0001565437-16-000003.txt : 20161201 0001565437-16-000003.hdr.sgml : 20161201 20161201151912 ACCESSION NUMBER: 0001565437-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 EFFECTIVENESS DATE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. CENTRAL INDEX KEY: 0001565437 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-204685 FILM NUMBER: 162028063 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001565437 PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 CAYMAN ISLANDS None None Other CAYMAN ISLANDS EXEMPTED COMPANY WITH LIMITED LIABILITY true 2012 N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Promoter INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER") MICHELLE WILSON-CLARKE CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD. GRAND PAVILION COMMERCIAL CENTRE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1204 Director DIRECTOR OF THE ISSUER JENNIFER S. BRIDWELL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOACHIM FELS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. FLATTUM 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT R. HARRIS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS M. HODGE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL J. IVASCYN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER LEW W. JACOBS IV 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ALFRED T. MURATA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARK R. KIESEL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. LOWN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SCOTT A. MATHER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICHARD H. CLARIDA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS J. ONGARO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THOMAS J. OTTERBEIN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN WILLIAM MURRAY 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER STEPHEN A. RODOSKY 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THIBAULT G. STRACKE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUSAN L. WILSON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MIHIR P. WORAH 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID N. FISHER III 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RAVINDER KUMAR MATTU 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JAMES F. MOORE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN LANE HORNE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WILLIAM G. DE LEON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JENNIFER S. DURHAM 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MICHAEL A. GOMEZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CANDICE STACK WHITTEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER EDWARD DEVLIN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PETER G. STRELOW 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER QI . WANG 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHSEN FAHMI 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ANDREW TAYLOR VADEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JEROME M. SCHNEIDER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ERIC MICHAEL SUTHERLAND 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOSHUA THEODORE THIMONS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBERT O. YOUNG 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER KIMBERLEY GRACE KORINKE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUDESH N. MARIAPPA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICHARD R. LEBRUN JR. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHIT MITTAL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARC PETER SEIDNER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID L. BRAUN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL HYMAN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ANDREW R. JESSOP 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER NICHOLAS J. JOHNSON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBIN C. NABORS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001565437-15-000002 2013-10-01 true true false 100000 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 3777900 Indefinite false 3 0 0 OFFERS AND SALES OF PARTICIPATING SHARES IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. MICHELLE WILSON-CLARKE MICHELLE WILSON-CLARKE DIRECTOR OF THE ISSUER 2016-11-29