519 SH SOLE 0 0 519 GLAXOSMITHKLINE PLC F ADR 37733W105 14 331 SH SOLE 0 0 331 GLOBALSCAPE INC COM 37940G109 0 98 SH SOLE 0 0 98 GNMA PL 001790M 8%24 GIN 36202B7B5 0 125000 SH SOLE 0 0 125000 GNMA PL 002032M 7%25 GIN 36202CHH9 0 56000 SH SOLE 0 0 56000 GNMA PL 002247M 7%26 GIN 36202CP80 0 40000 SH SOLE 0 0 40000 GOLDMAN SACHS 5.95% PFD PRE 38145G209 1 71 SH SOLE 0 0 71 GOLDMAN SACHS ACTVBETA UIE 381430503 9150 215574 SH SOLE 0 0 215574 GOLDMAN SACHS BK 1.5%17 CDS 38147JKU5 3 3000 SH SOLE 0 0 3000 GOLDMAN SACHS BK 1.8%17 CDS 38143AUR4 62 62000 SH SOLE 0 0 62000 GOLDMAN SACHS BK 0.55%16 CDS 38148JB91 95 95000 SH SOLE 0 0 95000 GOLDMAN SACHS BK 1.35%17 CDS 38143AW92 5 5000 SH SOLE 0 0 5000 GOPRO INC COM 38268T103 2 205 SH SOLE 0 0 205 GOVERNMENT PROPERTIE RET 38376A103 3 140 SH SOLE 0 0 140 GREAT PLAINS ENERGY COM 391164100 2 73 SH SOLE 0 0 73 GRIFFIN CAP ESSENTIAL RET 398994202 118 11417 SH SOLE 0 0 11417 HAIN CELESTIAL GROUP COM 405217100 6 121 SH SOLE 0 0 121 HALCON RESOURCES COM 40537Q506 1 4000 SH SOLE 0 0 4000 HALLIBURTON CO HLDG COM 406216101 5 132 SH SOLE 0 0 132 HALYARD HEALTH INC COM 40650V100 0 12 SH SOLE 0 0 12 HANOVER INSURANCE COM 410867105 3 45 SH SOLE 0 0 45 HARRIS CNTY TX 0%17 BMU 414004MK4 16 17000 SH SOLE 0 0 17000 HARSCO CORPORATION COM 415864107 0 8 SH SOLE 0 0 8 HD SUPPLY HLDGS INC COM 40416M105 2 69 SH SOLE 0 0 69 HEALTHCARE SVC GROUP COM 421906108 9 223 SH SOLE 0 0 223 HEICO CORP COM 422806109 8 134 SH SOLE 0 0 134 HERCULES CAPITAL INC COM 427096508 9 784 SH SOLE 0 0 784 HEWLETT PACKARD ENTE COM 42824C109 14 799 SH SOLE 0 0 799 HILLTOP HOLDINGS INC COM 432748101 51 2430 SH SOLE 0 0 2430 HOME BANCORP INC COM 43689E107 42 1549 SH SOLE 0 0 1549 HOME DEPOT INC COM 437076102 13 109 SH SOLE 0 0 109 HONEYWELL INTL INC COM 438516106 4 37 SH SOLE 0 0 37 HP INC. COM 40434L105 7 632 SH SOLE 0 0 632 HP INC. 4.05%22 BCO 428236BX0 2 2000 SH SOLE 0 0 2000 HSBC FIN CORP 6%17 BCO 40429XTA4 1 1000 SH SOLE 0 0 1000 HSBC HLDGS P 8.125% PFD PRE 404280703 27 1000 SH SOLE 0 0 1000 HUBBELL INC COM 443510607 25 240 SH SOLE 0 0 240 HUNTINGTON INGALLS COM 446413106 5 32 SH SOLE 0 0 32 IBM CORP COM 459200101 86 569 SH SOLE 0 0 569 ICON PLC F FGO G4705A100 4 70 SH SOLE 0 0 70 INGERSOLL RAND PLC F FGO G47791101 38 600 SH SOLE 0 0 600 INSPERITY INC COM 45778Q107 7 96 SH SOLE 0 0 96 INTEL CORP COM 458140100 129 3960 SH SOLE 0 0 3960 INTERNATIONAL PAPER COM 460146103 12 297 SH SOLE 0 