0000950170-24-064883.txt : 20240528 0000950170-24-064883.hdr.sgml : 20240528 20240528072011 ACCESSION NUMBER: 0000950170-24-064883 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20240524 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20240528 DATE AS OF CHANGE: 20240528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allakos Inc. CENTRAL INDEX KEY: 0001564824 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 454798831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38582 FILM NUMBER: 24986271 BUSINESS ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-597-5002 MAIL ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 8-K 1 allk-20240524.htm 8-K 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 24, 2024

 

 

Allakos Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-38582

45-4798831

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

825 Industrial Road, Suite 500

 

San Carlos, California

 

94070

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 650 597-5002

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, par value $0.001

 

ALLK

 

The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 24, 2024, Allakos Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (“2024 Annual Meeting”). At the 2024 Annual Meeting, the Company’s stockholders voted on three proposals, each of which is described in more detail in the Company’s proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 23, 2024. There were 88,544,474 shares of the Company’s common stock outstanding as of March 28, 2024, the record date for the determination of the stockholders entitled to notice of, and to vote at, the 2024 Annual Meeting. A total of 78,358,216 shares were present in person or by proxy at the 2024 Annual Meeting, representing 88.50% of the outstanding common stock entitled to vote. The voting results are presented below.

Proposal 1: Election of Directors

The Company’s stockholders elected each of the following nominees to serve as a Class III director of the Company for a three-year term expiring at the Company’s 2027 Annual Meeting of Stockholders, or until such director’s successor is duly elected and qualified, or until his/her earlier death, resignation, disqualification or removal.

 

Nominees

For

 

 

Withheld

 

Broker Non-Votes

 

Robert E. Andreatta

 

63,998,665

 

 

 

3,369,358

 

 

10,990,193

 

Dolca Thomas, M.D.

 

67,100,639

 

 

 

269,018

 

 

 

10,988,559

 

Proposal 2: Ratification of Independent Registered Public Accounting Firm

The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.

 

For

 

 

Against

 

Abstain

 

Broker Non-Votes

 

 

77,964,435

 

 

 

201,926

 

 

191,855

 

 

 

Proposal 3: Advisory Vote on Named Executive Officer Compensation

The Company’s stockholders approved, on an advisory non-binding basis, the compensation of the Company's named executive officers.

 

For

 

 

Against

 

Abstain

 

Broker Non-Votes

 

 

57,581,186

 

 

 

9,731,502

 

 

56,969

 

 

10,988,559

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Allakos Inc.

 

 

 

 

Date:

May 28, 2024

By:

/s/ H. Baird Radford, III

 

 

 

H. Baird Radford, III
Chief Financial Officer

 


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