0001567163-14-000001.txt : 20140116 0001567163-14-000001.hdr.sgml : 20140116 20140116133756 ACCESSION NUMBER: 0001567163-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140116 EFFECTIVENESS DATE: 20140116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 14531571 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 12-31-2013 12-31-2013 Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-15102 N
Matthew Weinberg Principal 212-682-0133 Matthew Weinberg New York NY 01-16-2014 0 345 216438 false
INFORMATION TABLE 2 edge13f4q2013.xml MERCK & CO INC NEW COM 58933Y105 11669 233147 SH SOLE 233147 0 0 GENERAL ELECTRIC COMPANY COM 369604103 11382 406086 SH SOLE 406086 0 0 BP PLC ADR ADR 055622104 8687 178716 SH SOLE 178716 0 0 E M C CORP MASS COM 268648102 8644 343736 SH SOLE 343736 0 0 INTEL CORP COM 458140100 8174 314904 SH SOLE 314904 0 0 TRANSOCEAN INC NEW F COM H8817H100 8106 164029 SH SOLE 164029 0 0 WILLIAMS PARTNERS LP COM 96950F104 7947 156272 SH SOLE 156272 0 0 A T & T INC NEW COM 00206R102 7767 220923 SH SOLE 220923 0 0 CHEVRON CORPORATION COM 166764100 7531 60299 SH SOLE 60299 0 0 GENERAL DYNAMICS CORP COM 369550108 7452 77996 SH SOLE 77996 0 0 CONAGRA FOODS INC COM 205887102 7083 210181 SH SOLE 210181 0 0 THE SOUTHERN COMPANY COM 842587107 7046 171415 SH SOLE 171415 0 0 WEATHERFORD INTL LTD F COM H27013103 6689 431891 SH SOLE 431891 0 0 PROCTER & GAMBLE COM 742718109 6339 77868 SH SOLE 77868 0 0 FOSTER WHEELER AG ORD F COM H27178104 5807 175982 SH SOLE 175982 0 0 DOW CHEMICAL COMPANY COM 260543103 5784 130278 SH SOLE 130278 0 0 JOHNSON & JOHNSON COM 478160104 5323 58119 SH SOLE 58119 0 0 QUALCOMM INC COM 747525103 5287 71214 SH SOLE 71214 0 0 KBR INC COM 48242W106 5024 157544 SH SOLE 157544 0 0 AETNA INC NEW COM 00817Y108 5018 73172 SH SOLE 73172 0 0 CATERPILLAR INC COM 149123101 4976 54801 SH SOLE 54801 0 0 EMERSON ELECTRIC CO COM 291011104 3808 54269 SH SOLE 54269 0 0 EATON CORP PLC F COM G29183103 3737 49103 SH SOLE 49103 0 0 EXXON MOBIL CORPORATION COM 30231G102 2676 26452 SH SOLE 26452 0 0 RAYTHEON COMPANY NEW COM 755111507 2121 23393 SH SOLE 23393 0 0 ABBVIE INC COM 00287Y109 2094 39654 SH SOLE 39654 0 0 RESPONSYS INC COM 761248103 2016 73569 SH SOLE 73569 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1995 17539 SH SOLE 17539 0 0 ARES COML REAL ESTATE COM 04013V108 1916 146335 SH SOLE 146335 0 0 BOEING CO COM 097023105 1781 13051 SH SOLE 13051 0 0 APPLE INC COM 037833100 1698 3028 SH SOLE 3028 0 0 DU PONT E I DE NEMOUR&CO COM 263534109 1583 24374 SH SOLE 24374 0 0 MICROSOFT CORP COM 594918104 1304 34869 SH SOLE 34869 0 0 ABBOTT LABORATORIES COM 002824100 1297 33846 SH SOLE 33846 0 0 ISHARES MORTGAGE REAL ESTATE CAPPED ETF COM 464288539 