0001567163-13-000005.txt : 20131007 0001567163-13-000005.hdr.sgml : 20131007 20131007145321 ACCESSION NUMBER: 0001567163-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131007 DATE AS OF CHANGE: 20131007 EFFECTIVENESS DATE: 20131007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 131138919 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 09-30-2013 09-30-2013 Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-15102 N
Matthew Weinberg Principal 212-682-0133 Matthew Weinberg New York NY 10-04-2013 0 352 163845 false
INFORMATION TABLE 2 edge13f3q2013.xml GENERAL ELECTRIC COMPANY COM 369604103 9885 413806 SH SOLE 413806 0 0 MERCK & CO INC NEW COM 58933Y105 8498 178501 SH SOLE 178501 0 0 BP PLC ADR ADR 055622104 7360 175109 SH SOLE 175109 0 0 E M C CORP MASS COM 268648102 7317 286271 SH SOLE 286271 0 0 PFIZER INCORPORATED COM 717081103 7249 252492 SH SOLE 252492 0 0 GENERAL DYNAMICS CORP COM 369550108 7025 80262 SH SOLE 80262 0 0 CHEVRON CORPORATION COM 166764100 6326 52068 SH SOLE 52068 0 0 INTEL CORP COM 458140100 6105 266342 SH SOLE 266342 0 0 A T & T INC NEW COM 00206R102 6039 178558 SH SOLE 178558 0 0 THE SOUTHERN COMPANY COM 842587107 5970 144972 SH SOLE 144972 0 0 PROCTER & GAMBLE COM 742718109 5731 75815 SH SOLE 75815 0 0 CATERPILLAR INC COM 149123101 4802 57599 SH SOLE 57599 0 0 QUALCOMM INC COM 747525103 4785 71035 SH SOLE 71035 0 0 FOSTER WHEELER AG ORD F COM H27178104 4622 175470 SH SOLE 175470 0 0 AETNA INC NEW COM 00817Y108 4601 71869 SH SOLE 71869 0 0 WEATHERFORD INTL LTD F COM H27013103 4217 275109 SH SOLE 275109 0 0 JOHNSON & JOHNSON COM 478160104 4140 47761 SH SOLE 47761 0 0 MEDTRONIC INC COM 585055106 3866 72605 SH SOLE 72605 0 0 EMERSON ELECTRIC CO COM 291011104 3638 56223 SH SOLE 56223 0 0 EATON CORP PLC F COM G29183103 3482 50578 SH SOLE 50578 0 0 DOW CHEMICAL COMPANY COM 260543103 3345 87114 SH SOLE 87114 0 0 EXXON MOBIL CORPORATION COM 30231G102 2380 27663 SH SOLE 27663 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2273 21080 SH SOLE 21080 0 0 RAYTHEON COMPANY NEW COM 755111507 2078 26968 SH SOLE 26968 0 0 DU PONT E I DE NEMOUR&CO COM 263534109 1488 25414 SH SOLE 25414 0 0 ABBVIE INC COM 00287Y109 1381 30864 SH SOLE 30864 0 0 RESPONSYS INC COM 761248103 1255 76049 SH SOLE 76049 0 0 PROSHS ULTRASHORT NEW YEN COM 74347W569 1245 20000 SH SOLE 20000 0 0 TRANSOCEAN INC NEW F COM H8817H100 1198 26922 SH SOLE 26922 0 0 MICROSOFT CORP COM 594918104 1161 34869 SH SOLE 34869 0 0 APPLE INC COM 037833100 1077 2258 SH SOLE 2258 0 0 SERVICE NOW INC COM 81762P102 1039 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS COM 92343V104 1022 21898 SH SOLE 21898 0 0 ORACLE CORPORATION COM 68389X105 943 28432 SH SOLE 28432 0 0 SANTA CRUZ COUNTY BANK CALIFORNIA COM 801827106 901 50000 SH SOLE 