0001566414-19-000004.txt : 20191018 0001566414-19-000004.hdr.sgml : 20191018 20191018122618 ACCESSION NUMBER: 0001566414-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 EFFECTIVENESS DATE: 20191018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC CENTRAL INDEX KEY: 0001566414 IRS NUMBER: 262727476 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15113 FILM NUMBER: 191157237 BUSINESS ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 BUSINESS PHONE: 417-869-9980 MAIL ADDRESS: STREET 1: 1201 E. WALNUT STREET CITY: SPRINGFIELD STATE: MO ZIP: 65802 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001566414 XXXXXXXX 09-30-2019 09-30-2019 SignalPoint Asset Management, LLC

1201 E. WALNUT STREET SPRINGFIELD MO 65802

13F HOLDINGS REPORT 028-15113 N Walter R Costenbader 8609974160 Walter R Costenbader Concord NC 10-18-2019 0 216 225027 false INFORMATION TABLE 2 signalpoint13f3q2019.xml 3M Company COM 88579Y101 585 3560 SH SOLE 0 0 585 AAR Corporation COM 000361105 304 7373 SH SOLE 0 0 304 Abbott Laboratories COM 002824100 470 5612 SH SOLE 0 0 470 ABBVIE INC. COM COM 00287Y109 639 8439 SH SOLE 0 0 639 Alaska Air Group Inc COM 011659109 344 5296 SH SOLE 0 0 344 Alerian MLP ETF COM 00162Q866 447 48893 SH SOLE 0 0 447 Alibaba Holdings Ltd. ADR COM 01609w102 739 4417 SH SOLE 0 0 739 Allegheny Technologies Inc COM 01741R102 286 14106 SH SOLE 0 0 286 AllianceBernstein Global High COM 01879r106 359 29967 SH SOLE 0 0 359 Alphabet Inc. COM 38259p508 1264 1035 SH SOLE 0 0 1264 Alphabet, Inc Class C COM 02079k107 1337 1097 SH SOLE 0 0 1337 Amazon.com, Inc COM 023135106 3710 2137 SH SOLE 0 0 3710 American Express Company COM 025816109 339 2863 SH SOLE 0 0 339 Apple, Inc. COM COM 037833100 11787 52627 SH SOLE 0 0 11787 Arconic Inc COM 03965L100 331 12715 SH SOLE 0 0 331 AT&T Inc. COM 00206r102 1085 28675 SH SOLE 0 0 1085 Athene Holding Ltd COM G0684D107 370 8794 SH SOLE 0 0 370 Baidu, Inc COM 056752108 671 6526 SH SOLE 0 0 671 Bank Of America COM 060505104 1186 40644 SH SOLE 0 0 1186 Baxter International, Inc. COM 071813109 267 3050 SH SOLE 0 0 267 Berkshire Hathaway Inc COM 084670702 2406 11567 SH SOLE 0 0 2406 Boeing Company COM 097023105 1109 2914 SH SOLE 0 0 1109 Boyd Gaming Corp COM 103304101 396 16521 SH SOLE 0 0 396 Bridgegate Pictures Corporatio COM 10806K100 1 14300 SH SOLE 0 0 1 Bristol-Myers Sqibb Company COM 110122108 263 5185 SH SOLE 0 0 263 Caterpillar Inc COM 149123101 422 3339 SH SOLE 0 0 422 CF Industries Holdings, Inc. COM 125269100 461 9362 SH SOLE 0 0 461 Chevron Corporation COM 166764100 1285 10837 SH SOLE 0 0 1285 Cisco Systems Inc. COM 17275r102 605 12251 SH SOLE 0 0 605 Comcast Corporation COM 20030n101 300 6648 SH SOLE 0 0 300 Commercial Metals Company COM 201723103 262 15055 SH SOLE 0 0 262 ConocoPhillips COM 20825C104 632 11090 SH SOLE 0 0 632 CostCo Wholesale Corporation COM 22160K105 280 973 SH SOLE 0 0 280 CVS Health Corporation COM 126650100 242 3840 SH SOLE 0 0 242 Dine Brands Global COM 254423106 293 