0000899243-16-028435.txt : 20160902 0000899243-16-028435.hdr.sgml : 20160902 20160902130848 ACCESSION NUMBER: 0000899243-16-028435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garavuso Brian P CENTRAL INDEX KEY: 0001581679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161867973 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-02 1 0001566897 Diamond Resorts International, Inc. DRII 0001581679 Garavuso Brian P 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 0 1 0 1 EVP & CIO Member of 10% Group Common Stock 2016-09-02 4 U 0 54541 30.25 D 0 D Stock Option (right to buy) 14.00 2016-09-02 4 D 0 80000 16.25 D 2023-07-18 Common Stock 80000 0 D Stock Option (right to buy) 14.00 2016-09-02 4 D 0 135907 16.25 D 2023-07-18 Common Stock 135907 0 D Stock Option (right to buy) 32.69 2016-09-02 4 D 0 100000 0.00 D 2025-05-19 Common Stock 100000 0 D This option was canceled as of the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of June 29, 2016, by and among Dakota Parent, Inc., Dakota Merger Sub, Inc., and Diamond Resorts International, Inc. (the "Company") (the "Effective Time"), and converted into the right to receive a lump-sum cash payment promptly after the Effective Time equal to the product of (i) the number of shares underlying such option and (ii) the excess, if any, of the $30.25 merger consideration payable in the merger for each share of the Company's common stock over the exercise price per share of such option, without interest and less any applicable withholding tax. /s/ Jared T. Finkelstein, attorney-in-fact for Brian P. Garavuso 2016-09-02