0000894189-17-004641.txt : 20170830 0000894189-17-004641.hdr.sgml : 20170830 20170830141342 ACCESSION NUMBER: 0000894189-17-004641 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170830 DATE AS OF CHANGE: 20170830 EFFECTIVENESS DATE: 20170830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DoubleLine Income Solutions Fund CENTRAL INDEX KEY: 0001566388 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22791 FILM NUMBER: 171060206 BUSINESS ADDRESS: STREET 1: C/O DOUBLELINE CAPITAL LP STREET 2: 333 SOUTH GRAND AVENUE, SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-633-8200 MAIL ADDRESS: STREET 1: C/O DOUBLELINE CAPITAL LP STREET 2: 333 SOUTH GRAND AVENUE, SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90071 N-PX 1 doubleline-is_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22791 NAME OF REGISTRANT: DoubleLine Income Solutions Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 333 South Grand Avenue, Suite 1800 Los Angeles, CA 90071 NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell, President and Chief Executive Officer c/o DoubleLine Capital LP 333 South Grand Avenue, Suite 1800 Los Angeles, CA 90071 REGISTRANT'S TELEPHONE NUMBER: 213-633-8200 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017 DoubleLine Income Solutions Fund -------------------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE ENERGY CORP Agenda Number: 934488900 -------------------------------------------------------------------------------------------------------------------------- Security: 02554FAA0 Meeting Type: Consent Meeting Date: 27-Oct-2016 Ticker: ISIN: US02554FAA03 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For REJECT) -------------------------------------------------------------------------------------------------------------------------- COMMONWEALTH OF PUERTO RICO Agenda Number: 934449693 -------------------------------------------------------------------------------------------------------------------------- Security: 74514LE86 Meeting Type: Consent Meeting Date: 30-Nov-2016 Ticker: ISIN: US74514LE869 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. BY MARKING "FOR" I DIRECT THE INSTITUTION Mgmt Against HOLDING MY BONDS TO TRANSMIT AND CONFIRM MY BOND HOLDING INFORMATION (NAME, ADDRESS, BOND AND AMOUNTS HELD) FOR RECORDING IN THE REGISTRY. BY MARKING "AGAINST" MY BONDS SHALL BE "MISSING" FROM THE REGISTRY. I WILL NOT RECEIVE DIRECTLY FROM THE BOND ISSUER ANY OFFICIAL COMMUNICATIONS RELATING TO THE BONDS, SINCE ALL COMMUNICATIONS WILL BE SENT INDIRECTLY VIA THIRD PARTIES. I MAY NOT DIRECTLY PARTICIPATE IN ANY BONDOWNER INITIATIVE IN THE ABSENCE OF ACTIONS BY THIRD PARTIES. -------------------------------------------------------------------------------------------------------------------------- COMMONWEALTH OF PUERTO RICO Agenda Number: 934511571 -------------------------------------------------------------------------------------------------------------------------- Security: 74514LE86 Meeting Type: Special Meeting Date: 30-Mar-2017 Ticker: ISIN: US74514LE869 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. BY MARKING "FOR" I DIRECT THE INSTITUTION Mgmt No vote HOLDING MY BONDS TO TRANSMIT AND CONFIRM MY BOND HOLDING INFORMATION (NAME, ADDRESS, BOND AND AMOUNTS HELD) FOR RECORDING IN THE REGISTRY. BY MARKING "AGAINST" MY BONDS SHALL BE "MISSING" FROM THE REGISTRY. I WILL NOT RECEIVE DIRECTLY FROM THE BOND ISSUER ANY OFFICIAL COMMUNICATIONS RELATING TO THE BONDS, SINCE ALL COMMUNICATIONS WILL BE SENT INDIRECTLY VIA THIRD PARTIES. I MAY NOT DIRECTLY PARTICIPATE IN ANY BONDOWNER INITIATIVE IN THE ABSENCE OF ACTIONS BY THIRD PARTIES. -------------------------------------------------------------------------------------------------------------------------- ENERGY PARTNERS, LTD. Agenda Number: 934465306 -------------------------------------------------------------------------------------------------------------------------- Security: 29270UAN5 Meeting Type: Consent Meeting Date: 09-Dec-2016 Ticker: ISIN: US29270UAN54 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. EPL UNSECURED NOTES CLAIM HOLDER'S VOTE ON Mgmt For THE PLAN. VOTE 'FOR' TO ACCEPT THE PLAN. VOTE 'AGAINST' TO REJECT THE PLAN. 2. OPT OUT OF THE RELEASE CONTAINED IN ARTICLE Mgmt For VIII OF THE PLAN. VOTE 'FOR' TO OPT OUT. VOTE 'ABSTAIN' IF YOU DO NOT WANT TO OPT OUT. -------------------------------------------------------------------------------------------------------------------------- ENERGY XXI GULF COAST Agenda Number: 934465231 -------------------------------------------------------------------------------------------------------------------------- Security: 29276KAU5 Meeting Type: Consent Meeting Date: 09-Dec-2016 Ticker: ISIN: US29276KAU51 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. EGC UNSECURED NOTES CLAIM HOLDER'S VOTE ON Mgmt For THE PLAN. VOTE 'FOR' TO ACCEPT THE PLAN. VOTE 'AGAINST' TO REJECT THE PLAN. 2. OPT OUT OF THE RELEASE CONTAINED IN ARTICLE Mgmt For VIII OF THE PLAN. VOTE 'FOR' TO OPT OUT. VOTE 'ABSTAIN' IF YOU DO NOT WANT TO OPT OUT. -------------------------------------------------------------------------------------------------------------------------- ENERGY XXI GULF COAST Agenda Number: 934465243 -------------------------------------------------------------------------------------------------------------------------- Security: 29276KAV3 Meeting Type: Consent Meeting Date: 09-Dec-2016 Ticker: ISIN: US29276KAV35 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. SECOND LIEN NOTES CLAIM HOLDER'S VOTE ON Mgmt Against THE PLAN. VOTE FOR TO ACCEPT THE PLAN. VOTE AGAINST TO REJECT THE PLAN. 2. OPT OUT OF THE RELEASE CONTAINED IN ARTICLE Mgmt Abstain VIII OF THE PLAN. VOTE 'FOR' TO OPT OUT. VOTE 'ABSTAIN' IF YOU DO NOT WANT TO OPT OUT. -------------------------------------------------------------------------------------------------------------------------- ENERGY XXI GULF COAST Agenda Number: 934465231 -------------------------------------------------------------------------------------------------------------------------- Security: 29276KAS0 Meeting Type: Consent Meeting Date: 09-Dec-2016 Ticker: ISIN: US29276KAS06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. EGC UNSECURED NOTES CLAIM HOLDER'S VOTE ON Mgmt For THE PLAN. VOTE 'FOR' TO ACCEPT THE PLAN. VOTE 'AGAINST' TO REJECT THE PLAN. 2. OPT OUT OF THE RELEASE CONTAINED IN ARTICLE Mgmt For VIII OF THE PLAN. VOTE 'FOR' TO OPT OUT. VOTE 'ABSTAIN' IF YOU DO NOT WANT TO OPT OUT. -------------------------------------------------------------------------------------------------------------------------- ENERGY XXI GULF COAST Agenda Number: 934602221 -------------------------------------------------------------------------------------------------------------------------- Security: 29276K101 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: EXXI ISIN: US29276K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL S. BAHORICH Mgmt For For DOUGLAS E. BROOKS Mgmt For For GEORGE KOLLITIDES Mgmt For For MICHAEL S. REDDIN Mgmt For For STANFORD SPRINGEL Mgmt For For JAMES W. SWENT III Mgmt For For CHARLES W. WAMPLER Mgmt For For 2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against THE COMPENSATION PROVIDED TO THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 4. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017 -------------------------------------------------------------------------------------------------------------------------- MEMORIAL PRODUCTION Agenda Number: 934536016 -------------------------------------------------------------------------------------------------------------------------- Security: 586049AB4 Meeting Type: Consent Meeting Date: 27-Mar-2017 Ticker: ISIN: US586049AB40 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN - CLASS 5 UNSECURED NOTES Mgmt For CLAIMS (FOR = ACCEPT, AGAINST =REJECT) 2. ELECT NOT TO GRANT THE RELEASES CONTAINED Mgmt Abstain IN SECTION 10.7 OF THE PLAN. (FOR = DO NOT GRANT THE RELEASES, ABSTAIN = GRANT THE RELEASES) -------------------------------------------------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORP. Agenda Number: 934461598 -------------------------------------------------------------------------------------------------------------------------- Security: C71058AC2 Meeting Type: Special Meeting Date: 17-Aug-2016 Ticker: ISIN: USC71058AC25 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A APPROVAL OF THE PLAN RESOLUTION. "IF YOU Mgmt For For HAD ELECTED TO RECEIVE CASH PRIOR, YOU MUST ALSO VOTE "FOR" THE PLAN IN ORDER TO RECEIVE PAYMENT. HOLDERS WHO HAD SIGNED A JOINDER AGREEMENT PRIOR MUST ALSO VOTE "FOR" THE PLAN. PLEASE REFER TO THE EXPANDED MATERIALS FOR THIS EVENT FOR FURTHER DETAILS." -------------------------------------------------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORP. Agenda Number: 934461598 -------------------------------------------------------------------------------------------------------------------------- Security: C71058AF5 Meeting Type: Special Meeting Date: 17-Aug-2016 Ticker: ISIN: USC71058AF55 