0001566414-15-000003.txt : 20150706
0001566414-15-000003.hdr.sgml : 20150703
20150706114348
ACCESSION NUMBER: 0001566414-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150706
DATE AS OF CHANGE: 20150706
EFFECTIVENESS DATE: 20150706
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SignalPoint Asset Management, LLC
CENTRAL INDEX KEY: 0001566414
IRS NUMBER: 262727476
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15113
FILM NUMBER: 15972513
BUSINESS ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
BUSINESS PHONE: 417-869-9980
MAIL ADDRESS:
STREET 1: 1201 E. WALNUT STREET
CITY: SPRINGFIELD
STATE: MO
ZIP: 65802
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001566414
XXXXXXXX
06-30-2015
06-30-2015
SignalPoint Asset Management, LLC
1201 E. WALNUT STREET
SPRINGFIELD
MO
65802
13F HOLDINGS REPORT
028-15113
N
Walter R Costenbader
Chief Compliance Officer
8609974160
Walter R Costenbadder
Springfield
MO
07-06-2015
0
241
6055459
false
INFORMATION TABLE
2
signalpoint13fq22015.xml
DUFF & PHELPS GLB UTL COM
ETF
26433c105
322
16326
SH
SOLE
0
0
16326
FIRST TRUST ETF ALPHADEX ASIA
ETF
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3380
108090
SH
SOLE
22689
0
85401
FIRST TRUST ETF ALPHADEX CONSM
ETF
33734X101
6913
185347
SH
SOLE
19383
0
165964
FIRST TRUST ETF ALPHADEX CONSU
ETF
33734X119
4546
101868
SH
SOLE
17842
0
84026
FIRST TRUST ETF ALPHADEX EMERG
ETF
33737J182
2604
117357
SH
SOLE
27653
0
89704
FIRST TRUST ETF ALPHADEX ENERG
ETF
33734X127
8463
401106
SH
SOLE
36127
0
364979
FIRST TRUST ETF ALPHADEX EUROP
ETF
33737J117
2605
84183
SH
SOLE
25293
0
58890
FIRST TRUST ETF ALPHADEX FINAN
ETF
33734X135
4347
184046
SH
SOLE
28976
0
155070
FIRST TRUST ETF ALPHADEX HEALT
ETF
33734X143
6689
99807
SH
SOLE
12198
0
87609
FIRST TRUST ETF ALPHADEX INDUS
ETF
33734X150
5627
180577
SH
SOLE
23283
0
157294
FIRST TRUST ETF ALPHADEX JAPAN
ETF
33737J158
2432
48693
SH
SOLE
15256
0
33437
FIRST TRUST ETF ALPHADEX LATIN
ETF
33737J125
1808
104670
SH
SOLE
30215
0
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FIRST TRUST ETF ALPHADEX MATER
ETF
33734X168
6590
207374
SH
SOLE
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0
187859
FIRST TRUST ETF ALPHADEX TECHN
ETF
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4534
126786
SH
SOLE
20314
0
106472
FIRST TRUST ETF ALPHADEX UTILI
ETF
33734X184
4852
205233
SH
SOLE
25647
0
179586
FIRST TRUST ETF DJ GLOBAL DIVI
ETF
33734x200
207
8173
SH
SOLE
0
0
8173
FIRST TRUST ETF NORTH AMER ENE
ETF
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SH
SOLE
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FIRST TRUST US LARGE CAP CORE
ETF
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FIRST TRUST VALUE LINE 100 TIM
ETF
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FIRST TRUST VALUE LINE 100 TIM
ETF
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DFND
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ETF
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ISHARES ETF 20+ YEAR TREASURY
ETF
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ISHARES ETF 7-10 YEAR TREASURY
ETF
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SOLE
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ISHARES ETF SHORT TERM TREASUR
ETF
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ETF
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SOLE
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25572
ISHARES GOLD TRUST ISHARES
ETF
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183057
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SOLE
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ISHARES IBOXX INVESTMENT GRAD
ETF
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ETF
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ETF
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OTR
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ISHARES MSCI EMU INDEX
ETF
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461
11945
SH
SOLE
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11945
ISHARES MSCI JAPAN INDEX
ETF
464286848
395
31533
SH
SOLE
0
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31533
ISHARES MSCI PACIFIC EX-JAPAN
ETF
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627
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ISHARES S&P LATIN AMERICA 40 I
ETF
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274
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SOLE
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ISHARES TR 0-5YR INVEST GRADE
ETF
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POWERSHARES ETF SENIOR LOAN PO
ETF
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SOLE
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POWERSHS DYNAMIC BASIC MATERIA
ETF
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SOLE
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POWERSHS DYNAMIC BIOTECH & GEN
ETF
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SOLE
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POWERSHS DYNAMIC CONSUMER DISC
ETF
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POWERSHS DYNAMIC CONSUMER STAP
ETF
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ETF
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ETF
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SOLE
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POWERSHS DYNAMIC HEALTHCARE SE
ETF
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SOLE
