0001209191-21-065697.txt : 20211119 0001209191-21-065697.hdr.sgml : 20211119 20211119090009 ACCESSION NUMBER: 0001209191-21-065697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dold Christopher CENTRAL INDEX KEY: 0001671261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35883 FILM NUMBER: 211426478 MAIL ADDRESS: STREET 1: C/O SEAWORLD ENTERTAINMENT, INC. STREET 2: 9205 SOUTH PARK CENTER LOOP, SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaWorld Entertainment, Inc. CENTRAL INDEX KEY: 0001564902 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 271220297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 BUSINESS PHONE: (407) 226-5011 MAIL ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-17 0 0001564902 SeaWorld Entertainment, Inc. SEAS 0001671261 Dold Christopher C/O SEAWORLD ENTERTAINMENT, INC. 6240 SEA HARBOR DRIVE ORLANDO FL 32821 0 1 0 0 Chief Zoological Officer Common Stock 2021-11-17 4 M 0 5459 18.96 A 107711 D Common Stock 2021-11-17 4 M 0 6391 18.17 A 114102 D Common Stock 2021-11-17 4 M 0 5480 14.17 A 119582 D Common Stock 2021-11-17 4 M 0 7295 25.70 A 126877 D Common Stock 2021-11-17 4 M 0 1837 27.21 A 128714 D Common Stock 2021-11-17 4 S 0 26462 63.00 D 102252 D Employee Stock Option (right to buy) 18.96 2021-11-17 4 M 0 5459 0.00 D 2025-03-03 Common Stock 5459 0 D Employee Stock Option (right to buy) 18.17 2021-11-17 4 M 0 6391 0.00 D 2026-03-01 Common Stock 6391 0 D Employee Stock Option (right to buy) 14.17 2021-11-17 4 M 0 5480 0.00 D 2026-07-01 Common Stock 5480 0 D Employee Stock Option (right to buy) 25.70 2021-11-17 4 M 0 7295 0.00 D 2029-03-14 Common Stock 7295 3648 D Employee Stock Option (right to buy) 27.21 2021-11-17 4 M 0 1837 0.00 D 2030-02-28 Common Stock 1837 3675 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.00 to $63.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The option, representing a right to purchase a total of 5,459 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 6,391 shares, became exercisable in four equal annual installments beginning on March 1, 2017, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 5,480 shares, became exercisable in four equal annual installments beginning on July 1, 2017, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 7,295 shares, became exercisable in three equal annual installments beginning on March 14, 2020, which was the first anniversary of the date on which the option was granted. The option, representing a right to purchase a total of 1,837 shares, became exercisable in three equal annual installments beginning on February 28, 2021, which was the first anniversary of the date on which the option was granted. /s/ Harold Herman, Power of Attorney 2021-11-19