Principal

0001567163-15-000001.txt : 20150112 0001567163-15-000001.hdr.sgml : 20150112 20150109174310 ACCESSION NUMBER: 0001567163-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150112 DATE AS OF CHANGE: 20150109 EFFECTIVENESS DATE: 20150112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 15520081 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 12-31-2014 12-31-2014 Edge Wealth Management LLC

805 3RD AVE 12TH FLOOR NEW YORK NY 10022

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054937107 11 283 SH SOLE 283 0 0 WAL-MART DE MEX SAB ORDFCLASS V FULL VOTING RTS COM P98180105 11 5020 SH SOLE 5020 0 0 WIZARD WORLD INC COM 97751C100 11 15000 SH SOLE 15000 0 0 CHINA FUND INC COM 169373107 11 580 SH SOLE 580 0 0 FREIGHTCAR AMERICA INC COM 357023100 11 400 SH SOLE 400 0 0 OTTER TAIL CORPORATION COM 689648103 10 319 SH SOLE 319 0 0 PRUDENTIAL SHORT DURA COM 74442F107 10 600 SH SOLE 600 0 0 DUKE ENERGY CORP NEW COM 26441C204 10 115 SH SOLE 115 0 0 ROYAL BK SCOT 5.75% PFDPFD SER L DUE 09/30/99 PFD 780097788 9 400 SH SOLE 400 0 0 SITO MOBILE LTD COM 82988R104 9 46000 SH SOLE 46000 0 0 BLACKSTONE MORTGAGE TR CLASS A COM 09257W100 9 300 SH SOLE 300 0 0 BABSON CAP GLOBAL SHORT COM 05617T100 9 430 SH SOLE 430 0 0 AVEO PHARMACEUTICALS INC COM 053588109 8 10000 SH SOLE 10000 0 0 NUO THERAPEUTICS INC COM 67059V100 8 27000 SH SOLE 27000 0 0 STARBUCKS CORP COM 855244109 8 100 SH SOLE 100 0 0 BLACKBERRY LTD F COM 09228F103 8 750 SH SOLE 750 0 0 LION BIOTECHNOLOGIES INC COM 53619R102 8 1000 SH SOLE 1000 0 0 UNITED STATES STEEL CORP COM 912909108 8 300 SH SOLE 300 0 0 WAL-MART STORES INC COM 931142103 8 88 SH SOLE 88 0 0 MONDELEZ INTL INC CL A COM 609207105 8 207 SH SOLE 207 0 0 NEWS CORP NEW CL A COM 65249B109 7 475 SH SOLE 475 0 0 NEURODERM LTD F COM M74231107 7 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF COM 73936T565 7 500 SH SOLE 500 0 0 NEPHROGENEX INC COM 640667101 7 500 SH SOLE 500 0 0 PROSHS ULTRASHT ETF NEW 2X RUSSELL 2000 COM 74348A319 7 177 SH SOLE 177 0 0 FASTENAL CO COM 311900104 7 140 SH SOLE 140 0 0 ISHARES TR RUSSELL 2000 ETF COM 464287655 7 55 SH SOLE 55 0 0 SUNTRUST BANKS INC COM 867914103 7 155 SH SOLE 155 0 0 CABCO FOR JC P 7.625%PFD DUE 03/01/97SUBJ TO XTRO PFD 126797208 6 400 SH SOLE 400 0 0 HORSEHEAD HOLDING CORP COM 440694305 6 400 SH SOLE 400 0 0 PACIFIC GAS ELEC 6% PFDPFD PFD 694308602 6 225 SH SOLE 225 0 0 FLUOR CORPORATION NEW COM 343412102 6 100 SH SOLE 100 0 0 MORGAN STNLY TR 6.25%PFD DUE 03/01/33SUBJ TO XTRO PFD 617460209 6 236 SH SOLE 236 0 0 SYSOREX GLOBAL HLDGS NEW COM 87184N203 6 3000 SH SOLE 3000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 6 500 SH SOLE 500 0 0 FEDEX CORPORATION COM 31428X106 6 33 SH SOLE 33 0 0 MARLIN MIDSTREAM PTNS COM 57118V100 5 300 SH SOLE 300 0 0 GOLAR LNG LTD F COM Y2745C102 5 150 SH SOLE 150 0 0 EQUINIX INC NEW COM 29444U502 5 24 SH SOLE 24 0 0 NORTHEAST UTILITIES COM 664397106 5 100 SH SOLE 100 0 0 COGNIZANT TECH SOL CL A COM 192446102 5 100 SH SOLE 100 0 0 BARCLAYS BAN 8.125% PFDPFD