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ETF
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POWERSHS DYNAMIC TECHNOLOGY SE
ETF
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SOLE
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POWERSHS DYNAMIC UTILITIES SEC
ETF
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SOLE
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ETF
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SOLE
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POWERSHS FINANCIAL PREFERRED E
ETF
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OTR
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POWERSHS GLOBAL LISTED PRIVATE
ETF
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POWERSHS PREFERRED PORTFOLIO E
ETF
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SCHWAB U.S. TIPS ETF
ETF
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SOLE
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SELECT SECTOR SPDR TR SBI INT-
ETF
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2950
SH
SOLE
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SPDR BARCLAYS HIGH YIELD ETF
ETF
78464A417
1080
27547
SH
SOLE
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0
27547
SPDR BARCLAYS HIGH YIELD ETF
ETF
78464A417
54
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SH
DFND
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SPDR ETF CONVERTIBLE SECURITIE
ETF
78464A359
282
5912
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5912
SPDR S&P 500 ETF TRUST UNIT
ETF
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1078
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SOLE
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1078
SPDR S&P 500 ETF TRUST UNIT
ETF
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72
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SH
OTR
0
0
350
SPDR TRUST GOLD SHARES
ETF
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313
2753
SH
SOLE
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0
2753
SPDR TRUST GOLD SHARES
ETF
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65
SH
OTR
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SPDR WELLS FARGO PREFERRED ETF
ETF
78464A292
520
11571
SH
SOLE
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11571
VANGUARD INTERMEDIATE TERM BON
ETF
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2772
32151
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SOLE
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32151
VANGUARD LONG TERM BOND INDEX
ETF
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2776
28816
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28816
VANGUARD REIT INDEX ETF
ETF
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5884
69791
SH
SOLE
0
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69791
WISDOMTREE DEFA EQUITY INCOME
ETF
97717w802
381
8819
SH
SOLE
0
0
8819
WISDOMTREE EMERGING MKTS EQUIT
ETF
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569
13400
SH
SOLE
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13400
WISDOMTREE INTERNATIONAL REAL
ETF
97717w331
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35619
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WISDOMTREE INTERNATIONAL REAL
ETF
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WISDOMTREE INTERNATIONAL SMALL
ETF
97717w760
485
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WISDOMTREE MID-CAP DIVIDEND
ETF
97717w505
465
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SOLE
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WISDOMTREE SMALL CAP DIVIDEND
ETF
97717w604
419
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SH
SOLE
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0
5809
3M CO COM
COM
88579Y101
424
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SH
SOLE
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2571
ABBOTT LABS COM
COM
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321
6937
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SOLE
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6937
ABBVIE INC. COM
COM
00287Y109
452
7716
SH
SOLE
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ALPS MLP ETF - ALERIAN MLP
COM
00162Q866
2272
137142
SH
SOLE
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ALTRIA GROUP INC
COM
02209s103
874
17478
SH
SOLE
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ALTRIA GROUP INC
COM
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93
1850
SH
OTR
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AMERICAN EXPRESS CO COM
COM
025816109
398
5093
SH
SOLE
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5093
APPLE INC COM
COM
037833100
6905
55492
SH
SOLE
0
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55492
AT&T INC COM
COM
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1609
49280
SH
SOLE
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49280
AT&T INC COM
COM
00206r102
104
3171
SH
OTR
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3171
BAIDU INC SPON ADR REP A
COM
056752108
1514
7264
SH
SOLE
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BANK OF AMERICA CORP
COM
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740
48090
SH
SOLE
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0
48090
BANK OF AMERICA CORP
COM
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OTR
0
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40
BAXTER INTERNATIONAL INC
