EDGAR Filing Documents for 0001179110-18-009434

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001179110-18-009434

Filing Date

2018-07-03

Accepted

2018-07-03 20:34:18

Documents

Period of Report

2018-07-01

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4 -	edgar.html	4
1	FORM 4 -	edgar.xml	4	7655
	Complete submission text file	0001179110-18-009434.txt		9027

Mailing Address 1185 AVENUE OF THE AMERICAS, SUITE 1750 NEW YORK NY 10036

Business Address

Type: 4 | Act: 34 | File No.: 001-37352 | Film No.: 18939299

Mailing Address 300 VESEY STREET 10TH FLOOR NEW YORK NY 10282

Business Address 300 VESEY STREET 10TH FLOOR NEW YORK NY 10282 212-418-0100

IRS No.: 320420206 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies