0000899243-16-025332.txt : 20160719
0000899243-16-025332.hdr.sgml : 20160719
20160719190205
ACCESSION NUMBER: 0000899243-16-025332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160715
FILED AS OF DATE: 20160719
DATE AS OF CHANGE: 20160719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Resorts International, Inc.
CENTRAL INDEX KEY: 0001566897
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 461750895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 798-8840
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cloobeck Companies, LLC
CENTRAL INDEX KEY: 0001679874
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161774351
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BLVD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BLVD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chantal Cloobeck Separate Property Trust
CENTRAL INDEX KEY: 0001581555
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161774352
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cloobeck Diamond Parent, LLC
CENTRAL INDEX KEY: 0001581556
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161774353
BUSINESS ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 684-8000
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cloobeck Stephen J
CENTRAL INDEX KEY: 0001581547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35967
FILM NUMBER: 161774354
MAIL ADDRESS:
STREET 1: 10600 WEST CHARLESTON BOULEVARD
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-15
0
0001566897
Diamond Resorts International, Inc.
DRII
0001581547
Cloobeck Stephen J
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
1
0
1
0
0001581556
Cloobeck Diamond Parent, LLC
10600 WEST CHARLESTON BOULEVARD.
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
0001581555
Chantal Cloobeck Separate Property Trust
10600 WEST CHARLESTON BOULEVARD
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
0001679874
Cloobeck Companies, LLC
10600 W. CHARLESTON BLVD.
LAS VEGAS
NV
89135
0
0
0
1
Member of 10% Group
Common Stock
2016-07-15
4
X
0
1511808
12.56
A
1511808
I
See Footnote
Common Stock
2016-07-15
4
S
0
630004
30.14
D
881804
I
See Footnote
Common Stock
2016-07-18
4
X
0
143958
12.56
A
1025762
I
See Footnote
Common Stock
10522446
I
See Footnote
Common Stock
1073949
I
See Footnote
Call Option (right to buy)
12.56
2016-07-15
4
X
0
1511808
0.00
D
2016-07-21
Common Stock
1511808
0
I
See Footnote
Call Option (right to buy)
12.56
2016-07-18
4
X
0
143958
0.00
D
2016-07-21
Common Stock
143958
0
I
See Footnote
Directly by Cloobeck Companies, LLC ("CCL") and indirectly by Stephen J. Cloobeck as the sole manager of CCL. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Reflects a fully-exercisable call option, dated as of July 11, 2016 (the "DRPH Call Option"), to purchase 1,511,808 shares of Common Stock from DRP Holdco LLC ("DRPH"), which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011, to purchase 4,535,426 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the DRPH Call Option.
Reflects a fully-exercisable call option, dated as of July 11, 2016, to purchase 143,958 shares of Common Stock from third parties, which option was received pursuant to a pro-rata distribution from 1818 Partners, LLC to its members, including CCL. In prior reports, Mr. Cloobeck reported indirect beneficial ownership of a fully-exercisable call option effective as of July 21, 2011 (the "Third Party Call Option"), to purchase 431,875 shares of Common Stock at an exercise price of $12.56 per share and, in each case, Mr. Cloobeck disclaimed beneficial ownership of the reported securities to the extent of his or its pecuniary interest therein. The distribution did not effect any change in the pecuniary interest of Mr. Cloobeck in the Third Party Call Option.
Stephen J. Cloobeck
2016-07-19
Stephen J. Cloobeck, Manager of Cloobeck Diamond Parent, LLC
2016-07-19
Stephen J. Cloobeck, Co-Managing Trustee of the Chantal Cloobeck Separate Property Trust
2016-07-19
Stephen J. Cloobeck, Manager of Cloobeck Companies, LLC
2016-07-19