Principal

0001567163-14-000004.txt : 20140725 0001567163-14-000004.hdr.sgml : 20140725 20140725142712 ACCESSION NUMBER: 0001567163-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 EFFECTIVENESS DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 14993914 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001567163 XXXXXXXX 06-30-2014 06-30-2014 true 1 RESTATEMENT Edge Wealth Management LLC

805 3RD AVE 12TH FLOOR NEW YORK NY 10022

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COM 464286848 12 1000 SH SOLE 1000 0 0 SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT COM 81369Y506 12 120 SH SOLE 120 0 0 EATON VANCE CALIFORNIA MUNI BOND FUND COM 27828A100 12 1000 SH SOLE 1000 0 0 CITIGROUP INC NEW COM 172967424 11 244 SH SOLE 244 0 0 SOFTBANK CORP ADR ADR 83404D109 11 300 SH SOLE 300 0 0 KIMBERLY-CLARK CORP COM 494368103 11 100 SH SOLE 100 0 0 COCRYSTAL PHARMA INC COM 19188J102 11 34000 SH SOLE 34000 0 0 MYOS CORP NEW COM 554051201 11 777 SH SOLE 777 0 0 CYTOMEDIX INC NEW COM 23283B204 11 27000 SH SOLE 27000 0 0 DEUTSCHE BANK NEW FREGISTERED SHARES COM D18190898 11 300 SH SOLE 300 0 0 NOBLE CORP PLC F COM G65431101 10 300 SH SOLE 300 0 0 ENDOCYTE INC COM 29269A102 10 1500 SH SOLE 1500 0 0 ISHARES U S PFD ETF U S PFD STK COM 464288687 10 250 SH SOLE 250 0 0 NEWS CORP NEW CL A COM 65249B109 10 537 SH SOLE 537 0 0 OTTER TAIL CORPORATION COM 689648103 10 319 SH SOLE 319 0 0 DENISON MINES CORP F COM 248356107 10 7627 SH SOLE 7627 0 0 ROYAL BK SCOT 5.75% PFDPFD SER L DUE 09/30/99 PFD 780097788 9 400 SH SOLE 400 0 0 WAL-MART STORES INC COM 931142103 9 120 SH SOLE 120 0 0 NETFLIX INC COM 64110L106 9 20 SH SOLE 20 0 0 CLEAN ENERGY FUELS CORP COM 184499101 9 750 SH SOLE 750 0 0 ARES CAPITAL CORP COM 04010L103 9 490 SH SOLE 490 0 0 BLACKSTONE MORTGAGE TR CLASS A COM 09257W100 9 300 SH SOLE 300 0 0 FUSION-IO INC TENDER OFFER EXP 7/22/14 COM 36112J107 8 750 SH SOLE 750 0 0 CABCO FOR JC 7.625% PFDPFD DUE 03/01/97 PFD 126797208 8 400 SH SOLE 400 0 0 TARGET CORPORATION COM 87612E106 8 135 SH SOLE 135 0 0 APOLLO INVESTMENT CORP COM 03761U106 8 900 SH SOLE 900 0 0 BLACKBERRY LTD F COM 09228F103 8 750 SH SOLE 750 0 0 NORTHEAST UTILITIES COM 664397106 8 162 SH SOLE 162 0 0 PROSHS ULTRASHT ETF NEW 2X RUSSELL 2000 COM 74348A319 8 177 SH SOLE 177 0 0 ACHILLION PHARMA INC COM 00448Q201 8 1000 SH SOLE 1000 0 0 POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF COM 73936T565 7 500 SH SOLE 500 0 0 WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY FUND COM 97717W851 7 145 SH SOLE 145 0 0 FNMA 4.75% PFDPFD SER M PFD 313586836 7 397 SH SOLE 397 0 0 EMPIRE RESORTS INC NEW COM 292052206 7 1000 SH SOLE 1000 0 0 PENNEY J C CO INC COM 708160106 7 750 SH SOLE 750 0 0 ISHARES TR RUSSELL 2000 ETF COM 464287655 7 55 SH SOLE 55 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 6 52 SH SOLE 52 0 0 PACIFIC GAS ELEC 6% PFDPFD PFD 694308602 6 225 SH SOLE 225 0 0 SUNTRUST BANKS INC COM 867914103 6 154 SH SOLE 154 0 0 MARLIN MIDSTREAM PTNS COM 57118V100 6 300 SH SOLE 300 0 0 IMPERVA INC COM 45321L100 6 232 SH SOLE 232 0 0 ANADARKO PETROLEUM CORP COM 032511107 6 53 SH SOLE 53 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 