0 297 INVESTORS BANCORP COM 46146L101 6 551 SH SOLE 0 0 551 ISHARES CORE HIGH UIE 46429B663 1135 13829 SH SOLE 0 0 13829 ISHARES CORE MSCI EAFE UIE 46432F842 54 1045 SH SOLE 0 0 1045 ISHARES CORE S&P 500 UIE 464287200 78 375 SH SOLE 0 0 375 ISHARES CORE S&P MID CAP UIE 464287507 4 30 SH SOLE 0 0 30 ISHARES CORE S&P SMALL UIE 464287804 6 57 SH SOLE 0 0 57 ISHARES CORE US AGGRGT UIE 464287226 32 289 SH SOLE 0 0 289 ISHARES EDGE MSCI MIN UIE 46429B689 4056 61103 SH SOLE 0 0 61103 ISHARES EDGE MSCI MIN UIE 46429B697 1213 26280 SH SOLE 0 0 26280 ISHARES EUROPE ETF UIE 464287861 16 434 SH SOLE 0 0 434 ISHARES GOLD ETF UIE 464285105 45 3574 SH SOLE 0 0 3574 ISHARES IBOXX HIGH YIELD UIE 464288513 18 221 SH SOLE 0 0 221 ISHARES IBOXX INVT GRADE UIE 464287242 9 76 SH SOLE 0 0 76 ISHARES MSCI CHINA ETF UIE 46429B671 8 208 SH SOLE 0 0 208 ISHARES MSCI EAFE ETF UIE 464287465 60 1088 SH SOLE 0 0 1088 ISHARES MSCI EMERGING UIE 464287234 5 146 SH SOLE 0 0 146 ISHARES MSCI HONG KONG UIE 464286871 27 1400 SH SOLE 0 0 1400 ISHARES MSCI JAPAN ETF UIE 464286848 16 1426 SH SOLE 0 0 1426 ISHARES MSCI MEXICO UIE 464286822 46 918 SH SOLE 0 0 918 ISHARES MSCI PACIFIC EX UIE 464286665 6617 168893 SH SOLE 0 0 168818 ISHARES RESI REAL ESTATE UIE 464288562 3311 49060 SH SOLE 0 0 49060 ISHARES RUSSELL 1000 UIE 464287622 10125 86717 SH SOLE 0 0 86622 ISHARES RUSSELL 2000 UIE 464287648 11 85 SH SOLE 0 0 85 ISHARES RUSSELL 2000 UIE 464287655 4 40 SH SOLE 0 0 40 ISHARES RUSSELL MID CAP UIE 464287473 1 21 SH SOLE 0 0 21 ISHARES S&P 500 VALUE UIE 464287408 2440 26295 SH SOLE 0 0 26272 ISHARES TIPS BOND ETF UIE 464287176 23 200 SH SOLE 0 0 200 ISHARES U.S. PREFERRED UIE 464288687 18 477 SH SOLE 0 0 477 ISHARES US CONSUMER UIE 464287812 4410 38239 SH SOLE 0 0 38239 ISHARES US REAL ESTATE UIE 464287739 8 112 SH SOLE 0 0 112 ISHARES US TELECOM ETF UIE 464287713 0 10 SH SOLE 0 0 10 J & J SNACK FOOD COR COM 466032109 5 47 SH SOLE 0 0 47 JAMMIN JAVA CORP COM 470751108 2 29411 SH SOLE 0 0 29411 JAZZ PHARMACEUTICAL F FGO G50871105 8 57 SH SOLE 0 0 57 JOHN HANCOCK PREMIUM DIV CEM 41013T105 5 328 SH SOLE 0 0 328 JOHNSON & JOHNSON COM 478160104 20 175 SH SOLE 0 0 175 JONES ENERGY INC COM 48019R108 6 1048 SH SOLE 0 0 1692 JPMORGAN CHASE 5.5% PFD PRE 48126E750 1 75 SH SOLE 0 0 75 JPMORGAN CHASE 6.7% PFD PRE 48127A161 1 67 SH SOLE 0 0 67 JPMORGAN CHASE & CO COM 46625H100 215 3479 SH SOLE 0 0 3479 