1136 98645 SH SOLE 98645 0 0 VERIZON COMMUNICATIONS COM 92343V104 1117 22745 SH SOLE 22745 0 0 PEPSICO INCORPORATED COM 713448108 1068 12883 SH SOLE 12883 0 0 NUVEEN PFD INC OPPTY FD COM 67073B106 1031 116325 SH SOLE 116325 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 1005 100850 SH SOLE 100850 0 0 JPMORGAN CHASE & CO COM 46625H100 962 16456 SH SOLE 16456 0 0 SANTA CRUZ COUNTY BANK CALIFORNIA COM 801827106 887 50000 SH SOLE 50000 0 0 WELLS FARGO & CO NEW COM 949746101 832 18344 SH SOLE 18344 0 0 CONOCOPHILLIPS COM 20825C104 657 9307 SH SOLE 9307 0 0 PENNYMAC MTG INVT TR COM 70931T103 654 28499 SH SOLE 28499 0 0 APACHE CORP COM 037411105 627 7301 SH SOLE 7301 0 0 FORTRESS INVT GP LLC A CLASS A COM 34958B106 599 70000 SH SOLE 70000 0 0 CVR REFINING COM 12663P107 554 24500 SH SOLE 24500 0 0 EATON VANCE NEW YORK MUNI BOND FUND COM 27827Y109 549 48500 SH SOLE 48500 0 0 GILEAD SCIENCES INC COM 375558103 538 7170 SH SOLE 7170 0 0 ORACLE CORPORATION COM 68389X105 503 13167 SH SOLE 13167 0 0 BHP BILLITON LTD ADR ADR 088606108 503 7385 SH SOLE 7385 0 0 MEDTRONIC INC COM 585055106 489 8535 SH SOLE 8535 0 0 YUM BRANDS INC COM 988498101 484 6414 SH SOLE 6414 0 0 ARCHER-DANIELS-MIDLND CO COM 039483102 470 10834 SH SOLE 10834 0 0 GOOGLE INC CLASS A COM 38259P508 457 408 SH SOLE 408 0 0 MC DONALDS CORP COM 580135101 447 4609 SH SOLE 4609 0 0 RYLAND GROUP INC COM 783764103 434 10000 SH SOLE 10000 0 0 CIRRUS LOGIC INC COM 172755100 428 21000 SH SOLE 21000 0 0 UNITED PARCEL SERVICE B CLASS B COM 911312106 421 4014 SH SOLE 4014 0 0 PROSHS ULTRASHORT LEHMAN 7-10 YEAR TREASURY COM 74347R313 378 12500 SH SOLE 12500 0 0 NUVEEN NJ INVT QLTY MUN COM 670971100 377 29318 SH SOLE 29318 0 0 INTL BUSINESS MACHINES COM 459200101 365 1949 SH SOLE 1949 0 0 BLACKROCK ENER & RES TR COM 09250U101 353 14540 SH SOLE 14540 0 0 COCA COLA COMPANY COM 191216100 350 8495 SH SOLE 8495 0 0 NUVEEN N J PREM INCM MUN COM 67101N106 350 26855 SH SOLE 26855 0 0 NOVAVAX INC COM 670002104 330 64500 SH SOLE 64500 0 0 SCHW US LCAP GRO ETF COM 808524300 325 7190 SH SOLE 7190 0 0 BANK OF AMERICA CORP COM 060505104 323 20781 SH SOLE 20781 0 0 BERKSHIRE HATHAWAY B NEWCLASS B COM 084670702 311 2625 SH SOLE 2625 0 0 SCHW INTL EQ ETF COM 808524805 310 9858 SH SOLE 9858 0 0 ALTRIA GROUP INC COM 02209S103 306 7973 SH SOLE 7973 0 0 HEWLETT-PACKARD COMPANY COM 428236103 304 10900 SH SOLE 10900 0 0 PHILIP MORRIS INTL INC COM 70931T103 304 3500 SH SOLE 3500 0 0 TWITTER INC COM 90184L102 304 4790 SH SOLE 4790 0 0 FANNIE MAE COM 313586109 302 100450 SH SOLE 100450 0 0 IDENIX PHARMACEUTICALS COM 45166R204 299 50000 SH SOLE 50000 0 0 HUNTINGTON BANCSHS INC COM 446150104 291 30175 SH SOLE 30175 0 0 PATRICK INDUSTRIES INC COM 