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A APPROVAL OF THE PLAN RESOLUTION. "IF YOU Mgmt For For HAD ELECTED TO RECEIVE CASH PRIOR, YOU MUST ALSO VOTE "FOR" THE PLAN IN ORDER TO RECEIVE PAYMENT. HOLDERS WHO HAD SIGNED A JOINDER AGREEMENT PRIOR MUST ALSO VOTE "FOR" THE PLAN. PLEASE REFER TO THE EXPANDED MATERIALS FOR THIS EVENT FOR FURTHER DETAILS." -------------------------------------------------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORP. Agenda Number: 934461055 -------------------------------------------------------------------------------------------------------------------------- Security: 69480UAC1 Meeting Type: Special Meeting Date: 17-Aug-2016 Ticker: ISIN: US69480UAC18 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A APPROVAL OF THE PLAN RESOLUTION. "IF YOU Mgmt For For HAD ELECTED TO RECEIVE CASH PRIOR, YOU MUST ALSO VOTE "FOR" THE PLAN IN ORDER TO RECEIVE PAYMENT. HOLDERS WHO HAD SIGNED A JOINDER AGREEMENT PRIOR MUST ALSO VOTE "FOR" THE PLAN. PLEASE REFER TO THE EXPANDED MATERIALS FOR THIS EVENT FOR FURTHER DETAILS." -------------------------------------------------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORP. Agenda Number: 934461055 -------------------------------------------------------------------------------------------------------------------------- Security: 69480UAK3 Meeting Type: Special Meeting Date: 17-Aug-2016 Ticker: ISIN: US69480UAK34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A APPROVAL OF THE PLAN RESOLUTION. "IF YOU Mgmt For For HAD ELECTED TO RECEIVE CASH PRIOR, YOU MUST ALSO VOTE "FOR" THE PLAN IN ORDER TO RECEIVE PAYMENT. HOLDERS WHO HAD SIGNED A JOINDER AGREEMENT PRIOR MUST ALSO VOTE "FOR" THE PLAN. PLEASE REFER TO THE EXPANDED MATERIALS FOR THIS EVENT FOR FURTHER DETAILS." -------------------------------------------------------------------------------------------------------------------------- PACIFIC EXPLORATION & PRODUCTION CORP. Agenda Number: 934606700 -------------------------------------------------------------------------------------------------------------------------- Security: 69423W889 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: PEGFF ISIN: CA69423W8896 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO SET THE NUMBER OF DIRECTORS AT 6. Mgmt For For 02 DIRECTOR LUIS FERNANDO ALARCON Mgmt For For W. ELLIS ARMSTRONG Mgmt For For GABRIEL DE ALBA Mgmt For For RAYMOND BROMARK Mgmt For For RUSSELL FORD Mgmt For For CAMILO MARULANDA Mgmt For For 03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. -------------------------------------------------------------------------------------------------------------------------- SANDRIDGE ENERGY, INC. Agenda Number: 934462780 -------------------------------------------------------------------------------------------------------------------------- Security: 80007PAU3 Meeting Type: Consent Meeting Date: 04-Aug-2016 Ticker: ISIN: US80007PAU30 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) THE PLAN. TO ACCEPT THE PLAN MARK "FOR". TO Mgmt No vote REJECT THE PLAN MARK "AGAINST". 2) BENEFICIAL HOLDER CERTIFIES TO BE AN Mgmt No vote "ACCREDITED INVESTOR" WITHIN THE MEANING OF RULE 501 OF THE SECURITIES ACT OF 1933. MARK 'FOR' IF HOLDER IS AN ACCREDITED INVESTOR. MARK 'AGAINST' IF HOLDER IS NOT AN ACCREDITED INVESTOR. 3) OPT OUT OF THE THIRD PARTY RELEASE TO OPT Mgmt No vote OUT OF THE RELEASE MARK "FOR" -------------------------------------------------------------------------------------------------------------------------- SANDRIDGE ENERGY, INC. Agenda Number: 934617929 -------------------------------------------------------------------------------------------------------------------------- Security: 80007P869 Meeting Type: Annual Meeting Date: 15-Jun-2017 Ticker: SD ISIN: US80007P8692 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES D. BENNETT Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL L. BENNETT Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN V. GENOVA Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM M. GRIFFIN, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: DAVID J. KORNDER Mgmt For For 2. RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. APPROVE, IN A NON-BINDING VOTE, THE Mgmt Against Against COMPENSATION PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. RECOMMEND, IN A NON-BINDING VOTE, WHETHER A Mgmt 1 Year For NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) DoubleLine Income Solutions Fund By (Signature) /s/ Ronald R. Redell Name Ronald R. Redell Title President Date 08/25/2017