0001209191-16-131593.txt : 20160706 0001209191-16-131593.hdr.sgml : 20160706 20160706162038 ACCESSION NUMBER: 0001209191-16-131593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaWorld Entertainment, Inc. CENTRAL INDEX KEY: 0001564902 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 271220297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9205 SOUTH PARK CENTER LOOP STREET 2: SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: (407) 226-5011 MAIL ADDRESS: STREET 1: 9205 SOUTH PARK CENTER LOOP STREET 2: SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kermes Michelle Jill CENTRAL INDEX KEY: 0001677787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35883 FILM NUMBER: 161753930 MAIL ADDRESS: STREET 1: C/O SEAWORLD ENTERTAINMENT, INC. STREET 2: 9205 SOUTH PARK CENTER LOOP, SUITE 400 CITY: ORLANDO STATE: FL ZIP: 32819 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-01 0 0001564902 SeaWorld Entertainment, Inc. SEAS 0001677787 Kermes Michelle Jill C/O SEAWORLD ENTERTAINMENT, INC. 9205 SOUTH PARK CENTER LOOP, SUITE 400 ORLANDO FL 32819 0 1 0 0 See Remarks Common Stock 2016-07-01 4 A 0 2901 0.00 A 26731 D Common Stock 2016-07-01 4 A 0 293 0.00 A 27024 D Common Stock 2016-07-01 4 A 0 586 0.00 A 27610 D Employee Stock Option (right to buy) 14.17 2016-07-01 4 A 0 1441 0.00 A 2026-07-01 Common Stock 1441 1441 D Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a one-year performance period beginning on January 1, 2016 and ending on December 31, 2016. Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest in four equal annual installments beginning on July 1, 2017. Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a three-year performance period beginning on January 1, 2016 and ending on December 31, 2018. This option vests in four equal annual installments beginning on July 1, 2017. In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or expiration dates are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 26,275 shares of the Issuer. Title: Chief Corporate Affairs Officer /s/ Carlos Clark, by power of attorney 2016-07-06