0001566414-20-000005.txt : 20201116 0001566414-20-000005.hdr.sgml : 20201116 20201116100754 ACCESSION NUMBER: 0001566414-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 201314336 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566414 XXXXXXXX 09-30-2020 09-30-2020 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 860-997-4160 Walter R Costenbader Concrd NC 11-16-2020 0 197 333405 false INFORMATION TABLE 2 signalpoint13f3q2020.xml 3M Company COM 88579Y101 1006 6282 SH SOLE 0 0 6282 Abbott Laboratories COM 002824100 696 6394 SH SOLE 0 0 6394 ABBVIE INC. COM COM 00287Y109 1002 11444 SH SOLE 0 0 11444 Alibaba Holdings Ltd. COM 01609w102 942 3204 SH SOLE 0 0 3204 AllianceBernstein Glob COM 01879r106 384 36562 SH SOLE 0 0 36562 Alphabet Inc. COM 38259p508 1555 1061 SH SOLE 0 0 1061 Alphabet, Inc Class C COM 02079k107 1844 1255 SH SOLE 0 0 1255 Amazon.com, Inc COM 023135106 4588 1457 SH SOLE 0 0 1457 American Express Compa COM 025816109 344 3431 SH SOLE 0 0 3431 Amgen Inc. COM 031162100 247 972 SH SOLE 0 0 972 Apple, Inc. COM COM 037833100 22097 190806 SH SOLE 0 0 190806 ARK Genomic Revolution COM 00214Q302 220 3450 SH SOLE 0 0 3450 ARK Innovation ETF COM 00214Q104 610 6628 SH SOLE 0 0 6628 AT&T Inc. COM 00206r102 994 34854 SH SOLE 0 0 34854 Baidu, Inc COM 056752108 384 3032 SH SOLE 0 0 3032 Bank Of America COM 060505104 977 40570 SH SOLE 0 0 40570 Baxter International, COM 071813109 229 2849 SH SOLE 0 0 2849 Berkshire Hathaway Inc COM 084670702 2014 9458 SH SOLE 0 0 9458 Boeing Company COM 097023105 541 3275 SH SOLE 0 0 3275 Bristol-Myers Sqibb Co COM 110122108 367 6081 SH SOLE 0 0 6081 Broadcom Inc COM 11135F200 219 176 SH SOLE 0 0 176 Caterpillar Inc COM 149123101 512 3431 SH SOLE 0 0 3431 Chevron Corporation COM 166764100 886 12305 SH SOLE 0 0 12305 Cisco Systems Inc. COM 17275r102 522 13259 SH SOLE 0 0 13259 Comcast Corporation COM 20030n101 378 8122 SH SOLE 0 0 8122 ConocoPhillips COM 20825C104 300 9132 SH SOLE 0 0 9132 CostCo Wholesale Corpo COM 22160K105 321 902 SH SOLE 0 0 902 CVS Health Corporation COM 126650100 207 3546 SH SOLE 0 0 3546 DNP SELECT INCOME FD C COM 23325p104 114 11345 SH SOLE 0 0 11345 Duke Energy Corporatio COM 26441C204 417 4705 SH SOLE 0 0 4705 Easton Pharmaceuticals COM 277774105 1 10000 SH SOLE 0 0 10000 Edwards Lifesciences, COM 28176e108 529 6633 SH SOLE 0 0 6633 Emerson Electric Compa COM 291011104 435 6631 SH SOLE 0 0 6631 Enterprise Products LP COM 293792107 227 14365 SH SOLE 0 0 14365 Exxon Mobil Corporatio COM 30231g102 727 21171 SH SOLE 0 0 21171 Facebook, Inc. COM 30303m102 1153 4402 SH SOLE 0 0 4402 Fastenal Compamy COM 311900104 332 7360 SH SOLE 0 0 7360 First Bancshares, Inc COM 318687100 1973 143502 SH SOLE 0 0 143502 First Trust Active Fac COM 33740F821 293 14476 SH SOLE 0 0 14476 First Trust Asia Pacif COM 33737J109 1198 45084 SH SOLE 0 0 45084 First Trust Capital St COM 33733E108 990 15652 SH SOLE 0 0 15652 First Trust Developed COM 33738R787 786 16573 SH SOLE 0 0 16573 First Trust Dow Intern COM 33733E302 220 1168 SH SOLE 0 0 1168 First Trust Dow Jones COM 33734x200 346 19395 SH SOLE 0 0 19395 First Trust Emerging M COM 33737J182 969 44772 SH SOLE 0 0 44772 First