703343103 289 10000 SH SOLE 10000 0 0 FACEBOOK INC CLASS A COM 30303M102 288 5272 SH SOLE 5272 0 0 AMERN EAGLE OUTFITRS NEW COM 02553E106 288 20000 SH SOLE 20000 0 0 HONEYWELL INTERNATIONAL COM 438516106 286 3140 SH SOLE 3140 0 0 INTEGRATED ELECTRICL NEW COM 45811E301 280 52000 SH SOLE 52000 0 0 WET SEAL INC CL A COM 961840105 273 100000 SH SOLE 100000 0 0 APOLLO RESIDENTIAL MTG COM 03763V102 271 18385 SH SOLE 18385 0 0 CISCO SYSTEMS INC COM 17275R102 270 12058 SH SOLE 12058 0 0 AMERICAN CAPITAL AGENCY REITS COM 02503X105 248 12864 SH SOLE 12864 0 0 SCH US DIV EQUITY ETF COM 808524797 238 6519 SH SOLE 6519 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 234 16000 SH SOLE 16000 0 0 UNITED BANCSHARES OHIO COM 909458101 204 14309 SH SOLE 14309 0 0 PHILLIPS 66 COM 718546104 202 2623 SH SOLE 2623 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 199 3741 SH SOLE 3741 0 0 SALESFORCE COM COM 79466L302 187 3400 SH SOLE 3400 0 0 WAL-MART STORES INC COM 931142103 186 2370 SH SOLE 2370 0 0 BAXTER INTERNATIONAL INC COM 071813109 185 2668 SH SOLE 2668 0 0 FIRSTENERGY CORP COM 337932107 181 5500 SH SOLE 5500 0 0 ISHARES PHARMACEUTICAL ETF COM 464288836 181 1535 SH SOLE 1535 0 0 VANGUARD DIV APPRCIATION COM 921908844 164 2190 SH SOLE 2190 0 0 AMERICAN EXPRESS COMPANY COM 025816109 158 1743 SH SOLE 1743 0 0 TONIX PHARMA HLDGS NEW COM 890260201 154 15000 SH SOLE 15000 0 0 ISHARES TR DOW JONES US ETF COM 464287846 149 1600 SH SOLE 1600 0 0 SCHW US LCAP ETF COM 808524201 148 3378 SH SOLE 3378 0 0 NOVARTIS A G SPON ADR ADR 66987V109 148 1843 SH SOLE 1843 0 0 KRAFT FOODS GROUP COM 50076Q106 146 2709 SH SOLE 2709 0 0 TWO HARBORS INVESTMENT COM 90187B101 143 15500 SH SOLE 15500 0 0 H M N FINANCIAL INC COM 40424G108 142 13500 SH SOLE 13500 0 0 SCHW US BRD MKT ETF COM 808524102 137 3045 SH SOLE 3045 0 0 CROSSTEX ENERGY LP COM 22765U102 132 4800 SH SOLE 4800 0 0 EATON VANCE FL RT IN TR COM 278279104 130 8514 SH SOLE 8514 0 0 DISNEY WALT CO COM 254687106 129 1693 SH SOLE 1693 0 0 REGIONS FINANCIAL CP NEW COM 7591EP100 128 13000 SH SOLE 13000 0 0 FIRST INDEPENDENCE CORP DELAWARE COM 32054B103 128 10600 SH SOLE 10600 0 0 ABB LTD ADR ADR 000375204 124 4700 SH SOLE 4700 0 0 NUVEEN NY MUNI VAL FD 2 COM 670706100 122 9043 SH SOLE 9043 0 0 ING RISK MNGD NATURL RES COM 449810100 121 12395 SH SOLE 12395 0 0 MOSAIC CO NEW COM 61945C103 118 2500 SH SOLE 2500 0 0 BLKROCK CR ALLO INCOME TRUST COM 092508100 117 9000 SH SOLE 9000 0 0 VALEANT PHARMA INTL F COM 91911K102 117 1000 SH SOLE 1000 0 0 HOME DEPOT INC COM 437076102 115 1402 SH SOLE 1402 0 0 EBAY INC COM 278642103 112 2050 SH SOLE 2050 0 0 TRAVELERS COMPANIES INC COM 89417E109 111 1228 SH SOLE 1228 0 0 BAKER HUGHES INC COM 057224107 107 