0000899243-16-025332.txt : 20160719 0000899243-16-025332.hdr.sgml : 20160719 20160719190205 ACCESSION NUMBER: 0000899243-16-025332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160715 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Resorts International, Inc. CENTRAL INDEX KEY: 0001566897 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 461750895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 798-8840 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cloobeck Companies, LLC CENTRAL INDEX KEY: 0001679874 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161774351 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BLVD. CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BLVD. CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chantal Cloobeck Separate Property Trust CENTRAL INDEX KEY: 0001581555 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161774352 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cloobeck Diamond Parent, LLC CENTRAL INDEX KEY: 0001581556 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161774353 BUSINESS ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 684-8000 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cloobeck Stephen J CENTRAL INDEX KEY: 0001581547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35967 FILM NUMBER: 161774354 MAIL ADDRESS: STREET 1: 10600 WEST CHARLESTON BOULEVARD CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-15 0 0001566897 Diamond Resorts International, Inc. DRII 0001581547 Cloobeck Stephen J 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 1 0 1 0 0001581556 Cloobeck Diamond Parent, LLC 10600 WEST CHARLESTON BOULEVARD. LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001581555 Chantal Cloobeck Separate Property Trust 10600 WEST CHARLESTON BOULEVARD LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group 0001679874 Cloobeck Companies, LLC 10600 W. CHARLESTON BLVD. LAS VEGAS NV 89135 0 0 0 1 Member of 10% Group Common Stock 2016-07-15 4 X 0 1511808 12.56 A 1511808 I See Footnote Common Stock 2016-07-15 4 S 0 630004 30.14 D 881804 I See Footnote Common Stock 2016-07-18 4 X 0 143958 12.56 A 1025762 I See Footnote Common Stock 10522446 I See Footnote Common Stock 1073949 I See Footnote Call Option (right to buy) 12.56 2016-07-15 4 X 0 1511808 0.00 D 2016-07-21 Common Stock 1511808 0 I See Footnote Call Option (right to buy) 12.56 2016-07-18 4 X 0 143958 0.00 D 2016-07-21 Common Stock 143958 0 I See Footnote Directly by Cloobeck Companies, LLC ("CCL") and indirectly by Stephen J. Cloobeck as the sole manager of CCL. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein. Reflects a fully-exercisable call option, dated as of July 11, 2016 (the "DRPH Call Option"), to purchase 1,511,808 shares of Common Stock from DRP Holdco LLC ("DRPH"), which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011, to purchase 4,535,426 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the DRPH Call Option. Reflects a fully-exercisable call option, dated as of July 11, 2016, to purchase 143,958 shares of Common Stock from third parties, which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011 (the "Third Party Call Option"), to purchase 431,875 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the Third Party Call Option. Stephen J. Cloobeck 2016-07-19 Stephen J. Cloobeck, Manager of Cloobeck Diamond Parent, LLC 2016-07-19 Stephen J. Cloobeck, Co-Managing Trustee of the Chantal Cloobeck Separate Property Trust 2016-07-19 Stephen J. Cloobeck, Manager of Cloobeck Companies, LLC 2016-07-19