50000 0 0 ABBOTT LABORATORIES COM 002824100 853 25714 SH SOLE 25714 0 0 JPMORGAN CHASE & CO COM 46625H100 851 16456 SH SOLE 16456 0 0 FACEBOOK INC CLASS A COM 30303M102 838 16672 SH SOLE 16672 0 0 BOEING CO COM 097023105 744 6333 SH SOLE 6333 0 0 SALESFORCE COM COM 79466L302 716 13800 SH SOLE 13800 0 0 DIREXION SHS ETF NEW DAILY 20+ YR TREAS BEAR 3X SHS COM 25459Y678 680 10000 SH SOLE 10000 0 0 LAS VEGAS SANDS CORP COM 517834107 664 10000 SH SOLE 10000 0 0 ARES COML REAL ESTATE COM 04013V108 623 50100 SH SOLE 50100 0 0 APACHE CORP COM 037411105 622 7301 SH SOLE 7301 0 0 CONOCOPHILLIPS COM 20825C104 613 8821 SH SOLE 8821 0 0 WELLS FARGO & CO NEW COM 949746101 510 12344 SH SOLE 12344 0 0 PEPSICO INCORPORATED COM 713448108 494 6215 SH SOLE 6215 0 0 ING RISK MNGD NATURL RES COM 449810100 476 47495 SH SOLE 47495 0 0 BHP BILLITON LTD ADR ADR 088606108 474 7122 SH SOLE 7122 0 0 YUM BRANDS INC COM 988498101 462 6474 SH SOLE 6474 0 0 GILEAD SCIENCES INC COM 375558103 451 7170 SH SOLE 7170 0 0 PENNYMAC MTG INVT TR COM 70931T103 396 17480 SH SOLE 17480 0 0 NUVEEN NJ INVT QLTY MUN COM 670971100 387 30057 SH SOLE 30057 0 0 UNITED PARCEL SERVICE B CLASS B COM 911312106 352 3849 SH SOLE 3849 0 0 GOOGLE INC CLASS A COM 38259P508 335 383 SH SOLE 383 0 0 PHILIP MORRIS INTL INC COM 718172109 303 3500 SH SOLE 3500 0 0 HIMAX TECHNOLOGIES ADR ADR 43289P106 300 30000 SH SOLE 30000 0 0 BERKSHIRE HATHAWAY B NEWCLASS B COM 084670702 298 2625 SH SOLE 2625 0 0 SCHW INTL EQ ETF COM 808524805 291 9573 SH SOLE 9573 0 0 BANK OF AMERICA CORP COM 060505104 281 20381 SH SOLE 20381 0 0 ALTRIA GROUP INC COM 02209S103 274 7973 SH SOLE 7973 0 0 HONEYWELL INTERNATIONAL COM 438516106 261 3140 SH SOLE 3140 0 0 HUNTINGTON BANCSHS INC COM 446150104 249 30175 SH SOLE 30175 0 0 SCHW US LCAP GRO ETF COM 808524300 247 6020 SH SOLE 6020 0 0 ISHARES MORTGAGE REAL ESTATE CAPPED ETF COM 464288539 240 20000 SH SOLE 20000 0 0 HEWLETT-PACKARD COMPANY COM 428236103 229 10900 SH SOLE 10900 0 0 COCA COLA COMPANY COM 191216100 221 5827 SH SOLE 5827 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 220 4275 SH SOLE 4275 0 0 NOVAVAX INC COM 670002104 212 67000 SH SOLE 67000 0 0 BLACKROCK ENER & RES TR COM 09250U101 206 8000 SH SOLE 8000 0 0 CAMCO FINANCIAL CORP COM 132618109 202 50000 SH SOLE 50000 0 0 SCH US DIV EQUITY ETF COM 808524797 199 5914 SH SOLE 5914 0 0 AMERICAN CAPITAL AGENCY REITS COM 02503X105 180 7983 SH SOLE 7983 0 0 WAL-MART STORES INC COM 931142103 175 2370 SH SOLE 2370 0 0 CISCO SYSTEMS INC COM 17275R102 173 7393 SH SOLE 7393 0 0 ISHARES PHARMACEUTICAL ETF COM 464288836 163 1535 SH SOLE 1535 0 0 APOLLO RESIDENTIAL MTG COM 03763V102 160 11000 SH SOLE 11000 0 0 NORTHERN TIER ENERGY LP COM 665826103 158 8000 SH SOLE 8000 0 0 PHILLIPS 66 COM 718546104 158 2727 