1950 SH SOLE 1950 0 0 COMCAST CORP NEW CL A COM 20030N101 106 2044 SH SOLE 2044 0 0 ISHARES SELECT DIVIDEND ETF COM 464287168 104 1463 SH SOLE 1463 0 0 AMERICAN INTL GROUP NEW COM 026874784 103 2025 SH SOLE 2025 0 0 CORONADO BIOSCIENCES INC COM 21976U109 99 37500 SH SOLE 37500 0 0 INVESCO VALUE MUNI INCM TRUST COM 46132P108 99 7300 SH SOLE 7300 0 0 ECOSPHERE TECHNOLOGIES COM 27922X105 98 350000 SH SOLE 350000 0 0 PIMCO STRATEGIC GLOBAL COM 72200X104 98 10000 SH SOLE 10000 0 0 MARKET VECTORS NEW ETF URANIUM + NUCLEAR COM 57061R577 98 2031 SH SOLE 2031 0 0 NUVEEN NY MUNI VALUE FD COM 67062M105 92 10486 SH SOLE 10486 0 0 SANDRIDGE PERMIAN TR COM 80007A102 89 7500 SH SOLE 7500 0 0 CUMMINS INC COM 231021106 88 626 SH SOLE 626 0 0 ROCKWELL AUTOMATION INC COM 773903109 83 700 SH SOLE 700 0 0 DEVON ENERGY CP NEW COM 25179M103 82 1330 SH SOLE 1330 0 0 MORGAN STANLEY COM 617446448 82 2600 SH SOLE 2600 0 0 FEDERAL RLTY INVT TR SBIREIT COM 313747206 81 800 SH SOLE 800 0 0 ECOLAB INC COM 278865100 81 775 SH SOLE 775 0 0 21ST CENT FOX CL A COM 90130A101 79 2256 SH SOLE 2256 0 0 THERMO FISHER SCIENTIFIC COM 883556102 79 709 SH SOLE 709 0 0 ISHARES TR US HEALTHCAREETF COM 464287762 78 670 SH SOLE 670 0 0 ALCATEL LUCENT ADR ADR 013904305 77 17613 SH SOLE 17613 0 0 SECTOR SPDR FINCL SELECT SHARES COM 81369Y605 77 3500 SH SOLE 3500 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 74 2000 SH SOLE 2000 0 0 NEW YORK CMNTY BANCORP COM 649445103 73 4316 SH SOLE 4316 0 0 GABELLI DIV AND INC TR COM 36242H104 71 3200 SH SOLE 3200 0 0 STERLING BANCORP COM 85917A100 70 5213 SH SOLE 5213 0 0 MIDSTATES PETROLEUM CO COM 59804T100 70 10500 SH SOLE 10500 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 69 988 SH SOLE 988 0 0 DIRECTV COM 25490A309 69 1000 SH SOLE 1000 0 0 BLKRCK MUNIYIELD CA QLTY COM 09254N103 68 5000 SH SOLE 5000 0 0 POWERSHS QQQ TRUST SER 1 COM 73935A104 67 760 SH SOLE 760 0 0 NUVEEN CA AMT FREE MUNI INCOME FUND COM 670651108 66 5400 SH SOLE 5400 0 0 COSTCO WHSL CORP NEW COM 22160K105 65 543 SH SOLE 543 0 0 GENERAL MOTORS CO COM 37045V100 62 1509 SH SOLE 1509 0 0 AVALONBAY CMNTYS INC REIT COM 053484101 61 515 SH SOLE 515 0 0 POWERSHARES S&P ETF 500 LOW VOLATILITY COM 73937B779 60 1800 SH SOLE 1800 0 0 ACE LIMITED NEW F COM H0023R105 59 573 SH SOLE 573 0 0 SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF COM 78467X109 58 352 SH SOLE 352 0 0 RANDGOLD RES LTD ADR ADR 752344309 57 900 SH SOLE 900 0 0 FORD MOTOR COMPANY NEW COM 345370860 56 3608 SH SOLE 3608 0 0 MASTERCARD INC COM 57636Q104 54 65 SH SOLE 65 0 0 WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY COM 97717W851 53 1050 SH SOLE 1050 0 0 CONSTANT CONTACT INC COM 210313102 52 1680 SH SOLE 1680 0 0 FIRSTHAND TECH VALUE FD COM 33766Y100 52 2250 SH SOLE 2250 0 0 TICC CAPITAL CORP COM 87244T109 52 5000 SH SOLE 5000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 50 2772 SH SOLE 2772 0 0 3 D SYSTEMS CORP COM 88554D205 46 500 SH SOLE 500 0 0 BANCO SANTANDER SA ADR ADR 05964H105 46 5121 SH SOLE 5121 0 0 ISHARES MSCI EMRG MKT FDEMERGING MARKETS ETF COM 464287234 45 1080 SH SOLE 1080 0 0 SOLAR CAPITAL LTD COM 83413U100 45 2000 SH SOLE 2000 0 0 ISHARES TR RUSSELL 2000 VALUE ETF COM 464287630 44 442 SH SOLE 442 0 0 AGNICO EAGLE MINES LTD F COM 008474108 42 1600 SH SOLE 1600 0 0 UNION PACIFIC CORP COM 907818108 42 250 SH SOLE 250 0 0 DRESSER RAND GROUP INC COM 261608103 42 700 SH SOLE 700 0 0 VORNADO REALTY TRUST REIT COM 929042109 41 466 SH SOLE 466 0 0 CENTERRA GOLD INC F COM 152006102 41 10200 SH SOLE 10200 0 0 ASTRAZENECA PLC ADR ADR 046353108 39 649 SH SOLE 649 0 0 PPL CORPORATION COM 69351T106 38 1253 SH SOLE 1253 0 0 NORFOLK SOUTHERN CORP COM 655844108 38 405 SH SOLE 405 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 37 400 SH SOLE 400 0 0 PIONEER NATURAL RES CO COM 723787107 37 200 SH SOLE 200 0 0 ALLIQUA INC NEW COM 019621200 36 4930 SH SOLE 4930 0 0 AMERICAN WATER WORKS CO COM 030420103 34 804 SH SOLE 804 0 0 PFIZER INCORPORATED COM 717081103 34 1100 SH SOLE 1100 0 0 LOCKHEED MARTIN CORP COM 539830109 33 223 SH SOLE 223 0 0 P G & E CORP COM 69331C108 33 815 SH SOLE 815 0 0 DIAMOND OFFSHR DRILLING COM 25271C102 33 571 SH SOLE 571 0 0 DOMINION RES INC VA NEW COM 25746U109 32 500 SH SOLE 500 0 0 VODAFONE GROUP NEW ADR ADR 92857W209 32 820 SH SOLE 820 0 0 BOARDWALK PIPELINE PTNRS COM 096627104 32 1250 SH SOLE 1250 0 0 CHARLES RIVER LABS HLDG COM 159864107 32 600 SH SOLE 600 0 0 BLACKSTONE GROUP LP COM 09253U108 32 1000 SH SOLE 1000 0 0 EXELON CORPORATION COM 30161N101 31 1149 SH SOLE 1149 0 0 BLACKSTONE/GSO STRATEGIC COM 09257R101 31 1750 SH SOLE 1750 0 0 KIMCO REALTY CORP REIT COM 49446R109 31 1575 SH SOLE 1575 0 0 SPDR GOLD TRUST SPDR GOLD SHARES COM 78463V107 29 252 SH SOLE 252 0 0 ILLINOIS TOOL WORKS INC COM 452308109 29 347 SH SOLE 347 0 0 SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT COM 81369Y803 29 814 SH SOLE 814 0 0 LILLY ELI & COMPANY COM 532457108 29 560 SH SOLE 560 0 0 NATIONAL FUEL GAS CO COM 636180101 29 400 SH SOLE 400 0 0 BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST COM 09248L106 28 2268 SH SOLE 2268 0 0 ISHARES TR MSCI EAFE ETF COM 464287465 28 420 SH SOLE 420 0 0 ATLAS ENERGY LP COM 04930A104 28 600 SH SOLE 600 0 0 CRESTWOOD EQUITY LP COM 226344109 28 2000 SH SOLE 2000 0 0 SIRIUS XM HLDGS INC COM 82968B103 26 7526 SH SOLE 7526 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF COM 464287614 26 300 SH SOLE 300 0 