Trust Enhanced S COM 33739Q408 673 11214 SH SOLE 0 0 11214 First Trust ETF AlphaD COM 33734X176 1660 18255 SH SOLE 0 0 18255 First Trust ETF AlphaD COM 33734X143 992 10472 SH SOLE 0 0 10472 First Trust ETF AlphaD COM 33734X135 612 24111 SH SOLE 0 0 24111 First Trust ETF AlphaD COM 33734X101 566 13293 SH SOLE 0 0 13293 First Trust ETF AlphaD COM 33734X150 545 13316 SH SOLE 0 0 13316 First Trust ETF AlphaD COM 33734X119 364 7565 SH SOLE 0 0 7565 First Trust ETF AlphaD COM 33734X127 130 23183 SH SOLE 0 0 23183 First Trust Europe Alp COM 33737J117 1232 37082 SH SOLE 0 0 37082 First Trust Japan Alph COM 33737J158 910 18648 SH SOLE 0 0 18648 First Trust Large Cap COM 33735K108 1313 15637 SH SOLE 0 0 15637 First Trust Large Cap COM 33738R761 789 32925 SH SOLE 0 0 32925 First Trust Latin Amer COM 33737J125 616 41603 SH SOLE 0 0 41603 First Trust Low Durati COM 33739Q200 644 12463 SH SOLE 0 0 12463 First Trust Mgd Muni E COM 33739N108 234 4210 SH SOLE 0 0 4210 First Trust Mid Cap US COM 33738R753 649 33104 SH SOLE 0 0 33104 First Trust North Amer COM 33738d101 455 23900 SH SOLE 0 0 23900 First Trust NYSE Arca COM 33733E203 1513 9618 SH SOLE 0 0 9618 First Trust Small Cap COM 33738R746 492 26740 SH SOLE 0 0 26740 First Trust TCW Opport COM 33740F805 1563 28396 SH SOLE 0 0 28396 First Trust Value Divi COM 33734H106 674 21411 SH SOLE 0 0 21411 FlexShares Ready Acces COM 33939L886 341 4469 SH SOLE 0 0 4469 Ford Motor Company COM 345370860 170 25506 SH SOLE 0 0 25506 General Electric Compa COM 369604103 88 14113 SH SOLE 0 0 14113 General Motors Co. COM 37045v100 203 6850 SH SOLE 0 0 6850 Hershey Company COM 427866108 207 1441 SH SOLE 0 0 1441 Home Depot, Inc. COM COM 437076102 355 1279 SH SOLE 0 0 1279 IDEXX Laboratories, In COM 45168D104 537 1365 SH SOLE 0 0 1365 Intel Corporation COM 458140100 687 13260 SH SOLE 0 0 13260 International Business COM 459200101 484 3980 SH SOLE 0 0 3980 Invesco DWA Consumer C COM 46137V803 754 11852 SH SOLE 0 0 11852 Invesco DWA Consumer S COM 46137V886 432 5684 SH SOLE 0 0 5684 Invesco DWA Financial COM 46137V860 666 17932 SH SOLE 0 0 17932 Invesco DWA Healthcare COM 46137V852 1318 9697 SH SOLE 0 0 9697 Invesco DWA Industrial COM 46137V845 773 10143 SH SOLE 0 0 10143 Invesco DWA Technology COM 46137V811 1490 13541 SH SOLE 0 0 13541 Invesco DWA Utilities COM 46137V795 277 9394 SH SOLE 0 0 9394 Invesco Dynamic Biotec COM 46137V787 379 6688 SH SOLE 0 0 6688 Invesco ETF Dynamic Bu COM 46137V308 442 7339 SH SOLE 0 0 7339 Invesco Global Listed COM 46137V589 841 77347 SH SOLE 0 0 77347 Invesco Preferred ETF COM 46138E511 404 27423 SH SOLE 0 0 27423 Invesco QQQ ETF COM 46090E103 1357 4883 SH SOLE 0 0 4883 Invesco S&P 500 Equal COM 46137V282 7633 36233 SH SOLE 0 0 36233 Invesco S&P 500 Equal COM 46137V332 4401 18688 SH SOLE 0 0 18688 Invesco S&P 500 Equal COM 46137V340 3701 97154 SH SOLE 0 0 97154 Invesco S&P 500 Equal COM 46137V381 3437 33399 SH SOLE 0 0 33399 Invesco S&P 500 Equal COM 46137V324 3298 24470 SH SOLE 0 0 24470 Invesco S&P 500 Equal COM 46137Y609 2618 97252 SH SOLE 0 0 97252 Invesco S&P 500 Equal COM 46137V373 2011 14066 SH SOLE 0 0 14066 Invesco S&P 500 Equal COM 46137V274 1332 14111 SH SOLE 0 