SER 5 DUE 04/11/99 PFD 06739H362 5 200 SH SOLE 200 0 0 TIME WARNER CABLE COM 88732J207 5 33 SH SOLE 33 0 0 CISCO SYSTEMS INC COM 17275R102 5 180 SH SOLE 180 0 0 MARKET VECTORS ETF TRUSTGOLD MINERS FUND COM 57060U100 5 270 SH SOLE 270 0 0 HSBC HLDGS PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5 ADR 404280406 5 105 SH SOLE 105 0 0 MADDEN STEVEN LTD COM 556269108 5 150 SH SOLE 150 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM 6706EN100 5 430 SH SOLE 430 0 0 TCW STRATEGIC INCM FUND 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SCOT 7.25% PFDPFD SER H PFD 780097879 3 125 SH SOLE 125 0 0 MIND C T I LTD F COM M70240102 3 800 SH SOLE 800 0 0 MEDIVATION INC COM 58501N101 3 30 SH SOLE 30 0 0 ANGLO AMERN PLC ADS FUNSPONSORED ADR 1 ADR REP 1/ ADR 03485P201 3 323 SH SOLE 323 0 0 NUCOR CORP COM 670346105 3 60 SH SOLE 60 0 0 NUVEEN MUNI OPPTY FD INC COM 670984103 3 200 SH SOLE 200 0 0 SOCAL EDISON 4.08% PFDPFD 4.08% PFD 842400202 3 125 SH SOLE 125 0 0 HOLOGIC INC COM 436440101 3 100 SH SOLE 100 0 0 COVIDIEN PLC NEW F COM G2554F113 3 26 SH SOLE 26 0 0 SOCAL EDISON 4.24% PFDPFD 4.24% PFD 842400301 3 125 SH SOLE 125 0 0 XYLEM INC COM 98419M100 2 65 SH SOLE 65 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2 50 SH SOLE 50 0 0 AECOM TECHNOLOGY CORP COM 00766T100 2 80 SH SOLE 80 0 0 C S X CORP COM 126408103 2 65 SH SOLE 65 0 0 FNMA 4.75% PFDPFD SER M PFD 313586836 2 397 SH SOLE 397 0 0 U S BANCORP DEL NEW COM 902973304 2 50 SH SOLE 50 0 0 SUNEDISON INC COM 86732Y109 2 115 SH SOLE 115 0 0 COMMUNITY HEALTH SYSTEMS COM 203668108 2 40 SH SOLE 40 0 0 CHENIERE ENERGY INC NEW COM 16411R208 2 30 SH SOLE 30 0 0 BOARDWALK PIPELINE PTNRS COM 096627104 2 115 SH SOLE 115 0 0 ENERGY TRANSFER EQUITY COM 29273V100 2 35 SH SOLE 35 0 0 SCIENCE APPLICATIONS COM 808625107 2 40 SH SOLE 40 0 0 CHURCH & DWIGHT CO INC COM 171340102 2 25 SH SOLE 25 0 0 HUNTSMAN CORPORATION COM 447011107 2 85 SH SOLE 85 0 0 MARATHON PETE CORP COM 56585A102 2 20 SH SOLE 20 0 0 NRG ENERGY INC NEW COM 629377508 2 64 SH SOLE 64 0 0 KEYSIGHT TECHNOLOGIES COM 49338L103 2 50 SH SOLE 50 0 0 3M COMPANY COM 88579Y101 2 10 SH SOLE 10 0 0 FANNIE MAE COM 313586109 2 800 SH SOLE 800 0 0 FRONTIER COMMUNICATIONS COM 35906A108 1 206 SH SOLE 206 0 0 NQ MOBILE INC ADR FSPONSORED ADR 1 ADR REPS 5 ADR 64118U108 1 350 SH SOLE 350 0 0 IMPACT FUSION INTL INC COM 45257G109 1 200000 SH SOLE 200000 0 0 MARATHON OIL CORP COM 565849106 1 40 SH SOLE 40 0 0 THE CHARLES SCHWAB CORP COM 808513105 1 35 SH SOLE 35 0 0 UNITED PARCEL SERVICE B CLASS B COM 911312106 1 9 SH SOLE 9 0 0 ALCOA INC COM 013817101 1 62 SH SOLE 62 0 0 WASTE MANAGEMENT INC DEL COM 94106L109 1 18 SH SOLE 18 0 0 OCCIDENTAL PETE CORP COM 674599105 1 11 SH SOLE 11 0 0 VOCERA COMMUNICATIONS COM 92857F107 1 80 SH SOLE 80 0 0 MOTORS LIQ CO GUC TRUST COM 62010U101 1 40 SH SOLE 40 0 0 ACASTI PHARMA INC FCLASS A SHARES COM 00430K105 1 1490 SH SOLE 1490 0 0 CRIMSON WINE GROUP COM 22662X100 1 70 SH SOLE 70 0 0 BROADWIND ENERGY NEW COM 11161T207 1 112 SH SOLE 112 0 0