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KEYBANK NA 1.05%17 CDS 49306SVG8 19 19000 SH SOLE 0 0 19000 KEYSIGHT TECH INC COM 49338L103 0 3 SH SOLE 0 0 3 KIMBERLY-CLARK CORP COM 494368103 27 202 SH SOLE 0 0 202 KIMCO REALTY CORP RET 49446R109 125 4000 SH SOLE 0 0 4000 KINDER MORGAN INC COM 49456B101 2 149 SH SOLE 0 0 149 KITE REALTY GRP TR RET 49803T300 119 4267 SH SOLE 0 0 4267 KRAFT HEINZ COMPANY COM 500754106 12 154 SH SOLE 0 0 154 LA JOYA TX ISD 0%16 BMU 503462HD8 1 2000 SH SOLE 0 0 2000 LAMAR ADVERTISING RET 512816109 14 222 SH SOLE 0 0 222 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LEUCADIA NATIONAL CO COM 527288104 0 45 SH SOLE 0 0 45 LIQUEFIED NAT GAS ORDF UFO Q5570T107 0 579 SH SOLE 0 0 579 LKQ CORP COM 501889208 9 287 SH SOLE 0 0 287 LOCKHEED MARTIN CORP COM 539830109 22 90 SH SOLE 0 0 90 LUMENTUM HOLDINGS IN COM 55024U109 6 250 SH SOLE 0 0 250 LUMINEX CORP DEL COM 55027E102 18 910 SH SOLE 0 0 910 MACQUARIE INFRASTRUC COM 55608B105 8 109 SH SOLE 0 0 109 MAGELLAN MIDSTREAM P LP MLP 559080106 12 166 SH SOLE 0 0 166 MAIN STREET CAPITAL COM 56035L104 1022 31136 SH SOLE 0 0 31136 MARATHON OIL CORP COM 565849106 45 3000 SH SOLE 0 0 3000 MASTERCARD INC COM 57636Q104 8 100 SH SOLE 0 0 100 MATTEL INCORPORATED COM 577081102 26 806 SH SOLE 0 0 853 MAXIM INTEGRATED PRO COM 57772K101 8 240 SH SOLE 0 0 240 MAXLINEAR INC COM 57776J100 0 320 SH SOLE 0 0 0 MC DONALDS CORP COM 580135101 17 143 SH SOLE 0 0 143 MEDNAX INC COM 58502B106 5 75 SH SOLE 0 0 75 MEDTRONIC PLC F FGO G5960L103 10 125 SH SOLE 0 0 125 MELLANOX TECHS LTD F FGO M51363113 0 136 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 28 488 SH SOLE 0 0 488 MICROSOFT CORP COM 594918104 124 2455 SH SOLE 0 0 2455 MID AMERICA APARTMEN RET 59522J103 19 180 SH SOLE 0 0 180 MOHAWK INDUSTRIES COM 608190104 4 25 SH SOLE 0 0 25 MONDELEZ INTL COM 609207105 15 338 SH SOLE 0 0 338 MORNINGSTAR INC COM 617700109 5 64 SH SOLE 0 0 64 MOTOROLA SOLUTIONS COM 620076307 4 71 SH SOLE 0 0 71 NATIONAL RURAL UTIL 4%20 BCO 63743FMT0 1 1000 SH SOLE 0 0 1000 NATL RETAIL PPTY RET 637417106 12 233 SH SOLE 0 0 233 NAVIGATORS GROUP INC COM 638904102 8 87 SH SOLE 0 0 87 NETFLIX INC COM 64110L106 17 196 SH SOLE 0 0 196 NEW MOUNTAIN FIN CO COM 647551100 10 830 SH SOLE 0 0 830 NEWELL BRANDS INC COM 651229106 2 60 SH SOLE 0 0 60 NEXTERA ENERGY INC COM 65339F101 16 134 SH SOLE 0 0 134 NIKE INC COM 654106103 2 47 SH SOLE 0 0 47 NOKIA CORP SPON F ADR 654902204 0 