3862 SH SOLE 0 0 293 DMC Global Inc COM 23291C103 222 5038 SH SOLE 0 0 222 DNP SELECT INCOME FD COM COM 23325p104 144 11211 SH SOLE 0 0 144 Duke Energy Corporation COM 26441C204 370 3856 SH SOLE 0 0 370 Easton Pharmaceuticals Inc. COM 277774105 1 10000 SH SOLE 0 0 1 Edwards Lifesciences, Inc. COM 28176e108 478 2175 SH SOLE 0 0 478 Emerson Electric Company COM 291011104 371 5551 SH SOLE 0 0 371 Enterprise Products LP COM 293792107 207 7250 SH SOLE 0 0 207 ETFs Physical Precious Metals COM 26922W109 367 5059 SH SOLE 0 0 367 Exxon Mobil Corporation COM 30231g102 1411 19982 SH SOLE 0 0 1411 Facebook, Inc. COM 30303m102 782 4394 SH SOLE 0 0 782 Fastenal Compamy COM 311900104 250 7660 SH SOLE 0 0 250 First Bancshares, Inc COM 318687100 2082 142138 SH SOLE 0 0 2082 First Trust Asia Pacific Ex-Ja COM 33737J109 1369 49853 SH SOLE 0 0 1369 First Trust Dow Jones Global S COM 33734x200 278 12139 SH SOLE 0 0 278 First Trust Emerging Markets A COM 33737J182 1145 48635 SH SOLE 0 0 1145 First Trust ETF AlphaDEX Consu COM 33734X101 589 14019 SH SOLE 0 0 589 First Trust ETF AlphaDEX Consu COM 33734X119 417 8629 SH SOLE 0 0 417 First Trust ETF AlphaDEX Energ COM 33734X127 250 25452 SH SOLE 0 0 250 First Trust ETF AlphaDEX Finan COM 33734X135 843 26492 SH SOLE 0 0 843 First Trust ETF AlphaDEX Healt COM 33734X143 807 10901 SH SOLE 0 0 807 First Trust ETF AlphaDEX Indus COM 33734X150 584 13958 SH SOLE 0 0 584 First Trust ETF AlphaDEX Techn COM 33734X176 1277 19605 SH SOLE 0 0 1277 First Trust Europe AlphaDEX ET COM 33737J117 1258 36596 SH SOLE 0 0 1258 First Trust Japan AlphaDEX ETF COM 33737J158 1028 21472 SH SOLE 0 0 1028 First Trust Latin America Alph COM 33737J125 964 47203 SH SOLE 0 0 964 First Trust North American Ene COM 33738d101 467 18244 SH SOLE 0 0 467 First Trust NYSE Arca Biotech COM 33733e203 1420 11474 SH SOLE 0 0 1420 First Trust Preferred Securiti COM 33739E108 199 10108 SH SOLE 0 0 199 First Trust US Equity Opportun COM 336920103 1238 16331 SH SOLE 0 0 1238 FlexShares Ready Access Variab COM 33939L886 1123 14803 SH SOLE 0 0 1123 Ford Motor Company COM 345370860 193 21017 SH SOLE 0 0 193 General Electric Company COM 369604103 152 17010 SH SOLE 0 0 152 General Motors Co. COM 37045v100 251 6688 SH SOLE 0 0 251 Go Daddy Group Inc COM 380237107 320 4850 SH SOLE 0 0 320 Graniteshares Gold ETF COM 38748G101 320 21747 SH SOLE 0 0 320 Helmerich & Payne, Inc COM 423452101 213 5312 SH SOLE 0 0 213 Hershey Company COM 427866108 223 1440 SH SOLE 0 0 223 Hilton Worldwide Hld COM 43300A203 392 4208 SH SOLE 0 0 392 HollyFrontier Corporation COM 436106108 340 6340 SH SOLE 0 0 340 Home Depot, Inc. COM COM 437076102 236 1018 SH SOLE 0 0 236 IDEXX Laboratories, Inc COM 45168D104 366 1345 SH SOLE 0 0 366 II-VI, Inc COM 902104108 247 7011 SH SOLE 0 0 247 Imax Corp COM 45245E109 327 14877 SH SOLE 0 0 327 Intel Corporation COM 458140100 830 16106 SH SOLE 0 0 830 International Business Machine COM 459200101 553 3805 SH SOLE 0 0 553 Invesco DWA Basic Materials ET COM 