0000921895-20-001783.txt : 20200615 0000921895-20-001783.hdr.sgml : 20200615 20200615193541 ACCESSION NUMBER: 0000921895-20-001783 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAT Fund II LP CENTRAL INDEX KEY: 0001814670 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35883 FILM NUMBER: 20964608 BUSINESS ADDRESS: STREET 1: 150 EAST 58TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10155 BUSINESS PHONE: 212-632-5420 MAIL ADDRESS: STREET 1: 150 EAST 58TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaWorld Entertainment, Inc. CENTRAL INDEX KEY: 0001564902 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 271220297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 BUSINESS PHONE: (407) 226-5011 MAIL ADDRESS: STREET 1: 6240 SEA HARBOR DRIVE CITY: ORLANDO STATE: FL ZIP: 32821 3 1 form311269002b-06152020.xml OWNERSHIP DOCUMENT X0206 3 2020-06-11 0 0001564902 SeaWorld Entertainment, Inc. SEAS 0001814670 HAT Fund II LP 150 EAST 58TH STREET 32ND FLOOR NEW YORK NY 10155 0 0 0 1 See Footnote 1 Cash-Settled Total Return Swap 2027-06-08 Common Stock 54279 D The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by the other members of the Section 13(d) group and this report shall not be deemed an admission that it is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person entered into a cash-settled total return swap agreement with an unaffiliated third party financial institution as the counterparty (the "Swap") that established economic exposure to 54,279 notional shares of the Issuer's Common Stock (the "Subject Shares"). The Swap provides the Reporting Person with economic results that are comparable to the economic results of ownership but does not provide the Reporting Person with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The termination date of the Swap will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto. HAT Fund II LP, Hill Path Capital LP, By: /s/ Scott Ross, Managing Partner 2020-06-15