0001566414-22-000003.txt : 20220725 0001566414-22-000003.hdr.sgml : 20220725 20220725121709 ACCESSION NUMBER: 0001566414-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220725 EFFECTIVENESS DATE: 20220725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 221102279 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001566414 XXXXXXXX 06-30-2022 06-30-2022 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Myrtle Beach SC 07-25-2022 0 216 273229 false INFORMATION TABLE 2 signalpoint13f2q2022b.xlsx.xml 3M Company COM 88579Y101 782 6046 SH SOLE 0 0 0 6046 Abbott Laboratories COM 002824100 630 5801 SH SOLE 0 0 0 5801 ABBVIE INC. COM COM 00287Y109 1614 10540 SH SOLE 0 0 0 10540 AllianceBernstein Global High COM 01879r106 318 32579 SH SOLE 0 0 0 32579 Alphabet Inc. COM 38259p508 2296 1054 SH SOLE 0 0 0 1054 Alphabet, Inc Class C COM 02079k107 3291 1505 SH SOLE 0 0 0 1505 Amazon.com, Inc COM 023135106 3333 31382 SH SOLE 0 0 0 31382 American Express Company COM 025816109 459 3311 SH SOLE 0 0 0 3311 Amgen Inc. COM 031162100 302 1244 SH SOLE 0 0 0 1244 Apple, Inc. COM COM 037833100 25652 187629 SH SOLE 0 0 0 187629 ARK Genomic Revolution ETF COM 00214Q302 209 6667 SH SOLE 0 0 0 6667 ARK Innovation ETF COM 00214Q104 559 14022 SH SOLE 0 0 0 14022 AT&T Inc. COM 00206r102 527 25159 SH SOLE 0 0 0 25159 Automatic Data Processing, Inc COM 053015103 206 985 SH SOLE 0 0 0 985 Bank Of America COM 060505104 1101 35386 SH SOLE 0 0 0 35386 Berkshire Hathaway Inc COM 084670702 3335 12216 SH SOLE 0 0 0 12216 Boeing Company COM 097023105 430 3146 SH SOLE 0 0 0 3146 Bristol-Myers Sqibb Company COM 110122108 374 1868 SH SOLE 0 0 0 1868 Broadcom Inc COM 11135F200 270 180 SH SOLE 0 0 0 180 Broadcom Ltd. COM y09827109 310 640 SH SOLE 0 0 0 640 Caterpillar Inc COM 149123101 630 3526 SH SOLE 0 0 0 3526 Chevron Corporation COM 166764100 2149 14845 SH SOLE 0 0 0 14845 Cigna Corportation COM 125509109 269 1023 SH SOLE 0 0 0 1023 Cisco Systems Inc. COM 17275r102 530 12450 SH SOLE 0 0 0 12450 Clover Health Invts Co COM 18914F103 135 63266 SH SOLE 0 0 0 63266 Comcast Corporation COM 20030n101 336 8573 SH SOLE 0 0 0 8573 Commerce Bancshares, Inc. COM 200525103 233 3551 SH SOLE 0 0 0 3551 ConocoPhillips COM 20825C104 865 9643 SH SOLE 0 0 0 9643 Consolidated Edison COM COM 209115104 201 2117 SH SOLE 0 0 0 2117 CostCo Wholesale Corporation COM 22160K105 456 953 SH SOLE 0 0 0 953 CVS Health Corporation COM 126650100 278 3007 SH SOLE 0 0 0 3007 DNP SELECT INCOME FD COM COM 23325p104 160 14828 SH SOLE 0 0 0 14828 Dominion Energy Inc COM 25746u109 328 4117 SH SOLE 0 0 0 4117 Duke Energy Corporation COM 26441C204 479 4469 SH SOLE 0 0 0 4469 Easton Pharmaceuticals Inc. COM 277774105 0 10000 SH SOLE 0 0 0 10000 Edwards Lifesciences, Inc. COM 28176e108 633 6665 SH SOLE 0 0 0 6665 Eli Lilly & Co. COM 532457108 474 1462 SH SOLE 0 0 0 1462 Emerson Electric Company COM 291011104 455 5721 SH SOLE 0 0 0 5721 Energy Select Sector SPDR ETF COM 81369Y506 346 4841 SH SOLE 0 0 0 4841 Enterprise Products LP COM 293792107 357 14666 SH SOLE 0 0 0 14666 Exact Sciences Corporation COM 30063p105 242 6155 SH SOLE 0 0 0 6155 Exxon Mobil Corporation COM 30231g102 2550 29783 SH SOLE 0 0 0 29783 Fastenal Compamy COM 311900104 404 8102 SH SOLE 0 0 0 8102 First Bancshares, Inc COM 318687100 2453 143502 SH SOLE 0 0 0 143502 First Trust Asia Pacific Ex-Ja COM 33737J109 829 31874 SH SOLE 0 0 0 31874 First Trust Capital Strength E COM 33733E108 5101 72953 SH SOLE 0 0 0 72953 First Trust Developed Mkts Ex- COM 33737J174 2035 42502 SH SOLE 0 0 0 42502 First Trust Dow Internet Index COM 33733E302 255 2015 SH SOLE 0 0 0 2015 First Trust Dow Jones Global S COM 33734x200 321 14804 SH SOLE 0 0 0 14804 First Trust Emerging Markets A COM 33737J182 1459 68400 SH SOLE 0 0 0 68400 First Trust Enhanced Short Ter COM 33739Q408 1598 26915 SH SOLE 0 0 0 26915 First Trust ETF AlphaDEX Consu COM 33734X101 531 11873 SH SOLE 0 0 0 11873 First Trust ETF AlphaDEX Consu COM 33734X119 529 8622 SH SOLE 0 0 0 8622 First Trust ETF AlphaDEX Energ COM 33734X127 326 22132 SH SOLE 0 0 0 22132 First Trust ETF AlphaDEX Finan COM 33734X135 838 21590 SH SOLE 0 0 0 21590 First Trust ETF AlphaDEX Healt COM 33734X143 972 9430 SH SOLE 0 0 0 9430 First Trust ETF AlphaDEX Indus COM 33734X150 693 14405 SH SOLE 0 0 0 14405 First Trust ETF AlphaDEX Mater COM 33734X168 277 4910 SH SOLE 0 0 0 4910 First Trust ETF AlphaDEX Techn COM 33734X176 1354 14396 SH SOLE 0 0 0 14396 First Trust ETF AlphaDEX Utili COM 33734X184 289 8956 SH SOLE 0 0 0 8956 First Trust Europe AlphaDEX ET COM 33737J117 1010 32251 SH SOLE 0 0 0 32251 First Trust Japan AlphaDEX ETF COM 33737J158 595 14416 SH SOLE 0 0 0 14416 First Trust Large Cap Growth E COM 33735K108 2382 27029 SH SOLE 0 0 0 27029 First Trust Large Cap Value COM 33735J101 2504 40321 SH SOLE 0 0 0 40321 First Trust Latin America Alph COM 33737J125 547 33532 SH SOLE 0 0 0 33532 First Trust Low Duration Oppos COM 33739Q200 2152 44573 SH SOLE 0 0 0 44573 First Trust Mgd Muni ETF COM 33739N108 213 4210 SH SOLE 0 0 0 4210 First Trust Nasdaq Tech Divide COM 33738R118 1392 27757 SH SOLE 0 0 0 27757 First Trust North American Ene COM 33738d101 501 19487 SH SOLE 0 0 0 19487 First Trust NYSE Arca Biotech COM 33733E203 1054 7778 SH SOLE 0 0 0 7778 First Trust Rising Dividend ET COM 33738R506 1612 39399 SH SOLE 0 0 0 39399 First Trust SMID Rising Divide COM 33741X102 1323 55412 SH SOLE 0 0 0 55412 First Trust TCW Opportunistic COM 33740F805 5005 107953 SH SOLE 0 0 0 107953 First Trust Value Dividend Ind COM 33734H106 3452 88964 SH SOLE 0 0 0 88964 Ford Motor Company COM 345370860 303 27288 SH SOLE 0 0 0 27288 General Mills COM 370334104 231 3063 SH SOLE 0 0 0 3063 Helmerich & Payne, Inc COM 423452101 260 6054 SH SOLE 0 0 0 6054 Hershey Company COM 427866108 313 1455 SH SOLE 0 0 0 1455 Home Depot, Inc. COM COM 437076102 430 1568 SH SOLE 0 0 0 1568 Honeywell International Inc COM 438516106 220 1268 SH SOLE 0 0 0 1268 IDEXX Laboratories, Inc COM 45168D104 496 1417 SH SOLE 0 0 0 1417 Intel Corporation COM 458140100 453 12133 SH SOLE 0 0 0 12133 International Business Machine COM 459200101 591 4190 SH SOLE 0 0 0 4190 Invesco DWA Basic Materials ET COM 46137V704 250 3471 SH SOLE 0 0 0 3471 Invesco DWA Consumer Cyclicals COM 46137V803 638 10523 SH SOLE 0 0 0 10523 Invesco DWA Consumer Staples E COM 46137V886 436 5559 SH SOLE 0 0 0 5559 Invesco DWA Financial ETF COM 46137V860 669 16887 SH SOLE 0 0 0 16887 Invesco DWA Healthcare ETF COM 46137V852 1039 9056 SH SOLE 0 0 0 9056 Invesco DWA Industrials ETF COM 46137V845 747 9255 SH SOLE 0 0 0 9255 Invesco DWA Technology ETF COM 46137V811 1354 12490 SH SOLE 0 0 0 12490 Invesco DWA Utilities ETF COM 46137V795 317 9241 SH SOLE 0 0 0 9241 Invesco Dynamic Biotech & Geno COM 46137V787 395 6858 SH SOLE 0 0 0 6858 Invesco ETF Dynamic Buyback Ac COM 46137V308 505 6517 SH SOLE 0 0 0 6517 Invesco Global Listed Private COM 46137V589 545 55538 SH SOLE 0 0 0 55538 Invesco Preferred ETF COM 46138E511 323 26239 SH SOLE 0 0 0 26239 Invesco QQQ ETF COM 46090E103 1991 7106 SH SOLE 0 0 0 7106 Invesco S&P 500 Equal Weight C COM 46137V381 2446 22846 SH SOLE 0 0 0 22846 Invesco S&P 500 Equal Weight C COM 46137Y609 1984 72869 SH SOLE 0 0 0 72869 Invesco S&P 500 Equal Weight C COM 46137V373 1523 9196 SH SOLE 0 0 0 9196 Invesco S&P 500 Equal Weight E COM 46137V365 1291 21001 SH SOLE 0 0 0 21001 Invesco S&P 500 Equal Weight F COM 46137V340 3071 57766 SH SOLE 0 0 0 57766 Invesco S&P 500 Equal Weight H COM 46137V332 3422 12777 SH SOLE 0 0 0 12777 Invesco S&P 500 Equal Weight I COM 46137V324 2509 15656 SH SOLE 0 0 0 15656 Invesco S&P 500 Equal Weight M COM 46137V316 800 5167 SH SOLE 0 0 0 5167 Invesco S&P 500 Equal Weight R COM 46137V290 854 25585 SH SOLE 0 0 0 25585 Invesco S&P 500 Equal Weight T COM 46137V282 6241 26409 SH SOLE 0 0 0 26409 Invesco S&P 500 Equal Weight U COM 46137V274 1099 9625 SH SOLE 0 0 0 9625 Invesco S&P 500 TOP 50 COM 46137V233 2808 9800 SH SOLE 0 0 0 9800 Invesco Senior Loan ETF COM 46138G508 346 17114 SH SOLE 0 0 0 17114 Invesco Variable Rate Pfd ETF COM 46138G870 267 12036 SH SOLE 0 0 0 12036 iShares 0-5 Year High Yield Co COM 46434v407 295 7287 SH SOLE 0 0 0 7287 iShares 1-3 Year Treasury Bond COM 464287457 832 10053 SH SOLE 0 0 0 10053 iShares 20 plus Year Treasury Bond COM 464287432 2395 20852 SH SOLE 0 0 0 20852 iShares 7-10 Year Treasury Bon COM 464287440 2264 22140 SH SOLE 0 0 0 22140 Ishares Core Dividend Growth E COM 46434V621 396 8314 SH SOLE 0 0 0 8314 iShares Core US Aggregate Bond COM 464287226 230 2263 SH SOLE 0 0 0 2263 iShares Gold Trust COM 464285204 1472 42909 SH SOLE 0 0 0 42909 iShares iBoxx High Yield Corpo COM 464288513 2159 29334 SH SOLE 0 0 0 29334 iShares iBoxx Investment Grade COM 464287242 2483 22568 SH SOLE 0 0 0 22568 iShares MSCI EAFE Index ETF COM 464287465 30 4809 SH SOLE 0 0 0 4809 iShares MSCI Eurozone ETF COM 464286608 380 10479 SH SOLE 0 0 0 10479 iShares MSCI Japan ETF COM 464286848 332 6299 SH SOLE 0 0 0 6299 iShares Russell 1000 Value ETF COM 464287598 225 1554 SH SOLE 0 0 0 1554 iShares Select Dividend ETF COM 464287168 1060 9010 SH SOLE 0 0 0 9010 iShares TIPS Bond ETF COM 464287176 2944 25849 SH SOLE 0 0 0 25849 Jack Henry & Associates, Inc. COM 426281101 1473 8186 SH SOLE 0 0 0 8186 Johnson & Johnson, Inc. COM 478160104 1942 10941 SH SOLE 0 0 0 10941 JPMorgan Chase & Co. COM 46625h100 930 8263 SH SOLE 0 0 0 8263 JPMorgan Diversified Return US COM 46641Q407 632 6915 SH SOLE 0 0 0 6915 JPMorgan Ultra Short Income ET COM 46641Q837 1511 30178 SH SOLE 0 0 0 30178 Kimberly-Clark Corporation COM 494368103 386 2861 SH SOLE 0 0 0 2861 Kinder Morgan, Inc COM 49456B101 619 36985 SH SOLE 0 0 0 36985 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 76 12172 SH SOLE 0 0 0 12172 Lockheed Martin Corporation COM 539830109 466 1084 SH SOLE 0 0 0 1084 Lowe's Companies, Inc. COM 548661107 699 4006 SH SOLE 0 0 0 4006 Magellan Midstream Partners, L COM 559080106 417 8742 SH SOLE 0 0 0 8742 Mastercard Incorporated COM 57636Q104 517 1640 SH SOLE 0 0 0 1640 McDonalds Corporation COM 580135101 1275 5168 SH SOLE 0 0 0 5168 Merck & Co, Inc COM 58933y105 616 6761 SH SOLE 0 0 0 6761 Mesa Air Group Inc COM 590479135 39 18030 SH SOLE 0 0 0 18030 Meta Matls Inc COM 59134N104 11 11000 SH SOLE 0 0 0 11000 Meta Platforms, Inc. COM 30303m102 637 3955 SH SOLE 0 0 0 3955 MFS CHARTER INCOME TR SH BEN I COM 552727109 63 10026 SH SOLE 0 0 0 10026 MFS INTER INCOME FD SH BEN INT COM 55273C107 39 13219 SH SOLE 0 0 0 13219 Microsoft Corporation COM 594918104 4902 19087 SH SOLE 0 0 0 19087 Nextera Energy Inc. COM 65339f101 303 3913 SH SOLE 0 0 0 3913 Norfolk Southern Corporation COM 655844108 612 2694 SH SOLE 0 0 0 2694 Nuveen Perferred Income Opport COM 67073B106 79 10389 SH SOLE 0 0 0 10389 NVIDIA Corporation COM 67066g104 1724 11376 SH SOLE 0 0 0 11376 Occidental Petroleum Corporati COM 674599105 503 8550 SH SOLE 0 0 0 8550 Oracle Corporation COM 68389X105 436 6247 SH SOLE 0 0 0 6247 O'Reilly Automotive, Inc. COM 67103h107 33268 52659 SH SOLE 0 0 0 52659 Paychex Inc COM 704326107 218 1921 SH SOLE 0 0 0 1921 Pepsico, Inc COM 713448108 1033 6199 SH SOLE 0 0 0 6199 Pfizer, Inc COM 717081103 750 14314 SH SOLE 0 0 0 14314 Philip Morris International In COM 718172109 253 2571 SH SOLE 0 0 0 2571 Phillips 66 COM 718546104 328 4009 SH SOLE 0 0 0 4009 Pimco Intrmediate Muni ETF COM 72201R866 314 6100 SH SOLE 0 0 0 6100 Planet 13 Holdings Inc COM 72706K101 51 45000 SH SOLE 0 0 0 45000 Proctor & Gamble Company COM 742718109 1375 9568 SH SOLE 0 0 0 9568 Qualcomm Inc. COM 747525103 1997 15634 SH SOLE 0 0 0 15634 Raytheon Technologies Co COM 75513E101 536 5583 SH SOLE 0 0 0 5583 Realty Income Corporation COM 756109104 456 6694 SH SOLE 0 0 0 6694 Schwab Emerging Markets ETF COM 808524706 418 16491 SH SOLE 0 0 0 16491 Schwab Intermediate Term US Tr COM 808524854 1400 27139 SH SOLE 0 0 0 27139 Schwab International Small Cap COM 808524888 424 13607 SH SOLE 0 0 0 13607 Schwab Short Term US Treasury COM 808524862 3421 69562 SH SOLE 0 0 0 69562 Schwab Strategic Trust US Divi COM 808524797 542 7572 SH SOLE 0 0 0 7572 Schwab Strategic US REIT ETF COM 808524847 296 14057 SH SOLE 0 0 0 14057 Schwab US Large Cap COM 808524300 438 7566 SH SOLE 0 0 0 7566 Schwab US TIPS ETF COM 808524870 1039 18635 SH SOLE 0 0 0 18635 Southern Company COM COM 842587107 1036 14533 SH SOLE 0 0 0 14533 SPDR Barclays Convertible Secu COM 78464A359 664 10296 SH SOLE 0 0 0 10296 SPDR Dow Jones Industrial Aver COM 78467x109 2085 6775 SH SOLE 0 0 0 6775 SPDR Gold Shares Trust COM 78463v107 827 4915 SH SOLE 0 0 0 4915 SPDR Intermediate Term Corpora COM 78464A375 1989 60978 SH SOLE 0 0 0 60978 SPDR S&P 500 ETF COM 78462f103 1038 2753 SH SOLE 0 0 0 2753 SPDR S&P 500 Growth ETF COM 78464A409 213 4086 SH SOLE 0 0 0 4086 SPDR S&P 500 Value ETF COM 78464A508 212 5760 SH SOLE 0 0 0 5760 SPDR Wells Fargo Preferred Sto COM 78464A292 227 6333 SH SOLE 0 0 0 6333 Starbucks Corporation COM 855244109 397 3895 SH SOLE 0 0 0 3895 Target Corporation COM 87612E106 256 1814 SH SOLE 0 0 0 1814 Tesla, Inc. COM 88160R101 1398 2076 SH SOLE 0 0 0 2076 Texas Instruments Inc COM 882508104 383 2498 SH SOLE 0 0 0 2498 The Coca-Cola Company COM 191216100 434 6906 SH SOLE 0 0 0 6906 The Kroger Company COM 501044101 298 6300 SH SOLE 0 0 0 6300 The Walt Disney Company COM 254687106 222 2353 SH SOLE 0 0 0 2353 United Parcel Service Cl B COM 911312106 489 2684 SH SOLE 0 0 0 2684 Unitedhealth Group, Inc. COM COM 91324P102 416 810 SH SOLE 0 0 0 810 US Bancorp COM 902973304 977 21246 SH SOLE 0 0 0 21246 Valero Energy Company COM 91913Y100 361 3397 SH SOLE 0 0 0 3397 Vanguard High Dividend Yield E COM 921946406 649 6391 SH SOLE 0 0 0 6391 VANGUARD INDEX FDS SM CP VAL E COM 922908611 334 2236 SH SOLE 0 0 0 2236 VANGUARD INDEX FDS VALUE ETF COM 922908744 702 5330 SH SOLE 0 0 0 5330 Vanguard Intermediate Term Bon COM 921937819 3108 40038 SH SOLE 0 0 0 40038 Vanguard International Dividen COM 921946810 350 5108 SH SOLE 0 0 0 5108 Vanguard Long Term Bond ETF COM 921937793 2351 29503 SH SOLE 0 0 0 29503 Vanguard REIT ETF COM 922908553 4324 47462 SH SOLE 0 0 0 47462 Vanguard Russell 2000 Index ET COM 92206C664 279 4093 SH SOLE 0 0 0 4093 Vanguard Russell1000 Value ETF COM 92206C714 205 3230 SH SOLE 0 0 0 3230 Vanguard S&P 500 ETF COM 922908363 1194 3442 SH SOLE 0 0 0 3442 Vanguard S&P Small Cap Value E COM 921932778 209 1359 SH SOLE 0 0 0 1359 Vanguard Short Term Corporate COM 92206C409 1976 25921 SH SOLE 0 0 0 25921 Vanguard Small-Cap ETF COM 922908751 606 3445 SH SOLE 0 0 0 3445 VANGUARD SPECIALIZED DIV APP E COM 921908844 407 2839 SH SOLE 0 0 0 2839 Vanguard Total Bond Market ETF COM 921937835 496 6600 SH SOLE 0 0 0 6600 Vanguard Total International E COM 921909768 226 4394 SH SOLE 0 0 0 4394 Vanguard Total Stock Market ET COM 922908769 4905 26009 SH SOLE 0 0 0 26009 Verizon Communications COM 92343v104 920 18136 SH SOLE 0 0 0 18136 Visa Inc. COM 92826c839 801 4072 SH SOLE 0 0 0 4072 Wal-Mart Stores Inc. COM 931142103 3503 28816 SH SOLE 0 0 0 28816 Weyerhaeuser Company COM 962166104 227 6880 SH SOLE 0 0 0 6880 WisdomTree International Small COM 97717w760 381 6532 SH SOLE 0 0 0 6532 WisdomTree Large-Cap Dividend COM 97717W307 385 6527 SH SOLE 0 0 0 6527 WisdomTree New Economy Rel Est COM 97717w331 331 18086 SH SOLE 0 0 0 18086 WP Carey, Inc. COM 92930Y107 200 2417 SH SOLE 0 0 0 2417