SH SOLE 2727 0 0 INTEGRATED ELECTRICL NEW COM 45811E301 155 38066 SH SOLE 38066 0 0 VANGUARD DIV APPRCIATION COM 921908844 152 2190 SH SOLE 2190 0 0 KRAFT FOODS GROUP COM 50076Q106 149 2842 SH SOLE 2842 0 0 NOVARTIS A G SPON ADR ADR 66987V109 141 1843 SH SOLE 1843 0 0 INTL BUSINESS MACHINES COM 459200101 139 749 SH SOLE 749 0 0 ISHARES TR DOW JONES US ETF COM 464287846 136 1600 SH SOLE 1600 0 0 SCHW US LCAP ETF COM 808524201 136 3378 SH SOLE 3378 0 0 RADIO ONE INC CLASS D CLASS D NON VTG COM 75040P405 135 50000 SH SOLE 50000 0 0 EATON VANCE FL RT IN TR COM 278279104 133 8514 SH SOLE 8514 0 0 AMERICAN EXPRESS COMPANY COM 025816109 132 1743 SH SOLE 1743 0 0 TEEKAY TANKERS LTD CL AF COM Y8565N102 131 50000 SH SOLE 50000 0 0 REGIONS FINANCIAL CP NEW COM 7591EP100 120 13000 SH SOLE 13000 0 0 FIRST INDEPENDENCE CORP DELAWARE COM 32054B103 112 9775 SH SOLE 9775 0 0 DISNEY WALT CO COM 254687106 112 1732 SH SOLE 1732 0 0 ABB LTD ADR ADR 000375204 111 4700 SH SOLE 4700 0 0 HOME DEPOT INC COM 437076102 107 1407 SH SOLE 1407 0 0 INTEVAC INC COM 461148108 105 18002 SH SOLE 18002 0 0 VALEANT PHARMA INTL F COM 91911K102 104 1000 SH SOLE 1000 0 0 TRAVELERS COMPANIES INC COM 89417E109 104 1228 SH SOLE 1228 0 0 NQ MOBILE INC ADR ADR 64118U108 102 4700 SH SOLE 4700 0 0 S P D R S&P 500 ETF COM 78462F103 102 607 SH SOLE 607 0 0 UNITED BANCSHARES OHIO COM 909458101 102 8000 SH SOLE 8000 0 0 H M N FINANCIAL INC COM 40424G108 101 13000 SH SOLE 13000 0 0 AMERICAN INTL GROUP NEW COM 026874784 98 2025 SH SOLE 2025 0 0 ISHARES SELECT DIVIDEND ETF COM 464287168 97 1463 SH SOLE 1463 0 0 BAKER HUGHES INC COM 057224107 96 1950 SH SOLE 1950 0 0 SCHW US BRD MKT ETF COM 808524102 95 2315 SH SOLE 2315 0 0 ECOSPHERE TECHNOLOGIES COM 27922X105 90 300000 SH SOLE 300000 0 0 MOSAIC CO NEW COM 61945C103 86 2000 SH SOLE 2000 0 0 CUMMINS INC COM 231021106 83 626 SH SOLE 626 0 0 FEDERAL RLTY INVT TR SBIREIT COM 313747206 81 800 SH SOLE 800 0 0 DEVON ENERGY CP NEW COM 25179M103 78 1350 SH SOLE 1350 0 0 ADVANCED MICRO DEVICES COM 007903107 77 20300 SH SOLE 20300 0 0 ECOLAB INC COM 278865100 77 775 SH SOLE 775 0 0 21ST CENT FOX CL A COM 90130A101 76 2256 SH SOLE 2256 0 0 ROCKWELL AUTOMATION INC COM 773903109 75 700 SH SOLE 700 0 0 SCHW EMG MKT EQ ETF COM 808524706 74 3000 SH SOLE 3000 0 0 ISHARES TR US HEALTHCAREETF COM 464287762 72 670 SH SOLE 670 0 0 MORGAN STANLEY COM 617446448 72 2655 SH SOLE 2655 0 0 INVESCO VALUE MUNI INCM TRUST SBI COM 46132P108 71 5200 SH SOLE 5200 0 0 SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT COM 81369Y605 70 3500 SH SOLE 3500 0 0 COMCAST CORP NEW CL A COM 20030N101 70 1544 SH SOLE 1544 0 0 WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY FUND COM 97717W851 69 1450 SH SOLE 1450 0 0 BLKRCK MUNIYIELD CA QLTY COM 09254N103 