0 14111 Invesco S&P 500 Equal COM 46137V290 999 38648 SH SOLE 0 0 38648 Invesco S&P 500 Equal COM 46137V316 929 7946 SH SOLE 0 0 7946 Invesco S&P 500 Equal COM 46137V365 705 31321 SH SOLE 0 0 31321 Invesco S&P 500 Pure G COM 46137V266 414 2920 SH SOLE 0 0 2920 Invesco S&P 500 TOP 50 COM 46137V233 3108 11865 SH SOLE 0 0 11865 Invesco Senior Loan ET COM 46138G508 377 17347 SH SOLE 0 0 17347 iShares 0-5 Year High COM 46434v407 372 8459 SH SOLE 0 0 8459 iShares 1-3 Year Treas COM 464287457 1021 11804 SH SOLE 0 0 11804 iShares 20 plus Year Treas COM 464287432 4073 24946 SH SOLE 0 0 24946 iShares 7-10 Year Trea COM 464287440 3492 28664 SH SOLE 0 0 28664 Ishares Core Dividend COM 46434V621 307 7705 SH SOLE 0 0 7705 iShares Gold Trust COM 464285105 1614 89722 SH SOLE 0 0 89722 iShares iBoxx High Yie COM 464288513 3558 42410 SH SOLE 0 0 42410 iShares iBoxx Investme COM 464287242 4147 30787 SH SOLE 0 0 30787 iShares MSCI EAFE Inde COM 464287465 292 4585 SH SOLE 0 0 4585 iShares MSCI Eurozone COM 464286608 414 10925 SH SOLE 0 0 10925 iShares MSCI Japan ETF COM 464286848 390 6608 SH SOLE 0 0 6608 iShares MSCI Pacific E COM 464286665 214 5270 SH SOLE 0 0 5270 iShares Select Dividen COM 464287168 640 7848 SH SOLE 0 0 7848 iShares TIPS Bond ETF COM 464287176 3644 28807 SH SOLE 0 0 28807 Jack Henry & Associate COM 426281101 990 6084 SH SOLE 0 0 6084 Johnson & Johnson, Inc COM 478160104 1536 10314 SH SOLE 0 0 10314 JPMorgan Chase & Co. COM 46625h100 597 6198 SH SOLE 0 0 6198 JPMorgan Diversified R COM 46641Q407 639 8635 SH SOLE 0 0 8635 JPMorgan Ultra Short I COM 46641Q837 1977 38921 SH SOLE 0 0 38921 Kimberly-Clark Corpora COM 494368103 352 2387 SH SOLE 0 0 2387 Kinder Morgan, Inc COM 49456B101 465 37686 SH SOLE 0 0 37686 LIBERTY ALL STAR EQ FD COM 530158104 87 14547 SH SOLE 0 0 14547 Lockheed Martin Corpor COM 539830109 306 798 SH SOLE 0 0 798 Lowe's Companies, Inc. COM 548661107 429 2589 SH SOLE 0 0 2589 Magellan Midstream Par COM 559080106 319 9324 SH SOLE 0 0 9324 Market Vectors Gold Mi COM 57060u100 1051 26846 SH SOLE 0 0 26846 Mastercard Incorporate COM 57636Q104 619 1829 SH SOLE 0 0 1829 McDonalds Corporation COM 580135101 1133 5160 SH SOLE 0 0 5160 Merck & Co, Inc COM 58933y105 512 6170 SH SOLE 0 0 6170 MFS INTER INCOME FD SH COM 55273C107 47 12534 SH SOLE 0 0 12534 Microsoft Corporation COM 594918104 4711 22400 SH SOLE 0 0 22400 Netflix, Inc. COM 64110L106 545 1090 SH SOLE 0 0 1090 Newmont Corporation COM 651639106 458 7222 SH SOLE 0 0 7222 Nextera Energy Inc. COM 65339f101 251 903 SH SOLE 0 0 903 Novartis AG COM 66987v109 222 2551 SH SOLE 0 0 2551 NVIDIA Corporation COM 67066g104 282 520 SH SOLE 0 0 520 Oracle Corporation COM 68389X105 398 6669 SH SOLE 0 0 6669 O'Reilly Automotive, I COM 67103h107 25017 54258 SH SOLE 0 0 54258 Pepsico, Inc COM 713448108 831 5993 SH SOLE 0 0 5993 Pfizer, Inc COM 717081103 520 14159 SH SOLE 0 0 14159 Philip Morris Internat COM 718172109 230 3067 SH SOLE 0 0 3067 Phillips 66 COM 718546104 241 4643 SH SOLE 0 0 4643 Planet 13 Holdings Inc COM 72706K101 57 20000 SH SOLE 0 0 20000 PotNetwork Holdings COM 737636209 1 34000 SH SOLE 0 0 34000 Proctor & Gamble Compa COM 742718109 1331 9576 SH SOLE 0 0 