0001179110-20-005834.txt : 20200512 0001179110-20-005834.hdr.sgml : 20200512 20200512175222 ACCESSION NUMBER: 0001179110-20-005834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grano Joseph C. CENTRAL INDEX KEY: 0001566709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 20870377 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS, SUITE 1750 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2020-05-11 0 0001592386 Virtu Financial, Inc. VIRT 0001566709 Grano Joseph C. C/O VIRTU FINANCIAL, INC. 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Class A common stock 2020-05-11 4 S 0 10133 24.3339 D 0 D Restricted Stock Unit Class A common stock 6325 6325 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.24 to $24.46, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest on July 1, 2020. /s/ Justin Waldie, as Attorney-in-Fact for Joseph J. Grano, Jr. 2020-05-12