COM
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237
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SOLE
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BAXTER INTL INC COM
COM
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SH
SOLE
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BERKSHIRE HATHAWAY B NEW CLASS
COM
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785
5442
SH
SOLE
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5442
BERKSHIRE HATHAWAY B NEW CLASS
COM
084670702
14
100
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OTR
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100
BLACKROCK BLD AMER BOND TRUST
COM
09248X100
531
23418
SH
SOLE
0
0
23418
BOEING CO
COM
097023105
443
2954
SH
SOLE
0
0
2954
BOEING CO
COM
097023105
15
100
SH
OTR
0
0
100
BP PLC ADR
COM
055622104
352
9004
SH
SOLE
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0
9004
BP PLC ADR
COM
055622104
16
400
SH
OTR
0
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400
BRISTOL-MYERS SQUIBB CO
COM
110122108
442
6859
SH
SOLE
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BUCKEYE PARTNERS LTD PARTNERS
COM
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3650
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SOLE
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3650
BUCKEYE PARTNERS LTD PARTNERS
COM
118230101
38
500
SH
OTR
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500
CABELAS INC COM
COM
126804301
411
7339
SH
SOLE
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CATERPILLAR INC DEL COM
COM
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524
6552
SH
SOLE
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6552
CELLULAR DYN INTL INC COM
COM
15117V109
188
11449
SH
SOLE
0
0
11449
CHEVRON CORP NEW
COM
166764100
1388
13218
SH
SOLE
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13218
CIMAREX ENERGY CO COM
COM
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279
2424
SH
SOLE
0
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2424
CISCO SYS INC
COM
17275r102
257
9323
SH
SOLE
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COCA COLA COMPANY
COM
191216100
342
8426
SH
SOLE
0
0
8426
CONOCOPHILLIPS
COM
20825C104
1459
23438
SH
SOLE
0
0
23438
CORNING INC COM
COM
219350105
247
10892
SH
SOLE
0
0
10892
CSX CORP COM
COM
126408103
336
10141
SH
SOLE
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10141
CVS CAREMARK CORP COM
COM
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202
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SH
SOLE
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DISNEY WALT CO COM DISNEY
COM
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220
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SH
SOLE
0
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DUKE ENERGY CORP NEW COM
COM
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234
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SOLE
0
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EDWARDS LIFESCIENCES, INC
COM
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295
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EMERSON ELEC CO COM
COM
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431
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SH
SOLE
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EMPIRE DIST ELEC CO COM
COM
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563
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ENTERPRISE PRODS PARTN COM
COM
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COM
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EXXON MOBIL CORP
COM
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195
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OTR
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FIRST BANCSHS INC MO COM
COM
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980
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FORD MTR CO DEL COM
COM
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774
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SH
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COM
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COM
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FUEL TECH, INC
COM
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GENERAL ELECTRIC CO
COM
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GENERAL ELECTRIC CO
COM
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GILEAD SCIENCES INC COM
COM
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COM
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GOOGLE INC CL A
COM
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GOOGLE INC CL C
COM
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GUGGENHEIM BLD AMR BONDS MANAG
COM
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COM
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COM
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COM
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COM
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COM
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HENRY JACK & ASSOC INC
COM
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COM
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HERSHEY CO
COM
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HOME DEPOT INC COM
COM
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ICAHN ENTERPRISES L.P.