40 SH SOLE 0 0 40 NORTEL NETWORKS CP NEXXX FGC 656568508 0 1000 SH SOLE 0 0 1000 NORTHSTAR REALTY EUR RET 66706L101 2 288 SH SOLE 0 0 288 NORTHSTAR REALTY FIN RET 66704R803 9 865 SH SOLE 0 0 865 NOVARTIS AG F ADR 66987V109 45 550 SH SOLE 0 0 550 NRG ENERGY INC COM 629377508 0 3 SH SOLE 0 0 3 NUANCE COMMUN INC COM 67020Y100 5 382 SH SOLE 0 0 382 NUVEEN SELECT TAX FREE I CEM 67063C106 10 700 SH SOLE 0 0 700 NXP SEMICONDUCTORS F FGO N6596X109 57 736 SH SOLE 0 0 736 OCCIDENTAL PETROL CO COM 674599105 30 407 SH SOLE 0 0 407 ONEOK PARTNERS LP LP MLP 68268N103 4 112 SH SOLE 0 0 112 OPEN TEXT CORP F FGC 683715106 3 61 SH SOLE 0 0 61 ORACLE CORPORATION COM 68389X105 67 1668 SH SOLE 0 0 1668 P G & E CORP COM 69331C108 256 4009 SH SOLE 0 0 4009 PARAGON OFFSHORE PLC F FGO G6S01W108 0 34 SH SOLE 0 0 34 PAREXEL INTL CORP COM 699462107 3 56 SH SOLE 0 0 56 PARSLEY ENERGY INC COM 701877102 4 149 SH SOLE 0 0 149 PARTS.COM INC NEW XXX COM 702140203 0 20 SH SOLE 0 0 20 PAYCHEX INC COM 704326107 10 181 SH SOLE 0 0 181 PEABODY ENERGY CORP COM 704549203 0 180 SH SOLE 0 0 180 PENINSULA HLDGS GRP CXXX COM 70713P105 0 500 SH SOLE 0 0 500 PENNTEX MIDSTREAM PA LP MLP 709311104 10 700 SH SOLE 0 0 700 PEOPLES UNITED FINL COM 712704105 8 570 SH SOLE 0 0 570 PEPSICO INCORPORATED COM 713448108 1566 14788 SH SOLE 0 0 14788 PEREGRINE PHARMA INC COM 713661304 0 220 SH SOLE 0 0 220 PFIZER INCORPORATED COM 717081103 193 5517 SH SOLE 0 0 5517 PHILIP MORRIS INTL COM 718172109 347 3422 SH SOLE 0 0 3422 PHILLIPS 66 COM 718546104 123 1562 SH SOLE 0 0 1562 PIMCO 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SH SOLE 0 0 432 PROSHARES SHORT DOW 30 UIE 74347R701 10 1000 SH SOLE 0 0 500 PROSHARES SHORT QQQ ETF UIE 74347B714 24 460 SH SOLE 0 0 460 PROSHARES SHORT S&P 500 UIE 74347B425 29 736 SH SOLE 0 0 736 PROTO LABS INC COM 743713109 1 27 SH SOLE 0 0 27 PWRSHRS DWA UTILITIES UIE 73935X591 4774 171265 SH SOLE 0 0 171265 QUALCOMM INC COM 747525103 16 300 SH SOLE 0 0 300 R M R GROUP INC COM 74967R106 0 1 SH SOLE 0 0 1 RASER TECHNOLOGIES INXXX COM 754055101 0 100 SH SOLE 0 0 100 REALTY INCM CORP RET 756109104 5 85 SH SOLE 0 0 85 REGIONS FINANCIAL CO COM 7591EP100 5 661 SH SOLE 0 0 661 RESMED INC COM 761152107 8 132 SH SOLE 0 0 132 RESTAURANT BRANDS F FGC 76131D103 4 108 SH SOLE 0 0 108 REYNOLDS AMERICAN COM 761713106 19 357 SH SOLE 0 0 357 RITCHIE BROS AUCTION F FGC 767744105 5 157 SH SOLE 0 0 157 RITE AID CORPORATION