46137V704 225 3859 SH SOLE 0 0 225 Invesco DWA Consumer Cyclicals COM 46137V803 593 11250 SH SOLE 0 0 593 Invesco DWA Consumer Staples E COM 46137V886 416 5769 SH SOLE 0 0 416 Invesco DWA Financial ETF COM 46137V860 668 17835 SH SOLE 0 0 668 Invesco DWA Healthcare ETF COM 46137V852 783 10013 SH SOLE 0 0 783 Invesco DWA Industrials ETF COM 46137V845 628 9582 SH SOLE 0 0 628 Invesco DWA Technology ETF COM 46137V811 976 14229 SH SOLE 0 0 976 Invesco DWA Utilities ETF COM 46137V795 335 9566 SH SOLE 0 0 335 Invesco Dynamic Biotech & Geno COM 46137V787 316 6681 SH SOLE 0 0 316 Invesco ETF Dynamic Buyback Ac COM 46137V308 559 8940 SH SOLE 0 0 559 Invesco Financial Preferred ET COM 46137V621 301 16018 SH SOLE 0 0 301 Invesco Global Listed Private COM 46137V589 1038 87844 SH SOLE 0 0 1038 Invesco Preferred ETF COM 46138E511 316 21061 SH SOLE 0 0 316 Invesco QQQ ETF COM 46090E103 611 3234 SH SOLE 0 0 611 Invesco S&P 500 Equal Weight C COM 46137Y609 2881 115740 SH SOLE 0 0 2881 Invesco S&P 500 Equal Weight C COM 46137V381 3931 37624 SH SOLE 0 0 3931 Invesco S&P 500 Equal Weight C COM 46137V373 2522 17966 SH SOLE 0 0 2522 Invesco S&P 500 Equal Weight E COM 46137V365 1525 34354 SH SOLE 0 0 1525 Invesco S&P 500 Equal Weight F COM 46137V340 4791 109760 SH SOLE 0 0 4791 Invesco S&P 500 Equal Weight H COM 46137V332 4552 23228 SH SOLE 0 0 4552 Invesco S&P 500 Equal Weight I COM 46137V324 3702 29278 SH SOLE 0 0 3702 Invesco S&P 500 Equal Weight M COM 46137V316 1104 10130 SH SOLE 0 0 1104 Invesco S&P 500 Equal Weight R COM 46137V290 1325 41607 SH SOLE 0 0 1325 Invesco S&P 500 Equal Weight T COM 46137V282 8147 45557 SH SOLE 0 0 8147 Invesco S&P 500 Equal Weight U COM 46137V274 1778 16675 SH SOLE 0 0 1778 Invesco S&P 500 Pure Growth ET COM 46137V266 325 2743 SH SOLE 0 0 325 Invesco S&P 500 TOP 50 COM 46137V233 3480 16383 SH SOLE 0 0 3480 Invesco S&P Smallcap Low Volit COM 73937B639 204 4165 SH SOLE 0 0 204 Invesco Senior Loan ETF COM 46138G508 280 12398 SH SOLE 0 0 280 iShares 0-5 Year High Yield Co COM 46434v407 370 7968 SH SOLE 0 0 370 iShares 1-3 Year Treasury Bond COM 464287457 1168 13765 SH SOLE 0 0 1168 iShares 20 plus Year Treasury Bond COM 464287432 3398 23748 SH SOLE 0 0 3398 iShares 7-10 Year Treasury Bon COM 464287440 2961 26330 SH SOLE 0 0 2961 Ishares Core Dividend Growth E COM 46434V621 280 7165 SH SOLE 0 0 280 iShares Emerging Mkts Min Vola COM 464286533 454 7950 SH SOLE 0 0 454 iShares Gold Trust COM 464285105 1500 106358 SH SOLE 0 0 1500 iShares iBoxx High Yield Corpo COM 464288513 2988 34280 SH SOLE 0 0 2988 iShares iBoxx Investment Grade COM 464287242 3580 28084 SH SOLE 0 0 3580 iShares MSCI EAFE Index ETF COM 464287465 300 4593 SH SOLE 0 0 300 iShares MSCI Eurozone ETF COM 464286608 436 11202 SH SOLE 0 0 436 iShares MSCI Japan ETF COM 464286848 391 6893 SH SOLE 0 0 391 iShares MSCI Pacific Ex-Japan COM 464286665 259 5801 SH SOLE 0 0 259 iShares Select Dividend ETF COM 464287168 327 3203 SH SOLE 0 0 327 iShares TIPS Bond ETF COM 464287176 