<SEC-DOCUMENT>0001445546-15-000374.txt : 20150122
<SEC-HEADER>0001445546-15-000374.hdr.sgml : 20150122
<ACCEPTANCE-DATETIME>20150122160929
ACCESSION NUMBER: 0001445546-15-000374
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150122
ITEM INFORMATION: Regulation FD Disclosure
ITEM INFORMATION: Financial Statements and Exhibits
FILED AS OF DATE: 20150122
DATE AS OF CHANGE: 20150122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Trust Intermediate Duration Preferred & Income Fund
CENTRAL INDEX KEY: 0001567569
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22795
FILM NUMBER: 15541933
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: First Trust Intermediate Duration Preferred & Income Trust
DATE OF NAME CHANGE: 20130130
FORMER COMPANY:
FORMER CONFORMED NAME: First Trust Ltd Duration Preferred & Income Trust
DATE OF NAME CHANGE: 20130122
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>fpf_8k.txt
<DESCRIPTION>CURRENT REPORT
<TEXT>
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported) January 22, 2015
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
(Exact Name of Registrant as Specified in its Charter)
Massachusetts 811-22795 32-0405071
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code (630) 765-8000
___________________________________________________________________
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
================================================================================
<PAGE>
Item 7.01 Regulation FD Disclosure.
First Trust Intermediate Duration Preferred & Income Fund (the "Fund") is filing
herewith a press release issued on January 22, 2015, as Exhibit 99.1. The press
release was issued by First Trust Advisors L.P. to report that on February 5,
2015, the Fund will host a conference call with Stonebridge Advisors LLC, the
Fund's investment sub-advisor. The purpose of the call is to hear the Fund's
portfolio management team provide an update for the Fund.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
January 22, 2015.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: January 22, 2015 FIRST TRUST INTERMEDIATE DURATION PREFERRED
& INCOME FUND
By: /s/ W. Scott Jardine
----------------------------------
Name: W. Scott Jardine
Title: Secretary
EXHIBIT INDEX
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
January 22, 2015.
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>press_release.txt
<DESCRIPTION>PRESS RELEASE
<TEXT>
PRESS RELEASE SOURCE: First Trust Advisors L.P.
FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CONFERENCE CALL FOR FIRST
TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
WHEATON, IL -- (BUSINESS WIRE) -- January 22, 2015 -- First Trust Advisors L.P.
("FTA") announced today that First Trust Intermediate Duration Preferred &
Income Fund (NYSE: FPF) (the "Fund") intends to host a conference call with
Stonebridge Advisors LLC ("Stonebridge"), the Fund's investment sub-advisor, on
THURSDAY, FEBRUARY 5, 2015, AT 4:15 P.M. EASTERN TIME. The purpose of the call
is to hear the Fund's portfolio management team provide an update for the Fund.
-- Dial-in Number: (866) 865-6631; International (706) 679-1727; and Passcode
# 67809896. Please call 10 to 15 minutes before the scheduled start of the
teleconference.
-- Telephone Replay: (855) 859-2056; International (404) 537-3406; and
Passcode # 67809896. The replay will be available after the call until
11:59 P.M. Eastern Time on Saturday, March 7, 2015.
FTA, the Fund's investment advisor, along with its affiliate, First Trust
Portfolios L.P., are privately-held companies which provide a variety of
investment services, including asset management and financial advisory services,
with collective assets under management or supervision of approximately $104
billion as of December 31, 2014, through unit investment trusts, exchange-traded
funds, closed-end funds, mutual funds and separate managed accounts.
Stonebridge is a registered investment advisor specializing in preferred and
hybrid securities. Stonebridge was formed in December 2004 by First Trust
Portfolios L.P. and Stonebridge Asset Management, LLC. The company had assets
under management or supervision of almost $3.47 billion as of December 31, 2014.
These assets come from separately managed accounts, an open-end mutual fund, an
actively managed exchange-traded fund and the Fund.
The Fund is a non-diversified, closed-end management investment company that
seeks to provide a high level of current income. The Fund has a secondary
objective of capital appreciation. The Fund seeks to achieve its investment
objectives by investing in preferred and other income-producing securities.
Under normal market conditions, the Fund invests at least 80% of its Managed
Assets in a portfolio of preferred and other income-producing securities issued
by U.S. and non-U.S. companies, including traditional preferred securities,
hybrid preferred securities that have investment and economic characteristics of
both preferred securities and debt securities, floating rate and
fixed-to-floating rate preferred securities, debt securities, convertible
securities, and contingent convertible securities.
Past performance is no assurance of future results. Investment return and market
value of an investment in the Fund will fluctuate. Shares, when sold, may be
worth more or less than their original cost.
Principal Risk Factors: Investment in this Fund involves investment and market
risk, market discount from net asset value risk, management risk, preferred and
hybrid preferred securities risk, trust preferred securities risk, debt
securities risk, credit crisis liquidity and volatility risk, convertible
securities/contingent convertible securities risk, risks of concentration in the
financial sector, government intervention in the financial markets risk, real
estate investment trust ("REIT") risk, credit and below investment grade
securities risk, credit rating agency risk, leverage risk, foreign (non-U.S.)
securities risk, emerging markets risk, common stock risk, U.S. government
securities risk, foreign government securities risk, municipal securities risk,
illiquid and restricted securities risk, valuation risk, inflation/deflation
risk, potential conflicts of interest risk, new types of securities risk,
counterparty and prime brokerage risk, portfolio turnover risk, non-diversified
shares risk, market disruption, geopolitical risk, risk related to certain
affiliations and anti-takeover provisions, temporary defensive strategies risk,
risks related to the secondary market for the fund's common shares and risks
related to changes in law.
The Fund is designed for long-term investing and not as a vehicle for trading.
Shares of closed-end investment companies frequently trade at a discount from
their net asset value ("NAV"). The Fund cannot predict whether or when its
common shares will trade at, below or above NAV, or at, below or above the
initial public offering price.
Below investment-grade securities, which are commonly referred to as "junk" or
"high-yield" securities, while generally offering higher yields than
investment-grade debt with similar maturities, involve greater risks. These
risks include the possibility of dividend or interest deferral, default or
bankruptcy, and are regarded as predominantly speculative with respect to the
issuer's capacity to pay dividends or interest and repay principal. See "Credit
and Below Investment-Grade Securities Risk" in the "Additional Risk
Considerations" section in the prospectus.
The risks of investing in the Fund are spelled out in the prospectus,
shareholder report, and other regulatory filings.
The Fund's daily New York Stock Exchange closing price and net asset value per
share as well as other related information can be found at www.ftportfolios.com
or by calling 1-800-988-5891.
CONTACT: JEFF MARGOLIN - (630) 915-6784
----------------------------
Source: First Trust Advisors L.P.
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>