COM 767754104 7 1000 SH SOLE 0 0 1000 ROLLINS INC COM 775711104 8 280 SH SOLE 0 0 280 ROSE ROCK MIDSTREAM LP MLP 777149105 26 1000 SH SOLE 0 0 1000 ROYAL DUTCH SHELL F ADR 780259107 8 150 SH SOLE 0 0 150 RPM INTERNATIONAL COM 749685103 9 214 SH SOLE 0 0 214 SANTANDER BANK N 0.65%16 CDS 80280JJK8 67 68000 SH SOLE 0 0 68000 SANTANDER BANK N. 0.7%17 CDS 80280JML2 169 170000 SH SOLE 0 0 170000 SAPIENS INTL CP N V NEWF FGO N7716A151 2 201 SH SOLE 0 0 201 SCHLUMBERGER LTD F FGO 806857108 147 1874 SH SOLE 0 0 1874 SCHWAB EMERGING MARKETS UIE 808524706 25 1207 SH SOLE 0 0 1207 SCHWAB US BROAD MARKET UIE 808524102 442 8806 SH SOLE 0 0 8806 SCHWAB US DIVIDEND UIE 808524797 3 85 SH SOLE 0 0 85 SCHWAB US LARGE CAP UIE 808524300 298 5680 SH SOLE 0 0 5680 SCHWAB US LARGE CAP ETF UIE 808524201 42706 858150 SH SOLE 0 0 858089 SCHWAB US SMALL CAP ETF UIE 808524607 76 1408 SH SOLE 0 0 1408 SCRIPPS NTWK INTERAC COM 811065101 13 226 SH SOLE 0 0 226 SELECT SECTOR HEALTH UIE 81369Y209 2 28 SH SOLE 0 0 28 SELECT SECTOR INDUSTRIAL UIE 81369Y704 1 25 SH SOLE 0 0 25 SELECT SECTOR UTI SELECT UIE 81369Y886 0 8 SH SOLE 0 0 8 SELECT STR FINANCIAL UIE 81369Y605 1 57 SH SOLE 0 0 57 SERVICEMASTER GLBL COM 81761R109 10 271 SH SOLE 0 0 271 SHERWIN WILLIAMS CO COM 824348106 587 2000 SH SOLE 0 0 2000 SIMON PPTY GROUP RET 828806109 102 475 SH SOLE 0 0 475 SINA CORPORATION F FGO G81477104 8 157 SH SOLE 0 0 157 SKYBRIDGE G II FUND LLC LLC NONUMBER 45 48 SH SOLE 0 0 48 SKYWORKS SOLUTIONS COM 83088M102 7 122 SH SOLE 0 0 122 SOUTHCROSS ENERGY LP LP MLP 84130C100 14 7000 SH SOLE 0 0 7000 SOUTHERN COMPANY COM 842587107 214 4000 SH SOLE 0 0 4000 SOUTHWEST AIRLINES COM 844741108 78 2015 SH SOLE 0 0 2015 SPDR BARCLAYS HIGH YIELD UIE 78464A417 5 160 SH SOLE 0 0 160 SPDR DOW JONES UIE 78467X109 5 30 SH SOLE 0 0 30 SPDR FUND CONSUMER UIE 81369Y308 19 353 SH SOLE 0 0 353 SPDR FUND CONSUMER UIE 81369Y407 1 22 SH SOLE 0 0 22 SPDR FUND MATERIALS UIE 81369Y100 0 8 SH SOLE 0 0 8 SPDR GOLD SHARES ETF UIE 78463V107 62 503 SH SOLE 0 0 503 SPDR S&P 500 ETF IV UIE 78462F103 351 1679 SH SOLE 0 0 1679 SPDR S&P MIDCAP 400 ETF UIE 78467Y107 6 25 SH SOLE 0 0 25 SPDR S&P SEMICONDUCTOR UIE 78464A862 3278 73890 SH SOLE 0 0 73890 SPECTRA ENERGY CORP COM 847560109 13 372 SH SOLE 0 0 372 SPENCER PHARMA INC COM 848224101 0 2000 SH SOLE 0 0 2000 SPLUNK INC COM 848637104 9 180 SH SOLE 0 0 180 STARBUCKS CORP COM 855244109 31 567 SH SOLE 0 0 567 