69 5000 SH SOLE 5000 0 0 NUVEEN NY MUNI VAL FD 2 COM 670706100 66 4700 SH SOLE 4700 0 0 AVALONBAY CMNTYS INC REIT COM 053484101 65 515 SH SOLE 515 0 0 NEW YORK CMNTY BANCORP COM 649445103 65 4316 SH SOLE 4316 0 0 THERMO FISHER SCIENTIFIC COM 883556102 65 700 SH SOLE 700 0 0 RANDGOLD RES LTD ADR ADR 752344309 64 900 SH SOLE 900 0 0 GABELLI DIV AND INC TR COM 36242H104 64 3200 SH SOLE 3200 0 0 COSTCO WHSL CORP NEW COM 22160K105 63 543 SH SOLE 543 0 0 SPDR GOLD TRUST SPDR GOLD SHARES COM 78463V107 62 486 SH SOLE 486 0 0 ALCATEL LUCENT ADR ADR 013904305 62 17613 SH SOLE 17613 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 61 988 SH SOLE 988 0 0 FORD MOTOR COMPANY NEW COM 345370860 61 3608 SH SOLE 3608 0 0 POWERSHS QQQ TRUST SER 1 COM 73935A104 60 760 SH SOLE 760 0 0 DIRECTV COM 25490A309 60 1000 SH SOLE 1000 0 0 PROVIDENT NEW YORK BANCP COM 744028101 57 5213 SH SOLE 5213 0 0 POWERSHARES S&P ETF 500 LOW VOLATILITY PORTFOLIO COM 73937B779 56 1800 SH SOLE 1800 0 0 ARIAD PHARMACEUTICALS COM 04033A100 55 3000 SH SOLE 3000 0 0 FIRSTHAND TECH VALUE FD COM 33766Y100 55 2250 SH SOLE 2250 0 0 GENERAL MOTORS CO COM 37045V100 54 1501 SH SOLE 1501 0 0 ACE LIMITED NEW F COM H0023R105 54 573 SH SOLE 573 0 0 SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF COM 78467X109 53 350 SH SOLE 350 0 0 BARCLAYS BANK IPATH NEW IPATH S&P 500 VIX SHORT TERM FUTURES COM 06740C188 51 3500 SH SOLE 3500 0 0 JIVE SOFTWARE INC COM 47760A108 50 4000 SH SOLE 4000 0 0 NUVEEN NY MUNI VALUE FD COM 67062M105 49 5486 SH SOLE 5486 0 0 TICC CAPITAL CORP COM 87244T109 49 5000 SH SOLE 5000 0 0 CENTERRA GOLD INC F COM 152006102 48 10200 SH SOLE 10200 0 0 SOLAR CAPITAL LTD COM 83413U100 44 2000 SH SOLE 2000 0 0 ISHARES MSCI EMRG MKT FDEMERGING MARKETS ETF COM 464287234 44 1080 SH SOLE 1080 0 0 MASTERCARD INC COM 57636Q104 44 65 SH SOLE 65 0 0 DRESSER RAND GROUP INC COM 261608103 44 700 SH SOLE 700 0 0 MIDSTATES PETROLEUM CO COM 59804T100 44 8500 SH SOLE 8500 0 0 NUVEEN CA AMT FREE MUNI INCOME FUND COM 670651108 43 3500 SH SOLE 3500 0 0 AGNICO EAGLE MINES LTD F COM 008474108 42 1600 SH SOLE 1600 0 0 BANCO SANTANDER SA ADR ADR 05964H105 41 5000 SH SOLE 5000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 40 2772 SH SOLE 2772 0 0 CONSTANT CONTACT INC COM 210313102 40 1680 SH SOLE 1680 0 0 VORNADO REALTY TRUST REIT COM 929042109 39 466 SH SOLE 466 0 0 UNION PACIFIC CORP COM 907818108 39 250 SH SOLE 250 0 0 VANDA PHARMACEUTICALS COM 921659108 38 3500 SH SOLE 3500 0 0 TWO HARBORS INVESTMENT COM 90187B101 34 3500 SH SOLE 3500 0 0 NEUROCRINE BIOSCIENCES COM 64125C109 34 3000 SH SOLE 3000 0 0 ASTRAZENECA PLC ADR ADR 046353108 34 649 SH SOLE 649 0 0 P G & E CORP COM 69331C108 33 815 SH SOLE 815 0 0 AMERICAN WATER WORKS CO COM 030420103 33 804 SH SOLE 804 0 0 