0001213900-21-036706.txt : 20210713 0001213900-21-036706.hdr.sgml : 20210713 20210713163033 ACCESSION NUMBER: 0001213900-21-036706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings III GP Ltd CENTRAL INDEX KEY: 0001566491 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088182 BUSINESS ADDRESS: STREET 1: C/O INTERTRUST CORPORATE SERVICES STREET 2: (CAYMAN) LIMITED, 190 ELGIN STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: C/O INTERTRUST CORPORATE SERVICES STREET 2: (CAYMAN) LIMITED, 190 ELGIN STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APH Holdings, L.P. CENTRAL INDEX KEY: 0001648671 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088183 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD, SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD, SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spartan Acquisition Sponsor II LLC CENTRAL INDEX KEY: 0001829704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088187 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo ANRP Capital Management III, LLC CENTRAL INDEX KEY: 0001835426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088184 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AP Spartan Energy Holdings II, L.P. CENTRAL INDEX KEY: 0001835399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088186 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH ST STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo ANRP Advisors III, L.P. CENTRAL INDEX KEY: 0001835424 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211088185 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunlight Financial Holdings Inc. CENTRAL INDEX KEY: 0001821850 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 N. TRYON STREET STREET 2: SUITE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28246 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 101 N. TRYON STREET STREET 2: SUITE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28246 FORMER COMPANY: FORMER CONFORMED NAME: Spartan Acquisition Corp. II DATE OF NAME CHANGE: 20200819 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-07-09 1 0001821850 Sunlight Financial Holdings Inc. SUNL 0001829704 Spartan Acquisition Sponsor II LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001835399 AP Spartan Energy Holdings II, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001835424 Apollo ANRP Advisors III, L.P. C/O WALKERS CORPORATE LIMITED; CAYMAN CORPORATE CENTRE; 27 HOSPITAL RD; GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001835426 Apollo ANRP Capital Management III, LLC ONE MANHATTANVILLE ROAD, SUITE 201, PURCHASE, NY 10577 0 0 1 0 0001648671 APH Holdings, L.P. ONE MANHATTANVILLE ROAD, SUITE 201, PURCHASE, NY 10577 0 0 1 0 0001566491 Apollo Principal Holdings III GP Ltd C/O WALKERS CORPORATE LIMITED; CAYMAN CORPORATE CENTRE; 27 HOSPITAL RD; GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 Class A Common Stock 2021-07-09 4 C 0 7337241 A 7337241 D Class B Common Stock 2021-07-09 4 J 0 1187759 D Class A Common Stock 1187759 7337241 D Class B Common Stock 2021-07-09 4 C 0 7337241 D Class A Common Stock 7337241 0 D In connection with the closing of the business combination (the "business combination") among Spartan Acquisition Corp. II ("Spartan"), SL Invest I Inc., SL Invest II LLC, SL Financial Investor I LLC, SL Financial Investor II LLC, SL Financial Holdings Inc., SL Financial LLC, Sunlight Financial LLC, FTV-Sunlight, Inc. and Tiger Co-Invest B Sunlight Blocker, LLC, on July 9, 2021, shares of Class B Common Stock held of record by Spartan Acquisition Sponsor II LLC (the "Sponsor") automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Sunlight Financial Holdings Inc." See Exhibit 99.1. Immediately prior to the closing of the business combination, the Sponsor automatically and irrevocably surrendered and forfeited to Spartan, for no consideration and as a contribution to Spartan's capital, 1,187,759 shares of Class B Common Stock. The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis and had no expiration date. [See signatures attached as Exhibit 99.2] 2021-07-13 EX-99.1 2 ea144119_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

(2) The shares of Class A Common Stock reported as beneficially owned are held of record by the Sponsor. AP Spartan Energy Holdings II, L.P. (“AP Spartan”) is the sole member of the Sponsor. Apollo ANRP Advisors III, L.P. (“ANRP Advisors”) is the general partner of AP Spartan. Apollo ANRP Capital Management III, LLC (“ANRP Capital Management”) is the general partner of ANRP Advisors. APH Holdings, L.P. (“APH Holdings”) is the sole member of ANRP Capital Management. Apollo Principal Holdings III GP, Ltd. (“Principal Holdings III GP”) is the general partner of APH Holdings. Scott Kleinman, James Zelter, Joshua Harris and Marc Rowan are the directors of Principal Holdings III GP, and as such may be deemed to have voting and dispositive control of the shares of Class A Common Stock held of record by the Sponsor. Each of the Sponsor, AP Spartan, ANRP Advisors, ANRP Capital Management, APH Holdings, Principal Holdings III GP and each of Messrs. Kleinman, Zelter, Harris and Rowan, disclaims beneficial ownership of the Class A Common Stock, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The addresses of each of the Sponsor, AP Spartan and Messrs. Kleinman, Zelter, Harris and Rowan is 9 West 57th Street, 43rd Floor, New York, New York 10019. The address of each of ANRP Advisors and Principal Holdings III GP is c/o Walkers Corporate Limited; Cayman Corporate Centre; 27 Hospital Road; George Town; Grand Cayman KY1-9008. The address of each of ANRP Capital Management and APH Holdings is One Manhattanville Road, Suite 201, Purchase, New York, 10577.

 EX-99.2 3 ea144119_ex99-2.htm EXHIBIT 99.2

Exhibit 99.2

This Statement on Form 4 is filed by: (i) Spartan Acquisition Sponsor II LLC, (ii) AP Spartan Energy Holdings II, L.P. (iii) Apollo ANRP Advisors III, L.P., (iv) Apollo ANRP Capital Management III, LLC, (v) APH Holdings, L.P., and (vi) Apollo Principal Holdings III GP, Ltd.

 

Name of Designated Filer: Spartan Acquisition Sponsor II LLC

Date of Event Requiring Statement: July 9, 2021

Issuer Name and Ticker or Trading Symbol: Sunlight Financial Holdings Inc. [SUNL]

 

  SPARTAN ACQUISITION SPONSOR II LLC
           
    By: AP Spartan Energy Holdings II, L.P.,
      its sole member
           
      By: Apollo ANRP Advisors III, L.P.,
        its general partner
           
        By: Apollo ANRP Capital Management III, LLC,
          its general partner
           
        By: /s/ James Elworth
        Name: James Elworth
        Title: Vice President
           
  AP Spartan Energy Holdings II, L.P.
           
    By: Apollo ANRP Advisors III, L.P.,
      its general partner
           
      By: Apollo ANRP Capital Management III, LLC,
        its general partner
           
        By: /s/ James Elworth
        Name: James Elworth
        Title: Vice President
           
  Apollo ANRP Advisors III, L.P.
           
    By: Apollo ANRP Capital Management III, LLC,
      its general partner
           
      By: /s/ James Elworth
      Name: James Elworth
      Title: Vice President

 

 

 

 

  Apollo ANRP Capital Management III, LLC
           
  By: /s/ James Elworth
  Name: James Elworth
  Title: Vice President
           
  APH HOLDINGS, L.P.
           
    By: Apollo Principal Holdings III GP, Ltd.,
      its general partner
           
      By: /s/ James Elworth
      Name: James Elworth
      Title: Vice President
           
  Apollo Principal Holdings III GP, Ltd.
           
  By: /s/ James Elworth
  Name: James Elworth  
  Title: Vice President