0 QR ENERGY LP COM 74734R108 26 1500 SH SOLE 1500 0 0 COLUMBIA PPTY TR INC COM 198287203 26 1025 SH SOLE 1025 0 0 INVESTORS BANCORP INC COM 46146P102 26 1000 SH SOLE 1000 0 0 ROWE T PRICE GROUP INC COM 74144T108 25 300 SH SOLE 300 0 0 BROCADE COMMUNS SYS NEW COM 111621306 25 2800 SH SOLE 2800 0 0 WASTE MANAGEMENT INC DEL COM 94106L109 25 551 SH SOLE 551 0 0 SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT COM 81369Y506 24 275 SH SOLE 275 0 0 POTBELLY CORP COM 73754Y100 24 1000 SH SOLE 1000 0 0 LULULEMON ATHLETICA INC COM 550021109 24 400 SH SOLE 400 0 0 ADVANCED MICRO DEVICES COM 007903107 23 5835 SH SOLE 5835 0 0 ISHARES MSCI JPN ETF JAPAN COM 464286848 22 1850 SH SOLE 1850 0 0 YAMANA GOLD INC F COM 98462Y100 22 2600 SH SOLE 2600 0 0 CRESTWOOD MID LP NEW COM 226378107 22 864 SH SOLE 864 0 0 NABORS INDUSTRIES LTD F COM G6359F103 21 1250 SH SOLE 1250 0 0 SINGLE TOUCH SYSTEMS INC COM 82932T107 21 39000 SH SOLE 39000 0 0 VANGUARD FINANCIALS COM 92204A405 21 465 SH SOLE 465 0 0 ARIAD PHARMACEUTICALS COM 04033A100 20 3000 SH SOLE 3000 0 0 VIACOM INC CL B NEW COM 92553P201 20 229 SH SOLE 229 0 0 LEUCADIA NATIONAL CORP COM 527288104 20 700 SH SOLE 700 0 0 PIMCO HIGH INCOME FUND COM 722014107 20 1688 SH SOLE 1688 0 0 ROYAL DUTCH SHELL A ADR ADR 780259206 20 275 SH SOLE 275 0 0 SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT COM 864482104 20 416 SH SOLE 416 0 0 VIACOM INC CL A NEW COM 92553P102 19 221 SH SOLE 221 0 0 DUNKIN BRANDS GROUP INC COM 265504100 19 400 SH SOLE 400 0 0 KOREA FUND INC NEW COM 500634209 19 450 SH SOLE 450 0 0 AVEO PHARMACEUTICALS INC COM 053588109 18 10000 SH SOLE 10000 0 0 SCH US REIT ETF COM 808524847 18 600 SH SOLE 600 0 0 METLIFE INC COM 59156R108 17 324 SH SOLE 324 0 0 SYNAPTICS INC COM 87157D109 17 335 SH SOLE 335 0 0 POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF COM 73936T565 17 1267 SH SOLE 1267 0 0 NOKIA CORP SPON ADR ADR 654902204 16 2000 SH SOLE 2000 0 0 CITIGROUP INC NEW COM 172967424 16 304 SH SOLE 304 0 0 WHIRLPOOL CORP COM 963320106 16 100 SH SOLE 100 0 0 CENTERPOINT ENERGY INC COM 15189T107 16 670 SH SOLE 670 0 0 PEPCO HOLDINGS INC COM 713291102 15 800 SH SOLE 800 0 0 RITE AID CORPORATION COM 767754104 15 3000 SH SOLE 3000 0 0 AMERICAN CAPITAL LTD COM 02503Y103 15 962 SH SOLE 962 0 0 DEUTSCHE BANK NEW FREGISTERED SHARES COM D18190898 14 300 SH SOLE 300 0 0 SCHEIN HENRY INC COM 806407102 14 125 SH SOLE 125 0 0 BRIDGEPOINT EDUCATION COM 10807M105 14 792 SH SOLE 792 0 0 ALLIANZGI CONV & INCOME FD II COM 018825109 14 1548 SH SOLE 1548 0 0 NEWMONT MINING CORP COM 651639106 14 600 SH SOLE 600 0 0 GRIFFON CORP COM 398433102 13 1000 SH SOLE 1000 0 0 SILVER WHEATON CORP F COM 828336107 13 650 SH SOLE 650 0 0 EATON