ISHARES TR BOND 20+ YEAR TREASURY BOND ETF COM 464287432 32 300 SH SOLE 300 0 0 KIMCO REALTY CORP REIT COM 49446R109 32 1575 SH SOLE 1575 0 0 NORFOLK SOUTHERN CORP COM 655844108 31 405 SH SOLE 405 0 0 SYNAPTICS INC COM 87157D109 31 695 SH SOLE 695 0 0 BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST COM 09248L106 30 2268 SH SOLE 2268 0 0 LULULEMON ATHLETICA INC COM 550021109 29 400 SH SOLE 400 0 0 VODAFONE GROUP NEW ADR ADR 92857W209 29 820 SH SOLE 820 0 0 LOCKHEED MARTIN CORP COM 539830109 28 223 SH SOLE 223 0 0 LILLY ELI & COMPANY COM 532457108 28 560 SH SOLE 560 0 0 CHARLES RIVER LABS HLDG COM 159864107 28 600 SH SOLE 600 0 0 INERGY LP UNIT LTD PTNR INTEREST COM 456615103 28 2000 SH SOLE 2000 0 0 NATIONAL FUEL GAS CO COM 636180101 28 400 SH SOLE 400 0 0 YAMANA GOLD INC F COM 98462Y100 27 2600 SH SOLE 2600 0 0 ISHARES TR MSCI EAFE ETF COM 464287465 27 420 SH SOLE 420 0 0 ILLINOIS TOOL WORKS INC COM 452308109 26 347 SH SOLE 347 0 0 PENNEY J C CO INC COM 708160106 26 3000 SH SOLE 3000 0 0 SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT COM 81369Y803 26 810 SH SOLE 810 0 0 BLACKSTONE GROUP LP COM 09253U108 25 1000 SH SOLE 1000 0 0 BLACKROCK BUILD AMERICA COM 09248X100 24 1300 SH SOLE 1300 0 0 QR ENERGY LP COM 74734R108 24 1500 SH SOLE 1500 0 0 MIMVI INC COM 60249A102 24 200000 SH SOLE 200000 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF COM 464287614 23 300 SH SOLE 300 0 0 SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT COM 81369Y506 23 275 SH SOLE 275 0 0 BROCADE COMMUNS SYS NEW COM 111621306 23 2800 SH SOLE 2800 0 0 AVEO PHARMACEUTICALS INC COM 053588109 22 10700 SH SOLE 10700 0 0 ISHARES MSCI JPN ETF JAPAN COM 464286848 22 1850 SH SOLE 1850 0 0 INVESTORS BANCORP INC COM 46146P102 22 1000 SH SOLE 1000 0 0 ROWE T PRICE GROUP INC COM 74144T108 22 300 SH SOLE 300 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 21 275 SH SOLE 275 0 0 MEADWESTVACO CORPORATION COM 583334107 21 555 SH SOLE 555 0 0 FUSION-IO INC COM 36112J107 20 1500 SH SOLE 1500 0 0 NABORS INDUSTRIES LTD F COM G6359F103 20 1250 SH SOLE 1250 0 0 NEWMONT MINING CORP COM 651639106 20 706 SH SOLE 706 0 0 SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT COM 864482104 19 416 SH SOLE 416 0 0 VIACOM INC CL B NEW COM 92553P201 19 229 SH SOLE 229 0 0 INERGY MIDSTREAM LP COM 45671U106 19 864 SH SOLE 864 0 0 LEUCADIA NATIONAL CORP COM 527288104 19 700 SH SOLE 700 0 0 VANGUARD FINANCIALS COM 92204A405 19 465 SH SOLE 465 0 0 SCH US REIT ETF COM 808524847 19 600 SH SOLE 600 0 0 VIACOM INC CL A NEW COM 92553P102 19 221 SH SOLE 221 0 0 DUNKIN BRANDS GROUP INC COM 265504100 18 400 SH SOLE 400 0 0 ROYAL DUTCH SHELL A ADR ADR 780259206 18 275 SH SOLE 275 0 0 EXELON CORPORATION COM 30161N101 18 606 SH SOLE 606 0 0 KOREA FUND INC NEW