0001566897-16-000095.txt : 20160706 0001566897-16-000095.hdr.sgml : 20160706 20160706165149 ACCESSION NUMBER: 0001566897-16-000095 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161754357 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 8-K 1 form8-k2ndamendmenttokonai.htm 8-K JUN 2016 KONA I Document


 
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 30, 2016
Diamond Resorts International, Inc.
(Exact name of registrant as specified in its charter)


 
 
 
Delaware
001-35967
46-1750895
(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation)
File Number)
Identification No.)
 
 
 
10600 West Charleston Boulevard, Las Vegas, Nevada
 
89135
(Address of principal executive offices)
 
(Zip Code)
 
 
Registrant’s telephone number, including area code: 702-684-8000
 
 
Not Applicable                 
Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 






Item 1.01. Entry into a Material Definitive Agreement.

As previously disclosed, Diamond Resorts International, Inc. (the “Company”) and its indirect wholly-owned subsidiary, Diamond Resorts Kona Development, LLC (“Buyer”), entered into an Agreement for the Purchase and Sale of Property dated as of July 28, 2015, as amended by a First Amendment dated February 25, 2016 (collectively, the “Agreement”), with Hawaii Funding LLC (“Seller”), an affiliate of Och-Ziff Real Estate.

On June 30, 2016, the Company and Buyer entered into a Second Amendment to the Agreement (the “Second Amendment”) with the Seller, extending the Feasibility Period and the Termination Outside Date, each as defined in the Agreement, to August 1, 2016 and August 8, 2016, respectively. As a condition to the effectiveness of the Amendment and as consideration for the extension of the Feasibility Period, Buyer agreed to pay to Seller a fee of $100,000. The description of the Amendment set forth above is qualified in its entirety by reference to the full text of the Amendment, a copy of which is attached as Exhibit 10.1 to this Form 8-K and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.
d) Exhibits

Exhibit No.
 
Description
 
 
 
10.1
 
Second Amendment to Agreement for the Purchase and Sale of Property, dated as of June 30, 2016, by and between Hawaii Funding LLC, Diamond Resorts Kona Development, LLC and Diamond Resorts International, Inc.






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
Diamond Resorts International, Inc.
July 6, 2016
By:     /s/ Jared T. Finkelstein        
Name: Jared T. Finkelstein
Title: Senior Vice President-General Counsel and Secretary
 
 



EX-10.1 2 ex-101secondamendment.htm EX 10.1 KONA I SECOND AGREEMENT Exhibit
EXHIBIT 10.1

SECOND AMENDMENT
TO
AGREEMENT FOR THE
PURCHASE AND SALE OF PROPERTY

THIS SECOND AMENDMENT TO AGREEMENT FOR THE PURCHASE AND SALE OF PROPERTY (“Amendment”), is made effective as of June 30, 2016, by and between HAWAII FUNDING LLC, a Delaware limited liability company (the “Seller”), DIAMOND RESORTS KONA DEVELOPMENT, LLC, a Delaware limited liability company (the “Buyer”), and DIAMOND RESORTS INTERNATIONAL, INC., a Delaware corporation (the “Co-Acquirer”).

RECITALS:

WHEREAS, Seller, Buyer and Co-Acquirer entered into that certain Agreement for the Purchase and Sale of Property with an Effective Date (as defined therein) of July 28, 2015 (the “Agreement”), as amended by that certain First Amendment to Agreement for the Purchase and Sale of Property dated as of February 25, 2016 (the “First Amendment”);

WHEREAS, the Agreement provides for a Feasibility Period within which Buyer and Seller are to perform certain matters in connection with development of the Project;

WHEREAS, the First Amendment extended the original Feasibility Period by approximately three months;

WHEREAS, Seller and Buyer are aware of the status of the development of the Project and wish to extend the Feasibility Period; and

WHEREAS, the parties now desire to modify, amend and supplement the terms of the Agreement as provided herein.

NOW, THEREFORE, for and in consideration of these premises and the mutual covenants hereinafter set forth and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:

1.Defined Terms. Capitalized terms not otherwise defined in this Amendment shall have the meanings assigned to them in the Agreement.
2. Extension of Feasibility Period. The “Feasibility Period” as defined in Section 4.2 of the Agreement is hereby extended to August 1, 2016. Accordingly, the term “Feasibility Period” as used in the Agreement shall now mean and refer to the period of time commencing on the Effective Date and ending on August 1, 2016.
3. Extension of Termination Outside Date. The “Termination Outside Date” as defined in Section 4.2 of the Agreement is hereby extended to August 8, 2016.

CR-90352 v1
11


4. Extension Fee. As a condition to the effectiveness of this Amendment, and as additional consideration for the extensions of the Feasibility Periods hereunder and pursuant to the First Amendment, Buyer shall pay Seller a fee of $100,000 within five (5) Business Days of the date of this Amendment, which fee shall be deemed unconditionally earned in full by Seller as of the date hereof in consideration of the extension of the Feasibility Period and the other terms and conditions contained herein, and notwithstanding anything to the contrary contained in the Agreement, shall not be refundable to Buyer for any reason.
5. SunStone Kona PSA. Buyer acknowledges and agrees that (a) the Outside Closing Date (as defined in the SunStone Kona PSA) is July 30, 2016 and (b) that Seller has no obligation to extend the Outside Closing Date beyond July 30, 2016, but may extend the Outside Closing Date in Seller’s sole and absolute discretion. Seller shall promptly inform Buyer in the event the Outside Closing Date is extended.
6. Counterparts and Facsimile Signatures. This Amendment may be executed in counterparts, each of which shall be deemed an original. Facsimile copies or PDF copies sent by email of this Amendment and any signatures thereon shall be considered for all purposes as originals.
7. Miscellaneous. Except as expressly modified by this Amendment and the First Amendment, the Agreement remains unmodified and in full force and effect. This Amendment along with the Agreement and the First Amendment is the entire agreement between the parties hereto with respect to the subject matter hereof and supersedes all prior agreements and understandings, whether oral or written, between the parties with respect to such matters. Any future reference to the Agreement shall be deemed to be a reference to the Agreement, as amended by the First Amendment and this Amendment. This Amendment may not be modified or terminated orally or in any manner other than by an agreement in writing signed by all the parties hereto or their respective successors in interest. The foregoing Recitals are hereby incorporated into the Agreement.

[Remainder of page intentionally left blank; signatures follow.]




IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed in duplicate and their respective seals to be affixed hereunto as of the day, month and year first above written.


BUYER:

DIAMOND RESORTS KONA DEVELOPMENT,                         LLC, a Delaware limited liability company        

By:    /s/ Howard S. Lanznar            
Name: Howard S. Lanznar
Title:     EVP and Chief Administrative Officer

CO-ACQUIRER:

DIAMOND RESORTS INTERNATIONAL, INC.,                         a Delaware corporation            

By:    /s/ Howard S. Lanznar            
Name:     Howard S. Lanznar
Title:    EVP and Chief Administrative Officer
                        

SELLER:

HAWAII FUNDING LLC,
a Delaware limited liability company

By:    /s/ Steven E. Orbuch            
Name: Steven E. Orbuch
Title:    Authorized Person