0000905148-16-001883.txt : 20160906 0000905148-16-001883.hdr.sgml : 20160906 20160906162745 ACCESSION NUMBER: 0000905148-16-001883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARREN ZACHARY D CENTRAL INDEX KEY: 0001580668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161871128 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: 5TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 form4.xml X0306 4 2016-09-01 true 0001566897 Diamond Resorts International, Inc. DRII 0001580668 WARREN ZACHARY D 100 WILSHIRE BOULEVARD 5TH FLOOR SANTA MONICA CA 90401 true Common Stock, $0.01 par value per share 2016-09-01 4 U 0 23356 30.25 D 12343 D Common Stock, $0.01 par value per share 2016-09-02 4 D 0 12343 30.25 D 0 D These shares of Common Stock were tendered in the tender offer launched by Dakota Merger Sub, Inc. on July 14, 2016, pursuant to the Agreement and Plan of Merger, dated as of June 29, 2016, by and among the Issuer, Dakota Parent, Inc. and Dakota Merger Sub, Inc. (the "Merger Agreement"), to purchase all of the issued and outstanding shares of the Issuer's Common Stock at a purchase price of $30.25 per share, net to the holders thereof, payable in cash, without interest, less any applicable tax withholding. Pursuant to the Merger Agreement, upon closing of the merger on September 2, 2016, these shares of Common Stock (which include 3,392 shares of deferred stock, 1,304 shares of unvested restricted stock, and 6,691 shares underlying restricted stock units, which become fully vested upon closing of the merger) were cancelled in exchange for a cash payment from the Issuer. Exhibit List: The power of attorney filed as Exhibit 24.1 to the Form 3 filed by the reporting person on July 18, 2013 is incorporated herein by reference. /s/ Robert Saperstein, attorney-in-fact for Zachary D. Warren 2016-09-06