0001209191-19-056003.txt : 20191112 0001209191-19-056003.hdr.sgml : 20191112 20191112162205 ACCESSION NUMBER: 0001209191-19-056003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rivera Sergio CENTRAL INDEX KEY: 0001560718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35883 FILM NUMBER: 191209821 MAIL ADDRESS: STREET 1: C/O STARWOOD HOTELS & RESORTS WORLDWIDE, STREET 2: ONE STARPOINT CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaWorld Entertainment, Inc. CENTRAL INDEX KEY: 0001564902 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 271220297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9205 SOUTH PARK CENTER LOOP STREET 2: SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: (407) 226-5011 MAIL ADDRESS: STREET 1: 9205 SOUTH PARK CENTER LOOP STREET 2: SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-11 0 0001564902 SeaWorld Entertainment, Inc. SEAS 0001560718 Rivera Sergio C/O SEAWORLD ENTERTAINMENT, INC. 6240 SEA HARBOR DRIVE ORLANDO FL 32821 1 1 0 0 Chief Executive Officer Common Stock 2019-11-11 4 A 0 37443 0.00 A 37443 D Employee Stock option (right to buy) 29.34 2019-11-11 4 A 0 149775 0.00 A 2022-11-11 2029-11-11 Common Stock 149775 149775 D Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over three years, with one-third (1/3) vesting on each of the first three anniversaries of the date of grant. The option becomes exercisable on the third anniversary of the date of grant, or, if earlier, (x) when the first vesting tranche of the Sign-On PSUs vest or (y) upon a Change in Control (as defined in the Company's 2017 Omnibus Incentive Plan), provided, in each case, that the Executive remains employed by the Company through such date. Harold Herman, Power of Attorney 2019-11-12