9576 Qualcomm Inc. COM 747525103 1720 14615 SH SOLE 0 0 14615 Raytheon Technologies COM 75513E101 251 4369 SH SOLE 0 0 4369 Realty Income Corporat COM 756109104 369 6076 SH SOLE 0 0 6076 Schwab Intermediate Te COM 808524854 2260 38510 SH SOLE 0 0 38510 Schwab Short Term US T COM 808524862 4826 93710 SH SOLE 0 0 93710 Schwab Strategic Trust COM 808524797 393 7104 SH SOLE 0 0 7104 Schwab US Large Cap COM 808524300 471 4087 SH SOLE 0 0 4087 Schwab US TIPS ETF COM 808524870 455 7377 SH SOLE 0 0 7377 Social Capital Hedosop COM G8251K123 266 19305 SH SOLE 0 0 19305 Southern Company COM COM 842587107 987 18203 SH SOLE 0 0 18203 SPDR Barclays Converti COM 78464A359 998 14488 SH SOLE 0 0 14488 SPDR Bloomberg Barclay COM 78464A375 478 12995 SH SOLE 0 0 12995 SPDR Dow Jones Industr COM 78467x109 1782 6423 SH SOLE 0 0 6423 SPDR Gold Shares Trust COM 78463v107 732 4133 SH SOLE 0 0 4133 SPDR Nuveen Bloomberg COM 78468R739 206 4139 SH SOLE 0 0 4139 SPDR S&P 500 ETF COM 78462f103 591 1766 SH SOLE 0 0 1766 SPDR S&P 500 Growth ET COM 78464A409 242 4826 SH SOLE 0 0 4826 SPDR S&P 500 Value ETF COM 78464A508 212 7012 SH SOLE 0 0 7012 SPDR Wells Fargo Prefe COM 78464A292 389 8938 SH SOLE 0 0 8938 Starbucks Corporation COM 855244109 314 3652 SH SOLE 0 0 3652 Target Corporation COM 87612E106 234 1485 SH SOLE 0 0 1485 TELEPHONE & DATA SYS 6 COM 879433845 371 14538 SH SOLE 0 0 14538 Tesla, Inc. COM 88160R101 646 1506 SH SOLE 0 0 1506 Texas Instruments Inc COM 882508104 342 2398 SH SOLE 0 0 2398 The Clorox Company COM 189054109 231 1099 SH SOLE 0 0 1099 The Coca-Cola Company COM 191216100 345 6989 SH SOLE 0 0 6989 The Kroger Company COM 501044101 214 6300 SH SOLE 0 0 6300 The Walt Disney Compan COM 254687106 323 2607 SH SOLE 0 0 2607 United Parcel Service COM 911312106 399 2395 SH SOLE 0 0 2395 Unitedhealth Group, In COM 91324P102 208 667 SH SOLE 0 0 667 US Bancorp COM 902973304 845 23566 SH SOLE 0 0 23566 VanEck Investment Grad COM 92189F486 205 8146 SH SOLE 0 0 8146 Vanguard High Dividend COM 921946406 530 6548 SH SOLE 0 0 6548 Vanguard Intermediate COM 921937819 3949 42246 SH SOLE 0 0 42246 Vanguard Long Term Bon COM 921937793 3537 34626 SH SOLE 0 0 34626 Vanguard REIT ETF COM 922908553 5123 64887 SH SOLE 0 0 64887 Vanguard S&P 500 ETF COM 922908363 681 2214 SH SOLE 0 0 2214 Vanguard Short Term Co COM 92206C409 1841 22216 SH SOLE 0 0 22216 Vanguard Total Bond Ma COM 921937835 397 4505 SH SOLE 0 0 4505 Vanguard Total Stock M COM 922908769 3770 22134 SH SOLE 0 0 22134 Verizon Communications COM 92343v104 855 14365 SH SOLE 0 0 14365 Visa Inc. COM 92826c839 665 3327 SH SOLE 0 0 3327 Wal-Mart Stores Inc. COM 931142103 4003 28614 SH SOLE 0 0 28614 WisdomTree DEFA Equity COM 97717w802 219 6664 SH SOLE 0 0 6664 WisdomTree Emerging Mr COM 97717w315 325 9213 SH SOLE 0 0 9213 WisdomTree Global ex-U COM 97717w331 756 31119 SH SOLE 0 0 31119 WisdomTree Internation COM 97717w760 403 6734 SH SOLE 0 0 6734 WisdomTree Internation COM 97717W778 379 6784 SH SOLE 0 0 6784 WisdomTree Large-Cap D COM 97717W307 419 4314 SH SOLE 0 0 4314 WisdomTree Mid-Cap Div COM 97717w505 356 12301 SH SOLE 0 0 12301 WisdomTree Small-Cap D COM 97717w604 301 14280 SH SOLE 0 0 14280