3034 26091 SH SOLE 0 0 3034 Jack Henry & Associates, Inc. COM 426281101 928 6355 SH SOLE 0 0 928 Jetblue Airways Corp. COM COM 477143101 330 19697 SH SOLE 0 0 330 Johnson & Johnson, Inc. COM 478160104 1229 9499 SH SOLE 0 0 1229 JPMorgan Chase & Co. COM 46625h100 613 5207 SH SOLE 0 0 613 JPMorgan Diversified Return US COM 46641Q407 553 7285 SH SOLE 0 0 553 JPMorgan Ultra Short Income ET COM 46641Q837 2257 44757 SH SOLE 0 0 2257 KEMET Corporation COM 488360207 352 19378 SH SOLE 0 0 352 Kimberly-Clark Corporation COM 494368103 329 2314 SH SOLE 0 0 329 Kinder Morgan, Inc COM 49456B101 779 37783 SH SOLE 0 0 779 Leggett & Platt, Inc COM 524660107 211 5165 SH SOLE 0 0 211 LIBERTY ALL STAR EQ FD SH BEN COM 530158104 91 14275 SH SOLE 0 0 91 Lockheed Martin Corporation COM 539830109 298 764 SH SOLE 0 0 298 Lowe's Companies, Inc. COM 548661107 329 2994 SH SOLE 0 0 329 Magellan Midstream Partners, L COM 559080106 569 8588 SH SOLE 0 0 569 Mastercard Incorporated COM 57636Q104 476 1753 SH SOLE 0 0 476 McDonalds Corporation COM 580135101 1018 4743 SH SOLE 0 0 1018 Merck & Co, Inc COM 58933y105 514 6102 SH SOLE 0 0 514 MFS INTER INCOME FD SH BEN INT COM 55273C107 46 12135 SH SOLE 0 0 46 Microsoft Corporation COM 594918104 4244 30524 SH SOLE 0 0 4244 Mosaic Company COM 61945c103 200 9773 SH SOLE 0 0 200 Netflix, Inc. COM 64110L106 291 1089 SH SOLE 0 0 291 Nextera Energy Inc. COM 65339f101 260 1114 SH SOLE 0 0 260 NMI Holdings Inc COM 629209305 976 37153 SH SOLE 0 0 976 OneOk Inc. COM 682680103 228 3093 SH SOLE 0 0 228 Oracle Corporation COM 68389X105 388 7053 SH SOLE 0 0 388 O'Reilly Automotive, Inc. COM 67103h107 21554 54086 SH SOLE 0 0 21554 Pacira Biosciences Inc COM 695127100 279 7321 SH SOLE 0 0 279 Pepsico, Inc COM 713448108 765 5579 SH SOLE 0 0 765 Pfizer, Inc COM 717081103 407 11339 SH SOLE 0 0 407 Philip Morris International In COM 718172109 206 2715 SH SOLE 0 0 206 Phillips 66 COM 718546104 473 4624 SH SOLE 0 0 473 Pilgrims Pride Corp COM 72147K108 360 11233 SH SOLE 0 0 360 PotNetwork Holdings COM 737636209 1 34000 SH SOLE 0 0 1 Proctor & Gamble Company COM 742718109 1105 8882 SH SOLE 0 0 1105 Qualcomm Inc. COM 747525103 1145 15015 SH SOLE 0 0 1145 Realty Income Corporation COM 756109104 401 5228 SH SOLE 0 0 401 Schwab Emerging Markets ETF COM 808524706 396 15763 SH SOLE 0 0 396 Schwab Fundamental US Large Co COM 808524771 1064 26913 SH SOLE 0 0 1064 Schwab Intermediate Term US Tr COM 808524854 1643 29573 SH SOLE 0 0 1643 Schwab Short Term US Treasury COM 808524862 4040 79861 SH SOLE 0 0 4040 Schwab Strategic Trust US Divi COM 808524797 330 6032 SH SOLE 0 0 330 Schwab Strategic US REIT ETF COM 808524847 359 7616 SH SOLE 0 0 359 Schwab US Aggregate Bond ETF COM 808524839 486 9017 SH SOLE 0 0 486 Schwab US Large Cap COM 808524300 285 3394 SH SOLE 0 0 285 Schwab US Mid Cap ETF COM 808524508 320 5653 SH SOLE 0 0 320 Schwab US Small Cap ETF COM 808524607 277 3971 SH SOLE 0 0 277 Schwab US TIPS ETF COM 808524870 414 7296 SH SOLE 0 0 414 Southern