COM 500634209 17 450 SH SOLE 450 0 0 HOLOGIC INC COM 436440101 17 832 SH SOLE 832 0 0 CENTERPOINT ENERGY INC COM 15189T107 16 670 SH SOLE 670 0 0 WASTE MANAGEMENT INC DEL COM 94106L109 16 376 SH SOLE 376 0 0 METLIFE INC COM 59156R108 15 324 SH SOLE 324 0 0 PEPCO HOLDINGS INC COM 713291102 15 800 SH SOLE 800 0 0 CITIGROUP INC NEW COM 172967424 15 304 SH SOLE 304 0 0 WHIRLPOOL CORP COM 963320106 15 100 SH SOLE 100 0 0 SIRIUS XM RADIO INC COM 82967N108 15 3776 SH SOLE 3776 0 0 DEUTSCHE BANK NEW FREGISTERED SHARES COM D18190898 14 300 SH SOLE 300 0 0 AMERICAN CAPITAL LTD COM 02503Y103 13 962 SH SOLE 962 0 0 NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPS ADR 654902204 13 2000 SH SOLE 2000 0 0 SCHEIN HENRY INC COM 806407102 13 125 SH SOLE 125 0 0 CHINA FUND INC COM 169373107 13 580 SH SOLE 580 0 0 GRIFFON CORP COM 398433102 13 1000 SH SOLE 1000 0 0 TIVO INC COM 888706108 12 1000 SH SOLE 1000 0 0 NUVEEN NY AMT FREE MUNI INCOME FUND COM 670656107 12 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 12 1050 SH SOLE 1050 0 0 EATON VANCE ENHANCED EQT COM 278274105 12 1000 SH SOLE 1000 0 0 WISCONSIN EGY CP HLDG CO COM 976657106 12 294 SH SOLE 294 0 0 WILLIAMS COMPANIES COM 969457100 12 325 SH SOLE 325 0 0 MARIN SOFTWARE INC COM 56804T106 12 941 SH SOLE 941 0 0 ROBERT HALF INTL COM 770323103 12 300 SH SOLE 300 0 0 CAPITAL PRODUCT PTNR LPF COM Y11082107 12 1300 SH SOLE 1300 0 0 DISCOVER FINANCIAL SVCS COM 254709108 12 229 SH SOLE 229 0 0 CBS CORPORATION CL A NEW COM 19041P105 11 200 SH SOLE 200 0 0 CBS CORPORATION CL B NEW COM 124857202 11 200 SH SOLE 200 0 0 CYTOMEDIX INC NEW COM 23283B204 11 27000 SH SOLE 27000 0 0 CORONADO BIOSCIENCES INC COM 21976U109 11 1500 SH SOLE 1500 0 0 FIRST TR STRTGC HI NEW COM 337353304 10 656 SH SOLE 656 0 0 EATON VANCE CALIFORNIA MUNI BOND FUND COM 27828A100 10 1000 SH SOLE 1000 0 0 NOMURA HOLDINGS NEW ADR ADR 65535H208 10 1300 SH SOLE 1300 0 0 TESLA MOTORS INC COM 88160R101 10 50 SH SOLE 50 0 0 STARWOOD PPTY TRUST INC COM 85571B105 10 400 SH SOLE 400 0 0 CLEAN ENERGY FUELS CORP COM 184499101 10 750 SH SOLE 750 0 0 HALLIBURTON CO HLDG CO COM 406216101 9 191 SH SOLE 191 0 0 OTTER TAIL CORPORATION COM 689648103 9 319 SH SOLE 319 0 0 NEWS CORP NEW CL A COM 65249B109 9 537 SH SOLE 537 0 0 ALCOA INC COM 013817101 9 1056 SH SOLE 1056 0 0 SEMPRA ENERGY COM 816851109 9 100 SH SOLE 100 0 0 GENERAC HOLDINGS INC COM 368736104 9 200 SH SOLE 200 0 0 ARES CAPITAL CORP COM 04010L103 8 490 SH SOLE 490 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 8 500 SH SOLE 500 0 0 EXIDE TECHNOLOGIES NEW COM 302051206 8 20000 SH SOLE 20000 0 0 VANGUARD REIT COM 922908553 7 112 SH SOLE 112 0 0 TARGET CORPORATION COM 87612E106 7 110 SH SOLE 110 0 0 MFA FINANCIAL INC REIT COM 55272X102 7 900 SH SOLE 900 0 0 