The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ashford Hospitality Trust, Inc. | Common Stocks | 044103109 | 141 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Ashford Inc. | Common Stocks | 044104107 | 4,292 | 56,570 | SH | SOLE | 56,570 | 0 | 0 | ||
TD Ameritrade Holding Corporation | Common Stocks | 87236Y108 | 1,532 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
Alibaba Group Holding Ltd. Sponsored ADR | Common Stocks | 01609W102 | 2,145 | 13,019 | SH | SOLE | 13,019 | 0 | 0 | ||
Bank of America Corp | Common Stocks | 060505104 | 1,831 | 62,169 | SH | SOLE | 62,169 | 0 | 0 | ||
Berkshire Hathaway Inc. Class B | Common Stocks | 084670702 | 1,889 | 8,824 | SH | SOLE | 8,824 | 0 | 0 | ||
Citizens Financial Group, Inc. | Common Stocks | 174610105 | 491 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
Core Laboratories NV | Common Stocks | N22717107 | 1,969 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Colony Capital, Inc. Class A | Miscellaneous Equities | 19626G108 | 280 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
Diamond Offshore Drilling, Inc. | Common Stocks | 25271C102 | 3,977 | 198,855 | SH | SOLE | 198,855 | 0 | 0 | ||
Eagle Bancorp Montana, Inc. | Common Stocks | 26942G100 | 6,061 | 333,919 | SH | SOLE | 333,919 | 0 | 0 | ||
Ensco plc Class A | Common Stocks | G3157S106 | 5,036 | 596,675 | SH | SOLE | 596,675 | 0 | 0 | ||
Facebook, Inc. Class A | Common Stocks | 30303M102 | 724 | 4,405 | SH | SOLE | 4,405 | 0 | 0 | ||
GDL Fund | Mutual Fund | 361570104 | 553 | 60,884 | SH | SOLE | 60,884 | 0 | 0 | ||
VanEck Vectors Gold Miners ETF | Miscellaneous Equities | 92189F106 | 5,505 | 297,228 | SH | SOLE | 297,228 | 0 | 0 | ||
VanEck Vectors Gold Miners ETF | Miscellaneous Equities | 92189F106 | 1,111 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
VanEck Vectors Junior Gold Miners ETF | Miscellaneous Equities | 92189F791 | 2,502 | 91,430 | SH | SOLE | 91,430 | 0 | 0 | ||
Great Elm Capital Group, Inc. | Common Stocks | 39036P209 | 3,118 | 959,410 | SH | SOLE | 959,410 | 0 | 0 | ||
Alphabet Inc. Class A | Common Stocks | 02079K305 | 2,414 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Halcon Resources Corp | Common Stocks | 40537Q605 | 302 | 67,500 | SH | Call | SOLE | 67,500 | 0 | 0 | |
iShares Core MSCI Emerging Markets ETF | Miscellaneous Equities | 46434G103 | 1,067 | 20,605 | SH | SOLE | 20,605 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | Miscellaneous Equities | 78464A698 | 3,054 | 51,400 | SH | SOLE | 51,400 | 0 | 0 | ||
KraneShares CSI China Internet ETF | Miscellaneous Equities | 500767306 | 536 | 10,975 | SH | SOLE | 10,975 | 0 | 0 | ||
Kayne Anderson MLP/Midstream Investment Company | Miscellaneous Equities | 486606106 | 553 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
Liberty Global Plc Class C | Common Stocks | G5480U120 | 375 | 13,307 | SH | SOLE | 13,307 | 0 | 0 | ||
Loral Space & Communications Inc. | Common Stocks | 543881106 | 1,660 | 36,572 | SH | SOLE | 36,572 | 0 | 0 | ||
McDermott International, Inc. | Common Stocks | 580037703 | 1,861 | 101,000 | SH | Call | SOLE | 101,000 | 0 | 0 | |
Noble Corporation plc | Common Stocks | G65431101 | 562 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Och-Ziff Capital Management Group LLC Class A | Miscellaneous Equities | 67551U105 | 5,157 | 3,484,756 | SH | SOLE | 3,484,756 | 0 | 0 | ||
Rowan Cos. Plc Class A | Miscellaneous Equities | G7665A101 | 1,883 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Reading International, Inc. Class A | Common Stocks | 755408101 | 243 | 15,405 | SH | SOLE | 15,405 | 0 | 0 | ||
Transocean Ltd. | Common Stocks | H8817H100 | 3,793 | 271,927 | SH | SOLE | 271,927 | 0 | 0 | ||
Schwab International Equity ETF | Miscellaneous Equities | 808524805 | 1,298 | 38,716 | SH | SOLE | 38,716 | 0 | 0 | ||
Charles Schwab Corporation | Common Stocks | 808513105 | 4,232 | 86,110 | SH | SOLE | 86,110 | 0 | 0 | ||
Tidewater Inc | Common Stocks | 88642R109 | 2,243 | 71,915 | SH | SOLE | 71,915 | 0 | 0 | ||
Vanguard Small-Cap ETF | Miscellaneous Equities | 922908751 | 280 | 1,720 | SH | SOLE | 1,720 | 0 | 0 | ||
Vanguard Short-Term Corporate Bond ETF | Miscellaneous Equities | 92206C409 | 2,390 | 30,578 | SH | SOLE | 30,578 | 0 | 0 | ||
Vanguard Mid-Cap ETF | Miscellaneous Equities | 922908629 | 268 | 1,634 | SH | SOLE | 1,634 | 0 | 0 | ||
Vanguard Large-Cap ETF | Miscellaneous Equities | 922908637 | 1,479 | 11,079 | SH | SOLE | 11,079 | 0 | 0 | ||
Volt Information Sciences, Inc. | Common Stocks | 928703107 | 9,265 | 2,406,584 | SH | SOLE | 2,406,584 | 0 | 0 | ||
SPDR S&P Oil & Gas Equipment & Services ETF | Miscellaneous Equities | 78464A748 | 2,448 | 146,412 | SH | SOLE | 146,412 | 0 | 0 | ||
Financial Select Sector SPDR Fund | Miscellaneous Equities | 81369Y605 | 493 | 17,859 | SH | SOLE | 17,859 | 0 | 0 | ||
Yatra Online, Inc. | Common Stocks | G98338109 | 61 | 10,931 | SH | SOLE | 10,931 | 0 | 0 | ||
Zions Bancorporation, N.A. | Common Stocks | 989701107 | 552 | 11,000 | SH | SOLE | 11,000 | 0 | 0 |