VANCE ENHANCED EQT COM 278274105 13 1000 SH SOLE 1000 0 0 OPKO HEALTH INC COM 68375N103 13 1519 SH SOLE 1519 0 0 CYTOMEDIX INC NEW COM 23283B204 13 27000 SH SOLE 27000 0 0 CBS CORPORATION CL B NEW COM 124857202 13 200 SH SOLE 200 0 0 CBS CORPORATION CL A NEW COM 19041P105 13 200 SH SOLE 200 0 0 ROBERT HALF INTL COM 770323103 13 300 SH SOLE 300 0 0 WILLIAMS COMPANIES COM 969457100 13 325 SH SOLE 325 0 0 NUVEEN NY AMT FREE MUNI INCOME FUND COM 670656107 12 1000 SH SOLE 1000 0 0 WISCONSIN EGY CP HLDG CO COM 976657106 12 294 SH SOLE 294 0 0 CHINA FUND INC COM 169373107 12 580 SH SOLE 580 0 0 NQ MOBILE INC ADR ADR 64118U108 12 800 SH SOLE 800 0 0 JIVE SOFTWARE INC COM 47760A108 11 1000 SH SOLE 1000 0 0 ALCOA INC COM 013817101 11 1056 SH SOLE 1056 0 0 FUSION-IO INC COM 36112J107 11 1250 SH SOLE 1250 0 0 HILTON WORLDWIDE HLDGS COM 43300A104 11 500 SH SOLE 500 0 0 STARWOOD PPTY TRUST INC COM 85571B105 11 400 SH SOLE 400 0 0 KIMBERLY-CLARK CORP COM 494368103 10 100 SH SOLE 100 0 0 EATON VANCE CALIFORNIA MUNI BOND FUND COM 27828A100 10 1000 SH SOLE 1000 0 0 GENERAL MILLS INC COM 370334104 10 200 SH SOLE 200 0 0 ECHO THERAPEUTICS NEW COM 27876L206 10 3100 SH SOLE 3100 0 0 HALLIBURTON CO HLDG CO COM 406216101 10 191 SH SOLE 191 0 0 NEWS CORP NEW CL A COM 65249B109 10 537 SH SOLE 537 0 0 CLEAN ENERGY FUELS CORP COM 184499101 10 750 SH SOLE 750 0 0 MARIN SOFTWARE INC COM 56804T106 10 941 SH SOLE 941 0 0 OTTER TAIL CORPORATION COM 689648103 9 319 SH SOLE 319 0 0 ISHARES U S PFD ETF U S PFD STK COM 464288687 9 250 SH SOLE 250 0 0 ARES CAPITAL CORP COM 04010L103 9 490 SH SOLE 490 0 0 DENISON MINES CORP F COM 248356107 8 7000 SH SOLE 7000 0 0 BARCLAYS BANK IPATH NEW COM 06742E711 8 189 SH SOLE 189 0 0 BLUCORA INC COM 095229100 8 265 SH SOLE 265 0 0 TESLA MOTORS INC COM 88160R101 8 50 SH SOLE 50 0 0 VANGUARD REIT COM 922908553 7 112 SH SOLE 112 0 0 TARGET CORPORATION COM 87612E106 7 110 SH SOLE 110 0 0 PENNEY J C CO INC COM 708160106 7 750 SH SOLE 750 0 0 ISHARES TR RUSSELL 2000 ETF COM 464287655 7 58 SH SOLE 58 0 0 ZIOPHARM ONCOLOGY COM 98973P101 7 1500 SH SOLE 1500 0 0 MFA FINANCIAL INC REIT COM 55272X102 6 900 SH SOLE 900 0 0 ENTERGY CORP NEW COM 29364G103 6 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6 35 SH SOLE 35 0 0 UNILEVER N V NY SHS COM 904784709 6 150 SH SOLE 150 0 0 SCHW US SCAP ETF COM 808524607 6 110 SH SOLE 110 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 6 100 SH SOLE 100 0 0 MARKET VECTORS ETF TRUSTGOLD MINERS FUND COM 57060U100 6 270 SH SOLE 270 0 0 SUNTRUST BANKS INC COM 867914103 6 152 SH SOLE 152 0 0 MADDEN STEVEN LTD COM 556269108 5 150 SH SOLE 150 0 0 PROSHS ULTRASHT ETF NEW RUSSELL 2000 COM 74348A202 5 456 SH SOLE 456 0 0 MARLIN MIDSTREAM PTNS