0000950138-17-000018.txt : 20170104 0000950138-17-000018.hdr.sgml : 20170104 20170104210208 ACCESSION NUMBER: 0000950138-17-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170102 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mallinckrodt plc CENTRAL INDEX KEY: 0001567892 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981088325 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3 LOTUS PARK, THE CAUSEWAY STREET 2: STAINES-UPON-THAMES CITY: SURREY STATE: X0 ZIP: TW18 3AG BUSINESS PHONE: 44-017-8463-6700 MAIL ADDRESS: STREET 1: 3 LOTUS PARK, THE CAUSEWAY STREET 2: STAINES-UPON-THAMES CITY: SURREY STATE: X0 ZIP: TW18 3AG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scholz Frank CENTRAL INDEX KEY: 0001603138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 17508475 MAIL ADDRESS: STREET 1: 675 MCDONNELL BLVD. CITY: HAZELWOOD STATE: MO ZIP: 63042 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-02 0001567892 Mallinckrodt plc MNK 0001603138 Scholz Frank 675 MCDONNELL BLVD. HAZELWOOD MO 63042 0 1 0 0 EVP Glob Ops & Pres Spec Gen Ordinary Shares 2017-01-02 4 F 0 215 49.82 D 29423 D Ordinary Shares 2017-01-03 4 A 0 9666 0 A 39089 D Employee Share Options (Right to Buy) 51.73 2017-01-03 4 A 0 54301 0 A 2018-01-03 2027-01-03 Ordinary Shares 54301 54301 D Employee Share Options (Right to Buy) 51.73 2017-01-03 4 A 0 54301 0 A 2021-01-03 2027-01-03 Ordinary Shares 54301 54301 D Includes 763 shares acquired between April 6, 2016 and September 30, 2016 under the Mallinckrodt employee stock purchase plan. Represents restricted stock units that vest in four equal annual installments beginning January 3, 2018. The options vest in four equal annual installments beginning January 3, 2018. The options vest in their entirety on January 3, 2021. /s/ Kenneth L. Wagner, Attorney-in-Fact 2017-01-04