0001104659-22-035546.txt : 20220318 0001104659-22-035546.hdr.sgml : 20220318 20220318160543 ACCESSION NUMBER: 0001104659-22-035546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220317 FILED AS OF DATE: 20220318 DATE AS OF CHANGE: 20220318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ HARVEY M CENTRAL INDEX KEY: 0001566418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 22752527 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 tm229732-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-17 0 0001818874 SoFi Technologies, Inc. SOFI 0001566418 SCHWARTZ HARVEY M C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 1 0 0 0 Common Stock 2022-03-17 4 P 0 58000 8.8376 A 214852 D The reported transactions were executed in multiple trades. The purchase price of $8.8376 reported in Column 4 is the weighted average purchase price for the 58,000 shares acquired by the Reporting Person within a range of $8.70 to $8.94 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. /s/ Deanna Smith, Attorney-in-Fact 2022-03-18