COM 57118V100 5 300 SH SOLE 300 0 0 PROSHS ULTRASHRT ETF NEWULTRASHORT S&P 500 COM 74347B300 5 161 SH SOLE 161 0 0 NEUROCRINE BIOSCIENCES COM 64125C109 5 500 SH SOLE 500 0 0 TCW STRATEGIC INCM FUND COM 872340104 5 869 SH SOLE 869 0 0 ZYNGA INC COM 98986T108 5 1214 SH SOLE 1214 0 0 SCHLUMBERGER LTD F COM 806857108 5 50 SH SOLE 50 0 0 NORTHEAST UTILITIES COM 664397106 4 100 SH SOLE 100 0 0 ANADARKO PETROLEUM CORP COM 032511107 4 53 SH SOLE 53 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4 54 SH SOLE 54 0 0 AUTO DATA PROCESSING COM 053015103 4 50 SH SOLE 50 0 0 SPDR S&P HOMEBUILDERS ETF COM 78464A888 4 120 SH SOLE 120 0 0 AMAZON COM INC COM 023135106 4 10 SH SOLE 10 0 0 ALLERGAN INC COM 018490102 4 34 SH SOLE 34 0 0 SOUTHERN COPPER CORP COM 84265V105 4 127 SH SOLE 127 0 0 BARNES & NOBLE INC COM 067774109 4 243 SH SOLE 243 0 0 MGM RESORTS INTL COM 552953101 4 150 SH SOLE 150 0 0 EASTMAN CHEMICAL CO COM 277432100 3 42 SH SOLE 42 0 0 NIKE INC CLASS B COM 654106103 3 42 SH SOLE 42 0 0 BIOGEN IDEC INC COM 09062X103 3 10 SH SOLE 10 0 0 MEDIVATION INC COM 58501N101 3 40 SH SOLE 40 0 0 EQUINIX INC NEW COM 29444U502 2 14 SH SOLE 14 0 0 MARATHON OIL CORP COM 565849106 2 70 SH SOLE 70 0 0 AECOM TECHNOLOGY CORP COM 00766T100 2 80 SH SOLE 80 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 2 146 SH SOLE 146 0 0 ORBITAL SCIENCES CORP COM 685564106 2 100 SH SOLE 100 0 0 MARATHON PETE CORP COM 56585A102 2 25 SH SOLE 25 0 0 XYLEM INC COM 98419M100 2 65 SH SOLE 65 0 0 APOLLO INVESTMENT CORP COM 03761U106 2 250 SH SOLE 250 0 0 U S BANCORP DEL NEW COM 902973304 2 50 SH SOLE 50 0 0 CIA ENER DE MINAS ADR ADR 204409601 2 250 SH SOLE 250 0 0 UNITED STATES STEEL CORP COM 912909108 2 65 SH SOLE 65 0 0 FREEPORT MCMORAN COPPER COM 35671D857 2 50 SH SOLE 50 0 0 C S X CORP COM 126408103 2 65 SH SOLE 65 0 0 NRG ENERGY INC NEW COM 629377508 2 64 SH SOLE 64 0 0 COVIDIEN PLC NEW F COM G2554F113 2 26 SH SOLE 26 0 0 ACASTI PHARMA INC FCLASS A SHARES COM 00430K105 2 1413 SH SOLE 1413 0 0 TE CONNECTIVITY LTD F COM H84989104 2 30 SH SOLE 30 0 0 IMPACT FUSION INTL INC COM 45257G109 2 200000 SH SOLE 200000 0 0 EV TAX MAN GLB DIV EQTY COM 27829F108 2 160 SH SOLE 160 0 0 VALE SA ADR ADR 91912E105 2 100 SH SOLE 100 0 0 AMERICAN TOWER CORP REIT COM 03027X100 2 19 SH SOLE 19 0 0 3M COMPANY COM 88579Y101 1 11 SH SOLE 11 0 0 AMGEN INCORPORATED COM 031162100 1 12 SH SOLE 12 0 0 SCIENCE APPLICATIONS COM 808625107 1 40 SH SOLE 40 0 0 SUNEDISON INC COM 86732Y109 1 100 SH SOLE 100 0 0 VOCERA COMMUNICATIONS COM 92857F107 1 80 SH SOLE 80 0 0 EXIDE TECHNOLOGIES NEW COM 302051206 1 5000 SH SOLE 5000 0 0 BROADWIND ENERGY NEW COM 11161T207 1 112 SH SOLE 112 0 0 FEDEX CORPORATION COM 31428X106 1 7 SH SOLE 7 0 0