0000899243-23-001217.txt : 20230106 0000899243-23-001217.hdr.sgml : 20230106 20230106200021 ACCESSION NUMBER: 0000899243-23-001217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galbraith Kenneth CENTRAL INDEX KEY: 0001567045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41535 FILM NUMBER: 23516287 MAIL ADDRESS: STREET 1: OCEAN PARK RPO PO BOX 45025 STREET 2: 12851 16TH AVE CITY: SURREY STATE: A1 ZIP: V4A9L1 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymeworks Inc. CENTRAL INDEX KEY: 0001937653 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 PATRIOT DRIVE, SUITE A CITY: MIDDLETOWN STATE: DE ZIP: 19709 BUSINESS PHONE: 206-337-1030 MAIL ADDRESS: STREET 1: 108 PATRIOT DRIVE, SUITE A CITY: MIDDLETOWN STATE: DE ZIP: 19709 FORMER COMPANY: FORMER CONFORMED NAME: Zymeworks Delaware Inc. DATE OF NAME CHANGE: 20220712 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-05 0 0001937653 Zymeworks Inc. ZYME 0001567045 Galbraith Kenneth C/O ZYMEWORKS INC. 108 PATRIOT DRIVE, SUITE A MIDDLETOWN DE 19709 1 1 0 0 Chair & CEO Stock Option (Right to Buy) 8.00 2023-01-05 4 A 0 215000 0.00 A 2033-01-04 Common Stock 215000 215000 D Restricted Stock Unit 2023-01-05 4 A 0 143000 0.00 A Common Stock 143000 143000 D Stock options vest as follows: (i) 25% of underlying shares of common stock on first anniversary of grant date and (ii) remainder of underlying shares of common stock in 36 equal monthly installments on last day of month following first anniversary of grant date. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vest in three equal annual installments beginning on January 5, 2024. /s/ Daniel Dex, Attorney-in-Fact 2023-01-06