6 100 SH SOLE 100 0 0 BARCLAYS BANK IPATH NEW COM 06742E711 5 189 SH SOLE 189 0 0 BARCLAYS BAN 8.125% PFDPFD SER 5 DUE 04/11/99 PFD 06739H362 5 200 SH SOLE 200 0 0 MADDEN STEVEN LTD COM 556269108 5 150 SH SOLE 150 0 0 TCW STRATEGIC INCM FUND COM 872340104 5 869 SH SOLE 869 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 5 400 SH SOLE 400 0 0 DUQUESNE LIGH 3.75% PFDPFD PFD 266228303 4 100 SH SOLE 100 0 0 AUTO DATA PROCESSING COM 053015103 4 50 SH SOLE 50 0 0 SPDR S&P HOMEBUILDERS ETF COM 78464A888 4 120 SH SOLE 120 0 0 ZYNGA INC COM 98986T108 4 1214 SH SOLE 1214 0 0 EASTMAN CHEMICAL CO COM 277432100 4 42 SH SOLE 42 0 0 VISA INC CL A CLASS A COM 92826C839 4 17 SH SOLE 17 0 0 PACIFIC GAS EL 5.5% PFDPFD PFD 694308305 4 137 SH SOLE 137 0 0 GABELLI GLOBAL SMALL COM 36249W104 3 320 SH SOLE 320 0 0 NIKE INC CLASS B COM 654106103 3 42 SH SOLE 42 0 0 DEUTSCHE BK CC 7.6% PFDPFD DUE 02/20/99 PFD 25154A108 3 115 SH SOLE 115 0 0 ROYAL BK SCOT 7.25% PFDPFD SER H PFD 780097879 3 125 SH SOLE 125 0 0 BIOGEN IDEC INC COM 09062X103 3 10 SH SOLE 10 0 0 NQ MOBILE INC ADR ADR 64118U108 3 500 SH SOLE 500 0 0 MEDIVATION INC COM 58501N101 3 40 SH SOLE 40 0 0 NUCOR CORP COM 670346105 3 60 SH SOLE 60 0 0 EQUINIX INC NEW COM 29444U502 3 14 SH SOLE 14 0 0 NUVEEN MUNI OPPTY FD INC COM 670984103 3 200 SH SOLE 200 0 0 CORONADO BIOSCIENCES INC COM 21976U109 3 1500 SH SOLE 1500 0 0 AECOM TECHNOLOGY CORP COM 00766T100 3 80 SH SOLE 80 0 0 XYLEM INC COM 98419M100 3 65 SH SOLE 65 0 0 SOCAL EDISON 4.24% PFDPFD 4.24% PFD 842400301 3 125 SH SOLE 125 0 0 SOCAL EDISON 4.08% PFDPFD 4.08% PFD 842400202 3 125 SH SOLE 125 0 0 NRG ENERGY INC NEW COM 629377508 2 64 SH SOLE 64 0 0 THERAVANCE NEW COM 88338T104 2 80 SH SOLE 80 0 0 COVIDIEN PLC NEW F COM G2554F113 2 26 SH SOLE 26 0 0 U S BANCORP DEL NEW COM 902973304 2 50 SH SOLE 50 0 0 GENERAL MOTORS CO COM 37045V100 2 59 SH SOLE 59 0 0 C S X CORP COM 126408103 2 65 SH SOLE 65 0 0 IMPACT FUSION INTL INC COM 45257G109 2 200000 SH SOLE 200000 0 0 SCIENCE APPLICATIONS COM 808625107 2 40 SH SOLE 40 0 0 GROWLIFE INC COM 39985X104 2 16000 SH SOLE 16000 0 0 UNITED STATES STEEL CORP COM 912909108 2 65 SH SOLE 65 0 0 EV TAX MAN GLB DIV EQTY COM 27829F108 2 160 SH SOLE 160 0 0 ACASTI PHARMA INC FCLASS A SHARES COM 00430K105 2 1490 SH SOLE 1490 0 0 3M COMPANY COM 88579Y101 1 10 SH SOLE 10 0 0 FRONTIER COMMUNICATIONS COM 35906A108 1 203 SH SOLE 203 0 0 EXIDE TECHNOLOGIES NEW COM 302051206 1 5000 SH SOLE 5000 0 0 FEDEX CORPORATION COM 31428X106 1 7 SH SOLE 7 0 0 VOCERA COMMUNICATIONS COM 92857F107 1 80 SH SOLE 80 0 0 OCCIDENTAL PETE CORP COM 674599105 1 10 SH SOLE 10 0 0 BROADWIND ENERGY NEW COM 11161T207 1 112 SH SOLE 112 0 0 THE CHARLES SCHWAB CORP COM 808513105 1 32 SH SOLE 32 0 0 ALCOA INC COM 013817101 1 56 SH SOLE 56 0 0 UNITED PARCEL SERVICE B CLASS B COM 911312106 1 8 SH SOLE 8 0 0 THERAVANCE BIOPHARMA F COM G8807B106 1 22 SH SOLE 22 0 0 WASTE MANAGEMENT INC DEL COM 94106L109 1 16 SH SOLE 16 0 0 CRIMSON WINE GROUP COM 22662X100 1 70 SH SOLE 70 0 0 HESS CORPORATION COM 42809H107 1 6 SH SOLE 6 0 0 BED BATH & BEYOND COM 075896100 1 10 SH SOLE 10 0 0 DU PONT E I DE NEMOUR&CO COM 263534109 1 8 SH SOLE 8 0 0