0000905148-16-001883.txt : 20160906
0000905148-16-001883.hdr.sgml : 20160906
20160906162745
ACCESSION NUMBER: 0000905148-16-001883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160901
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Resorts International, Inc.
CENTRAL INDEX KEY: 0001566897
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 461750895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 798-8840
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARREN ZACHARY D
CENTRAL INDEX KEY: 0001580668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161871128
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BOULEVARD
STREET 2: 5TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
form4.xml
X0306
4
2016-09-01
true
0001566897
Diamond Resorts International, Inc.
DRII
0001580668
WARREN ZACHARY D
100 WILSHIRE BOULEVARD
5TH FLOOR
SANTA MONICA
CA
90401
true
Common Stock, $0.01 par value per share
2016-09-01
4
U
0
23356
30.25
D
12343
D
Common Stock, $0.01 par value per share
2016-09-02
4
D
0
12343
30.25
D
0
D
These shares of Common Stock were tendered in the tender offer launched by Dakota Merger Sub, Inc. on July 14, 2016, pursuant to the Agreement and Plan of Merger, dated as of June 29, 2016, by and among the Issuer, Dakota Parent, Inc. and Dakota Merger Sub, Inc. (the "Merger Agreement"), to purchase all of the issued and outstanding shares of the Issuer's Common Stock at a purchase price of $30.25 per share, net to the holders thereof, payable in cash, without interest, less any applicable tax withholding.
Pursuant to the Merger Agreement, upon closing of the merger on September 2, 2016, these shares of Common Stock (which include 3,392 shares of deferred stock, 1,304 shares of unvested restricted stock, and 6,691 shares underlying restricted stock units, which become fully vested upon closing of the merger) were cancelled in exchange for a cash payment from the Issuer.
Exhibit List: The power of attorney filed as Exhibit 24.1 to the Form 3 filed by the reporting person on July 18, 2013 is incorporated herein by reference.
/s/ Robert Saperstein, attorney-in-fact for Zachary D. Warren
2016-09-06