Company COM COM 842587107 1092 17680 SH SOLE 0 0 1092 SPDR Barclays Convertible Secu COM 78464A359 930 17734 SH SOLE 0 0 930 SPDR Dow Jones Industrial Aver COM 78467x109 941 3494 SH SOLE 0 0 941 SPDR Gold Shares Trust COM 78463v107 289 2082 SH SOLE 0 0 289 SPDR S&P 500 ETF COM 78462f103 449 1513 SH SOLE 0 0 449 SPDR S&P 500 Growth ETF COM 78464A409 853 21936 SH SOLE 0 0 853 SPDR S&P 500 Value ETF COM 78464A508 875 27378 SH SOLE 0 0 875 SPDR Wells Fargo Preferred Sto COM 78464A292 378 8565 SH SOLE 0 0 378 SS&C Technologies Hldg COM 78467J100 386 7487 SH SOLE 0 0 386 Starbucks Corporation COM 855244109 677 7655 SH SOLE 0 0 677 Strategic Education Inc COM 86272C103 266 1958 SH SOLE 0 0 266 T. Rowe Price Group, Inc. COM 74144T108 259 2270 SH SOLE 0 0 259 Texas Instruments Inc COM 882508104 307 2376 SH SOLE 0 0 307 The Coca-Cola Company COM 191216100 341 6269 SH SOLE 0 0 341 The Walt Disney Company COM 254687106 335 2570 SH SOLE 0 0 335 Travelers Companies Inc COM 89417E109 591 3975 SH SOLE 0 0 591 United Fire Group Inc COM 910331107 324 6886 SH SOLE 0 0 324 United Parcel Service Cl B COM 911312106 219 1829 SH SOLE 0 0 219 United Rentals Inc COM 911363109 398 3195 SH SOLE 0 0 398 United Technologies Corporatio COM 913017109 337 2468 SH SOLE 0 0 337 US Bancorp COM 902973304 1632 29489 SH SOLE 0 0 1632 Vanguard High Dividend Yield E COM 921946406 316 3557 SH SOLE 0 0 316 Vanguard Intermediate Term Bon COM 921937819 3371 38306 SH SOLE 0 0 3371 Vanguard Long Term Bond ETF COM 921937793 3204 31202 SH SOLE 0 0 3204 Vanguard Mid-Cap Value ETF COM 922908512 579 5120 SH SOLE 0 0 579 Vanguard REIT ETF COM 922908553 4800 51476 SH SOLE 0 0 4800 Vanguard S&P 500 ETF COM 922908363 209 768 SH SOLE 0 0 209 Vanguard S&P Small Cap Value E COM 921932778 281 2165 SH SOLE 0 0 281 Vanguard Short Term Corporate COM 92206C409 1634 20161 SH SOLE 0 0 1634 Vanguard Total Bond Market ETF COM 921937835 317 3755 SH SOLE 0 0 317 Vanguard Total Stock Market ET COM 922908769 3112 20612 SH SOLE 0 0 3112 Verizon Communications COM 92343v104 801 13269 SH SOLE 0 0 801 Visa Inc. COM 92826c839 669 3894 SH SOLE 0 0 669 Voya Financial, Inc COM 929089100 416 7646 SH SOLE 0 0 416 Wal-Mart Stores Inc. COM 931142103 3327 28031 SH SOLE 0 0 3327 Wells Fargo & Company NEW COM 949746101 211 4176 SH SOLE 0 0 211 Weyerhaeuser Company COM 962166104 213 7680 SH SOLE 0 0 213 WisdomTree DEFA Equity Fund ET COM 97717w802 250 6400 SH SOLE 0 0 250 WisdomTree Emerging Mrkt High COM 97717w315 368 8903 SH SOLE 0 0 368 WisdomTree Global ex-US REIT E COM 97717w331 761 26009 SH SOLE 0 0 761 WisdomTree International Mid-C COM 97717W778 380 6309 SH SOLE 0 0 380 WisdomTree International Small COM 97717w760 401 6307 SH SOLE 0 0 401 WisdomTree Large-Cap Dividend COM 97717W307 431 4348 SH SOLE 0 0 431 WisdomTree Mid-Cap Dividend ET COM 97717w505 406 11172 SH SOLE 0 0 406 WisdomTree Small-Cap Dividend COM 97717w604 373 13618 SH SOLE 0 0 373 X-tracker MSCI EAFE Hedged ETF COM 233051200 360 11144 SH SOLE 0 0 360