STERICYCLE INC COM 858912108 10 103 SH SOLE 0 0 103 STONEMOR PARTNERS LP MLP 86183Q100 50 2000 SH SOLE 0 0 2000 SUNOCO LOGISTICS PTN LP MLP 86764L108 3 112 SH SOLE 0 0 112 SUNTECH POWER HLDGS F ADR 86800C104 0 200 SH SOLE 0 0 200 SYCAMORE NETWRKS INC COM 871206405 0 10 SH SOLE 0 0 10 TAHOE RESOURCES INC F FGC 873868103 4 276 SH SOLE 0 0 276 TAKE TWO INTERACTV COM 874054109 6 165 SH SOLE 0 0 165 TALEN ENERGY CORPORA COM 87422J105 0 24 SH SOLE 0 0 24 TCP CAPITAL CORP COM 87238Q103 13 911 SH SOLE 0 0 911 TD AMERITRADE HLDGS COM 87236Y108 2 85 SH SOLE 0 0 85 TECH DATA CORP COM 878237106 8 112 SH SOLE 0 0 112 TECHNOLOGY SELECT SECTOR UIE 81369Y803 2 62 SH SOLE 0 0 62 TELEFONICA EMI 5.877%19F UDD 87938WAH6 44 40000 SH SOLE 0 0 40000 TESLA MOTORS INC COM 88160R101 124 586 SH SOLE 0 0 586 TEX PAC LAND SUB CTF COM 882610108 20 120 SH SOLE 0 0 120 TEXAS INSTRUMENTS COM 882508104 3 58 SH SOLE 0 0 58 TEXTRON INCORPORATED COM 883203101 12 352 SH SOLE 0 0 352 THERMO FISHER SCNTFC COM 883556102 3 23 SH SOLE 0 0 23 THOR INDUSTRIES INC COM 885160101 4 77 SH SOLE 0 0 77 THORNBURG MORTGAGE NEXXX RET 885218800 0 150 SH SOLE 0 0 150 TIME INC COM 887228104 0 2 SH SOLE 0 0 2 TIME WARNER INC COM 887317303 1 23 SH SOLE 0 0 23 TRACTOR SUPPLY COMP COM 892356106 4 53 SH SOLE 0 0 53 TRANSOCEAN INC NEW F FGO H8817H100 2 242 SH SOLE 0 0 242 TRANSWITCH CORP COM 894065309 0 7 SH SOLE 0 0 7 TRIPLEPOINT VENTURE COM 89677Y100 1 150 SH SOLE 0 0 150 TRIST CAP BK 0.55%16 CDS 89677DDV5 111 112000 SH SOLE 0 0 112000 TWITTER INC COM 90184L102 0 40 SH SOLE 0 0 40 U S BANCORP COM 902973304 19 492 SH SOLE 0 0 492 U S PHYSICAL THERAPY COM 90337L108 5 87 SH SOLE 0 0 87 U S SILICA HLDGS INC COM 90346E103 8 238 SH SOLE 0 0 238 UMPQUA HOLDINGS CORP COM 904214103 7 460 SH SOLE 0 0 460 UNDER ARMOUR INC COM 904311107 5 130 SH SOLE 0 0 130 UNDER ARMOUR INC COM 904311206 2 80 SH SOLE 0 0 80 UNIT CORPORATION COM 909218109 4 307 SH SOLE 0 0 307 UNITED PARCEL SRVC COM 911312106 12 113 SH SOLE 0 0 113 UNITED STATES NATURAL UIE 912318201 54 6280 SH SOLE 0 0 6280 UNITED TECHNOLOGIES COM 913017109 4 42 SH SOLE 0 0 42 UNITEDHEALTH GRP INC COM 91324P102 73 524 SH SOLE 0 0 524 UNIVERSAL HLTH SVCS COM 913903100 12 96 SH SOLE 0 0 96 V C A INC COM 918194101 7 114 SH SOLE 0 0 114 VALUESTAR CORP XXX COM 919910109 0 6000 SH SOLE 0 0 6000 VANECK VECTORS GOLD UIE 92189F106 3565 128681 SH SOLE 0 0 128681 VANECK VECTORS PFD SEC UIE 92189F429 3 165 