COM
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COM
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COM
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COM
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COM
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COM
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KANSAS CITY SOUTHERN COM NEW
COM
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COM
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COM
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KROGER CO COM
COM
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LAUDER ESTEE COS INC CL A
COM
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LEGGETT & PLATT INC COM
COM
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COM
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COM
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COM
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MERCK & CO INC NEW COM
COM
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MICROSOFT CORP
COM
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14639
MICROSOFT CORP
COM
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COM
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COM
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COM
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NUSTAR ENERGY LP UNIT COM
COM
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O REILLY AUTOMOTIVE IN COM
COM
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OMNICOM GROUP INC COM
COM
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ONEOK PARTNERS LP UNIT LTD PAR
COM
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ORACLE CORP COM
COM
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616
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PEPSICO INC
COM
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PFIZER INC
COM
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COM
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PROCTER & GAMBLE CO
COM
742718109
1488
18162
SH
SOLE
0
0
18162
PROCTER & GAMBLE CO
COM
742718109
1488
200
SH
OTR
0
0
200
PRUDENTIAL FINL INC JR SUB NT
COM
744320607
480
18500
SH
SOLE
0
0
18500
QUALCOMM INC
COM
747525103
1227
17689
SH
SOLE
0
0
17689
QWEST CORP NT
COM
74913G600
242
9700
SH
SOLE
0
0
9700
REALTY INCOME CORP (MARYLAND)
COM
756109104
252
4881
SH
SOLE
0
0
4881
REALTY INCOME CORP (MARYLAND)
COM
756109104
77
1488
SH
OTR
0
0
1488
REGIONS FINL CORP COM
COM
7591EP100
103
10942
SH
SOLE
0
0
10942
SABINE ROYALTY TR UNIT BEN INT
COM
785688102
554
14072
SH
SOLE
0
0
14072
SENIOR HSG PPTYS TR NT 42
COM
81721M208
496
19920
SH
SOLE
0
0
19920
SKINNY NUTRITIONAL CORP
COM
830695102
0
90000
SH
OTR
0
0
90000
SOUTHERN CO COM
COM
842587107
775
17512
SH
SOLE
0
0
17512
STANLEY BLACK & DECKER JR SUB
COM
854502705
205
8000
SH
SOLE
0
0
8000
STARBUCKS CORP COM
COM
855244109
926
9780
SH
SOLE
0
0
9780
STRAGENICS INC
COM
862576105
2
20000
SH
SOLE
0
0
20000
SYSCO CORP COM
COM
871829107
217
5749
SH
SOLE
0
0
5749
TARGET CORP
COM
87612e106
288
3511
SH
SOLE
0
0
3511
TIME WARNER INC COM NEW
COM
887317303
586
6934
SH
SOLE
0
0
6934
TYSON FOODS INC CL A
COM
902494103
776
20249
SH
SOLE
0
0
20249
U S BANCORP DEL NEW
COM
902973304
2475
56670
SH
SOLE
0
0
56670
UNITEDHEALTH GROUP INC COM
COM
91324P102
231
1956
SH
SOLE
0
0
1956
