0001209191-23-016224.txt : 20230306 0001209191-23-016224.hdr.sgml : 20230306 20230306160020 ACCESSION NUMBER: 0001209191-23-016224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forrester James W Jr CENTRAL INDEX KEY: 0001962573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35883 FILM NUMBER: 23708831 MAIL ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaWorld Entertainment, Inc. CENTRAL INDEX KEY: 0001564902 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 271220297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 BUSINESS PHONE: (407) 226-5011 MAIL ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-28 0 0001564902 SeaWorld Entertainment, Inc. SEAS 0001962573 Forrester James W Jr C/O SEAWORLD ENTERTAINMENT, INC. 6240 SEA HARBOR DRIVE ORLANDO FL 32821 0 1 0 0 See Remarks Common Stock 2023-02-28 4 A 0 840 0.00 A 5180 D Common Stock 2023-02-28 4 A 0 102 0.00 A 5282 D Common Stock 2023-02-28 4 F 0 282 64.60 D 5000 D Common Stock 2023-03-02 4 A 0 3079 0.00 A 8079 D Common Stock 2023-03-02 4 A 0 266 0.00 A 8345 D Common Stock 2023-03-03 4 S 0 2615 67.21 D 5730 D Employee Stock option (right to buy) 64.94 2023-03-02 4 A 0 3079 0.00 A 2033-03-02 Common Stock 3079 3079 D Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person related to the 2019 Long Term Incentive Plan. Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person related to the 2022 Bonus Incentive Plan. Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock. Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over four years, with 25% vesting on each of the first four anniversaries of the date of grant. Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with 50% vesting on each of the first two anniversaries of the date of grant. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $67.18 to $67.29, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The option becomes exercisable over four years, with 25% becoming exercisable on each of the first four anniversaries of the date of grant. Title: Interim Chief Financial Officer and Treasurer /s/ Jeffrey Schwartz, Power of Attorney 2023-03-06