SH SOLE 0 0 165 VANGUARD DIVIDEND UIE 921908844 3 45 SH SOLE 0 0 45 VANGUARD FTSE ALL WORLD UIE 922042775 2361 55107 SH SOLE 0 0 55107 VANGUARD FTSE EMERGING UIE 922042858 6660 189185 SH SOLE 0 0 189059 VANGUARD INFORMATION UIE 92204A702 2390 22329 SH SOLE 0 0 22329 VANGUARD LONG TERM COR UIE 92206C813 8 93 SH SOLE 0 0 93 VANGUARD MID CAP ETF IV UIE 922908629 2617 21194 SH SOLE 0 0 21174 VANGUARD NATURAL RES LP MLP 92205F106 0 185 SH SOLE 0 0 185 VANGUARD SHRT INF PROT UIE 922020805 8 163 SH SOLE 0 0 163 VANGUARD TOTAL STOCK UIE 922908769 44 416 SH SOLE 0 0 416 VANGUARD UTILITIES ETF UIE 92204A876 4 38 SH SOLE 0 0 38 VANTIV INC COM 92210H105 5 93 SH SOLE 0 0 93 VELATEL GLOBAL COMM COM 92256R207 0 50 SH SOLE 0 0 50 VELOCITYSHARES 3X LNG UIE 22539T316 9 300 SH SOLE 0 0 300 VERISK ANALYTICS INC COM 92345Y106 8 105 SH SOLE 0 0 105 VERIZON COMMUNICATN COM 92343V104 33 625 SH SOLE 0 0 625 VF CORPORATION COM 918204108 1 20 SH SOLE 0 0 20 VIAVI SOLUTIONS INC COM 925550105 8 1251 SH SOLE 0 0 1251 VIRTUS TOTAL RETURN CF CEM 92829A103 6 1402 SH SOLE 0 0 1402 VISA INC COM 92826C839 6 106 SH SOLE 0 0 106 W E C ENERGY GROUP I COM 92939U106 7 112 SH SOLE 0 0 112 W P GLIMCHER INCORPO RET 92939N102 2 208 SH SOLE 0 0 208 W.P. CAREY INC. RET 92936U109 20 294 SH SOLE 0 0 294 WA FUNDING TR III XXX RES 939ESC968 0 25 SH SOLE 0 0 25 WAL-MART STORES INC COM 931142103 70 965 SH SOLE 0 0 965 WALT DISNEY CO COM 254687106 11 125 SH SOLE 0 0 125 WASTE CONNECTIONS IN COM 94106B101 7 106 SH SOLE 0 0 106 WEINGARTEN RLT RET 948741103 35 894 SH SOLE 0 0 894 WELLS FARGO BK N A COM 949746101 33 654 SH SOLE 0 0 709 WELLTOWER INC COM 95040Q104 4 64 SH SOLE 0 0 64 WENDYS COMPANY COM 95058W100 4 425 SH SOLE 0 0 425 WESTAR ENERGY INC COM 95709T100 3 65 SH SOLE 0 0 65 WESTERN ASSET INCOME CF CEM 95766T100 13 925 SH SOLE 0 0 925 WESTLAKE CHEMICAL PR LP MLP 960417103 9 500 SH SOLE 0 0 500 WHOLE FOODS MARKET COM 966837106 18 569 SH SOLE 0 0 569 WILHELMINA INTL COM 968235200 0 71 SH SOLE 0 0 71 WILLIAMS PARTNERS LP LP MLP 96949L105 2 86 SH SOLE 0 0 86 WINDSTREAM HLDGS INC COM 97382A200 10 1166 SH SOLE 0 0 1166 WISDOMTREE EMRG MRKT HG UIE 97717W315 7 216 SH SOLE 0 0 216 WMIH CORP COM 92936P100 0 1 SH SOLE 0 0 1 XCEL ENERGY INC COM 98389B100 5 133 SH SOLE 0 0 133 YTB INTERNATIONAL CL XXX COM 98425R200 0 214 SH SOLE 0 0 214 YUM BRANDS INC COM 988498101 427 5151 SH SOLE 0 0 5151 ZOETIS INC COM 98978V103 0 21 SH SOLE 0 0 21