ENTERGY CORP NEW COM 29364G103 6 100 SH SOLE 100 0 0 PENN VIRGINIA CORP COM 707882106 6 950 SH SOLE 950 0 0 ISHARES TR RUSSELL 2000 ETF COM 464287655 6 58 SH SOLE 58 0 0 BLUCORA INC COM 095229100 6 265 SH SOLE 265 0 0 PPL CORPORATION COM 69351T106 6 200 SH SOLE 200 0 0 AMER ELECTRIC PWR CO INC COM 025537101 6 140 SH SOLE 140 0 0 ZIOPHARM ONCOLOGY COM 98973P101 6 1500 SH SOLE 1500 0 0 PROSHS ULTRASHRT ETF NEWULTRASHORT S&P 500 COM 74347B300 6 161 SH SOLE 161 0 0 UNILEVER N V NY SHS NEWFN Y REGISTRY SHARES 1 NEW YORK S COM 904784709 6 150 SH SOLE 150 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6 35 SH SOLE 35 0 0 MARLIN MIDSTREAM PTNS COM 57118V100 5 300 SH SOLE 300 0 0 MADDEN STEVEN LTD WITH STOCK SPLIT SHARES COM 556269108 5 100 SH SOLE 100 0 0 SCHW US SCAP ETF COM 808524607 5 110 SH SOLE 110 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 5 100 SH SOLE 100 0 0 DIAMOND OFFSHR DRILLING COM 25271C102 5 80 SH SOLE 80 0 0 SUNTRUST BANKS INC COM 867914103 5 152 SH SOLE 152 0 0 ANADARKO PETROLEUM CORP COM 032511107 5 53 SH SOLE 53 0 0 KIMBERLY-CLARK CORP COM 494368103 5 50 SH SOLE 50 0 0 TCW STRATEGIC INCM FUND COM 872340104 5 869 SH SOLE 869 0 0 ZYNGA INC COM 98986T108 4 1214 SH SOLE 1214 0 0 SCHLUMBERGER LTD F COM 806857108 4 50 SH SOLE 50 0 0 NORTHEAST UTILITIES COM 664397106 4 100 SH SOLE 100 0 0 EQUINIX INC NEW COM 29444U502 4 22 SH SOLE 22 0 0 NUVEEN N J PREM INCM MUN COM 67101N106 4 300 SH SOLE 300 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4 54 SH SOLE 54 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 4 150 SH SOLE 150 0 0 AUTO DATA PROCESSING COM 053015103 4 50 SH SOLE 50 0 0 MAGPLANE TECHNOLOGY INC COM 559773106 4 1000000 SH SOLE 1000000 0 0 SOUTHERN COPPER CORP COM 84265V105 3 127 SH SOLE 127 0 0 EASTMAN CHEMICAL CO COM 277432100 3 42 SH SOLE 42 0 0 DENISON MINES CORP F COM 248356107 3 3000 SH SOLE 3000 0 0 TE CONNECTIVITY LTD F COM H84989104 3 60 SH SOLE 60 0 0 ALLERGAN INC COM 018490102 3 34 SH SOLE 34 0 0 MGM RESORTS INTL COM 552953101 3 150 SH SOLE 150 0 0 NIKE INC CLASS B COM 654106103 3 42 SH SOLE 42 0 0 EBAY INC COM 278642103 3 50 SH SOLE 50 0 0 AECOM TECHNOLOGY CORP COM 00766T100 3 80 SH SOLE 80 0 0 MARATHON OIL CORP COM 565849106 2 70 SH SOLE 70 0 0 BIOGEN IDEC INC COM 09062X103 2 10 SH SOLE 10 0 0 MEDIVATION INC COM 58501N101 2 40 SH SOLE 40 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 2 146 SH SOLE 146 0 0 CIA ENER DE MINAS ADR ADR 204409601 2 250 SH SOLE 250 0 0 ORBITAL SCIENCES CORP COM 685564106 2 100 SH SOLE 100 0 0 APOLLO INVESTMENT CORP COM 03761U106 2 250 SH SOLE 250 0 0 IMPACT FUSION INTL INC COM 45257G109 2 200000 SH SOLE 200000 0 0 KBR INC COM 48242W106 2 60 SH SOLE 60 0 0 U S BANCORP DEL NEW COM 902973304 2 50 SH SOLE 50 0 0 XYLEM INC COM 98419M100 2 65 