VALEANT PHARMACEUTICAL COM
COM
91911K102
304
1532
SH
SOLE
0
0
1532
VERIZON COMMUNICATIONS
COM
92343v104
1075
22107
SH
SOLE
0
0
22107
VERIZON COMMUNICATIONS
COM
92343v104
120
2459
SH
OTR
0
0
2459
WAL-MART STORES INC
COM
931142103
5021
61045
SH
SOLE
0
0
61045
WAL-MART STORES INC
COM
931142103
20
240
SH
OTR
0
0
240
WALGREENS BOOTS ALLIAN COM
COM
931427108
493
5825
SH
SOLE
0
0
5825
WELLS FARGO & CO NEW
COM
949746101
631
11608
SH
SOLE
0
0
11608
WELLS FARGO & CO NEW
COM
949746101
5
100
SH
DFND
0
0
100
WELLS FARGO & CO NEW
COM
949746101
452
8316
SH
OTR
0
0
8316
BB&T CORP DEP SHS REPSTG 1
PFD
054937206
202
7916
SH
SOLE
0
0
7916
BB&T CORP DEP SHS REPSTG 1
PFD
054937404
225
8900
SH
SOLE
0
0
8900
DUKE ENERGY CORP NEW JR SUB DE
PFD
26441C303
319
12600
SH
SOLE
0
0
12600
JPMORGAN CHASE & CO DEP 1/400
PFD
46637G124
487
19755
SH
SOLE
0
0
19755
KIMCO RLTY CORP DEP1/1000PFD K
PFD
49446R745
264
10634
SH
SOLE
0
0
10634
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K605
357
14016
SH
SOLE
0
0
14016
NEXTERA ENERGY CAP HLD SERIES
PFD
65339K704
212
8400
SH
SOLE
0
0
8400
PARTNERRE LTD REDPFD SHS SER F
PFD
G68603128
292
11500
SH
SOLE
0
0
11500
PROTECTIVE LIFE CORP., 6.25% S
PFD
743674608
572
21518
SH
SOLE
0
0
21518
PS BUSINESS PKS INC CUMM PFD S
PFD
69360J685
221
8838
SH
SOLE
0
0
8838
PUBLIC STORAGE PFD 5.75% Ser.T
PFD
74460W404
347
13650
SH
SOLE
0
0
13650
RENAISSANCERE HOLDINGS PREF SH
PFD
G7498P119
264
10800
SH
SOLE
0
0
10800
SCE TR II TR PFD SECS 5.1%
PFD
78407R204
204
8400
SH
SOLE
0
0
8400
SCHWAB CHARLES Non-CUM PFD Ser
PFD
808513204
435
16325
SH
SOLE
0
0
16325
WELLS FARGO & CO NEW DEP1/1000
PFD
949746721
308
12740
SH
SOLE
0
0
12740
GENERAL MOTORS 6.75XXXESCROW P
Convt.PFD
370ESCAZ8
0
25000
SH
SOLE
0
0
25000
ALLIANCEBERNSTEIN GLOBAL HIGH
Closed End Fund
01879r106
257
20422
SH
SOLE
0
0
20422
ALLIANCEBERNSTEIN INCOME FUND
Closed End Fund
01881e101
230
29738
SH
SOLE
0
0
29738
BLACKROCK MUNI TARGET TERM TRU
Closed End Fund
092476100
355
16950
SH
SOLE
0
0
16950
BLACKROCK MUNIASSETS FD
Closed End Fund
09254J102
276
19613
SH
SOLE
0
0
19613
DNP SELECT INCOME FD COM
Closed End Fund
23325p104
156
14830
SH
SOLE
0
0
14830
FLAHERTY & CRUMRINE DYNAMIC PF
Closed End Fund
33848W106
352
15037
SH
SOLE
0
0
15037
LIBERTY ALL STAR EQ FD SH BEN
Closed End Fund
530158104
74
12611
SH
SOLE
0
0
12611
NEUBERGER BERMAN MLP I COM
Closed End Fund
59021J307
359
20350
SH
SOLE
0
0
20350
NUVEEN INSURED MUNI OPPORTUNIT
Closed End Fund
670984103
179
12200
SH
SOLE
0
0
12200
NUVEEN INT DUR QUAL MU COM
Closed End Fund
670677103
130
10000
SH
SOLE
0
0
10000
NUVEEN INTER DURATION COM
Closed End Fund
670671106
246
19009
SH
SOLE
0
0
19009
NUVEEN MO PREMIUM INCOME MUNI
Closed End Fund
67060Q108
171
11104
SH
SOLE
0
0
11104
NUVEEN PFD & INCOME TE COM
Closed End Fund
67075A106
234
10000
SH
SOLE
0
0
10000
NUVEEN QUALITY INCOME MUNI FD
Closed End Fund
670977107
234
16700
SH
SOLE
0
0
16700
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
141
15370
SH
SOLE
0
0
15370
NUVEEN QUALITY PFD INCOME FD2
Closed End Fund
67072C105
141
2000
SH
OTR
0
0
2000
ROYCE VALUE TRUST
Closed End Fund
780910105
157
10956
SH
SOLE
0
0
10956
TORTOISE ENERGY INDEPE COM
Closed End Fund
89148K101
470
23340
SH
SOLE
0
0
23340
WESTERN ASSET MANAGED MUNI FD
Closed End Fund
95766M105
147
10360
SH
SOLE
0
0
10360
NESTLE S A REG B ADR F1 ADR RE
ADR
641069406
262
3489
SH
SOLE
0
0
3489