SH SOLE 65 0 0 NRG ENERGY INC NEW COM 629377508 2 64 SH SOLE 64 0 0 HARTFORD FINL SVCS GRP COM 416515104 2 55 SH SOLE 55 0 0 C S X CORP COM 126408103 2 65 SH SOLE 65 0 0 FREEPORT MCMORAN COPPER COM 35671D857 2 50 SH SOLE 50 0 0 MARATHON PETE CORP COM 56585A102 2 25 SH SOLE 25 0 0 COVIDIEN PLC NEW F COM G2554F113 2 26 SH SOLE 26 0 0 VALE SA ADR ADR 91912E105 2 100 SH SOLE 100 0 0 EV TAX MAN GLB DIV EQTY COM 27829F108 2 160 SH SOLE 160 0 0 VOCERA COMMUNICATIONS COM 92857F107 1 80 SH SOLE 80 0 0 MOTORS LIQ CO GUC TRUST COM 62010U101 1 40 SH SOLE 40 0 0 AMERICAN TOWER CORP REIT COM 03027X100 1 19 SH SOLE 19 0 0 AMGEN INCORPORATED COM 031162100 1 12 SH SOLE 12 0 0 UNITED STATES STEEL CORP COM 912909108 1 65 SH SOLE 65 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1 50 SH SOLE 50 0 0 3M COMPANY COM 88579Y101 1 11 SH SOLE 11 0 0 WSTRN ASSET EMERGE MKT IEMERGING MARKETS INCOME FUND COM 95766E103 1 99 SH SOLE 99 0 0 HERTZ GLOBAL HLDGS INC COM 42805T105 1 45 SH SOLE 45 0 0 OCCIDENTAL PETE CORP COM 674599105 1 10 SH SOLE 10 0 0 BROADWIND ENERGY NEW COM 11161T207 1 112 SH SOLE 112 0 0 FRONTIER COMMUNICATIONS COM 35906A108 1 203 SH SOLE 203 0 0 MC DONALDS CORP COM 580135101 1 9 SH SOLE 9 0 0 DWS HIGH INCOME TR NEW SHS BEN INT COM 23337C208 1 93 SH SOLE 93 0 0 FEDEX CORPORATION COM 31428X106 1 7 SH SOLE 7 0 0 SUNEDISON INC COM 86732Y109 1 100 SH SOLE 100 0 0 BED BATH & BEYOND COM 075896100 1 10 SH SOLE 10 0 0 MARKET VECTORS ETF TRUSTGOLD MINERS FUND COM 57060U100 1 30 SH SOLE 30 0 0 ARCELOR MITTAL NY NEW FNEW YORK REGISTERED COM 03938L104 1 53 SH SOLE 53 0 0 VEOLIA ENVIRON ADR ADR 92334N103 1 42 SH SOLE 42 0 0 THE CHARLES SCHWAB CORP COM 808513105 1 32 SH SOLE 32 0 0 CRIMSON WINE GROUP COM 22662X100 1 70 SH SOLE 70 0 0 TELEFONICA S A SPON ADR ADR 879382208 1 42 SH SOLE 42 0 0 FANNIE MAE COM 313586109 1 450 SH SOLE 450 0 0 DENDREON CORP COM 24823Q107 1 200 SH SOLE 200 0 0 DIANA CONTAINERSHIP F COM Y2069P101 1 135 SH SOLE 135 0 0 PROSH ULTRASHRT REAL NEWREAL ESTATE COM 74348A871 0 20 SH SOLE 20 0 0 ECHO THERAPEUTICS NEW COM 27876L206 0 100 SH SOLE 100 0 0 NOVAGOLD RES INC NEW F COM 66987E206 0 100 SH SOLE 100 0 0 NATL BK GREECE NEW ADR FSPONSORED ADR ADR 633643705 0 50 SH SOLE 50 0 0 SAUER ENERGY INC COM 804136109 0 1200 SH SOLE 1200 0 0 MALLINCKRODT PUB F COM G5785G107 0 3 SH SOLE 3 0 0 SANOFI 20RTSFRIGHTS EXP 12/31/20 COM 80105N113 0 34 SH SOLE 34 0 0 OCEAN RIG UDW INC F COM Y64354205 0 2 SH SOLE 2 0 0 NOVACOPPER INC F COM 66988K102 0 16 SH SOLE 16 0 0 COMMUN INTELLIGENCE NEW COM 20338K106 0 1000 SH SOLE 1000 0 0 AIRSPAN NETWORKS INC NEW COM 00950H300 0 4 SH SOLE 4 0 0 OCLARO INC NEW COM 67555N206 0 6 SH SOLE 6 0 0 OHR PHARMACEUTICAL NEW COM 67778H200 0 1 SH SOLE 1 0 0 BAKERS FOOTWEAR GROUP COM 57465106 0 6500 SH SOLE 6500 0 0